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Michael Wayne HALL

 
 
 
 
 

 

 

 

 
 
 
Classification: Murderer
Characteristics: Kidnapping - Torture
Number of victims: 1
Date of murder: February 15, 1998
Date of birth: April 6, 1979
Victim profile: A mentally impaired woman, 19-year-old Amy Robinson
Method of murder: Shooting
Location: Tarrant County, Texas, USA
Status: Executed by lethal injection in Texas on February 15, 2011
 
 
 
 
 
 

photo gallery

 
 
 
 
 

In the United States Court of Appeals
For the Fifth Circuit

 

opinion 06-70041

 
 
 
 
 
 

Summary:

Hall, then 18, and Robert Neville, 23, went to the Kroger grocery store in Arlington where their friend and former co-worker, Amy Robinson, worked as a checker. They picked a spot and waited in their car for her to ride by on her bicycle. They had a rifle, a pellet gun, ammunition, and a crossbow with them.

When Robinson rode by, Hall and Neville coaxed her into their car, promising that they would drop her off at work after taking a short drive in the country. After driving about twelve miles from the store, Neville pretended to have a flat tire and pulled the car over. Hall persuaded Robinson to exit the car. As Robinson walked toward Neville, he fired a crossbow at her several times, all of which missed. Hall shot her in the back of the leg with his pellet gun. He and Neville laughed at Robinson when she cried in pain. Neville then obtained a .22-caliber rifle from the car and shot her in the chest. Hall then shot her in the chest "three or four or six times" with the pellet gun. Neville then killed her with a shot to the head.

They left the victim and her bicycle where they would not be easily discovered, then left. Both men returned to the scene a few days later, Neville fired shots into Robinson's body and Hall took keys and money from her pocket. Two weeks later, Hall's mother reported to the police that he had been missing for several days. Hall's stepbrother told the police that Hall told him he and Neville abducted and killed Amy Robinson. Hall and Neville were arrested while trying to cross the border into Mexico.

Robinson's body was discovered the same day. Hall told authorities that he decided to kill someone because he was angry that the had a "sucky-ass" life. In television interviews after their arrests, the two men bragged about the killing. A tape of the news interview was played to the jury.

Accomplice Neville was executed on February 8, 2006 for the capital murder of Amy Robinson

Citations:

Hall v. State, 67 S.W.3d 870 (Tex.Crim.App. 2002). (Direct Appeal)
Hall v. Texas, 537 U.S. 802, 123 S.Ct. 70 (2002). (Remand)
Hall v. State, 160 S.W.3d 24 (Tex.Crim.App. 2004). (Direct Appeal After Remand)
Hall v. Quarterman, 534 F.3d 365 (5th Cir. 2008). (Habeas)

Final/Special Meal:

Chicken cooked three different ways, pizza, brownies, sweet iced tea, milk and vanilla pudding.

Last Words:

"I would like to give my sincere apology to Amy's family. We caused a lot of heartache, grief, pain, and suffering, and I am sorry. I know it won't bring her back." He continued speaking, saying he was changed by Christ and was not the same person anymore, and asked for forgiveness. "I am sorry for everything. I wish I could take it back, but I can't."

ClarkProsecutor.org

 
 
 
 
 
 
Name TDCJ Number Date of Birth
Hall, Michael Wayne 999346 04/06/1979
Date Received Age (when Received) Education Level
03/02/2000 20 9
Date of Offense Age (at the Offense) County
02/15/1998 18 Tarrant
Race Gender Hair Color
White Male Brown
Height Weight Eye Color
6' 2" 218 Hazel
Native County Native State Prior Occupation
Dallas Texas Laborer

Prior Prison Record

None

Summary of incident


On 02/15/98, Hall and one co-defendant abducted a 19-year old white female from a public street and drove her to a remote location.

Hall and the co-defendant shot the victim several times with a pellet pistol and several times with a .22-caliber pistol.

They were caught at the border when they were attempting to leave the state.
 

Co-defendants

Neville, Robert James Jr.

Race and Gender of Victim

White female
 
 
 

Texas Department of Criminal Justice

Hall, Michael Wayne
Date of Birth: 04/06/1979
DR#: 999346
Date Received: 03/02/2000
Education: 9 years
Occupation: Laborer
Date of Offense: 02/15/1998
County of Offense: Tarrant
Native County: Dallas
Race: Black
Gender: Male
Hair Color: Brown
Eye Color: Hazel
Height: 6' 02"
Weight: 218

Prior Prison Record: None.

Summary of incident: On 02/15/98, Hall and one co-defendant abducted a 19-year old white female from a public street and drove her to a remote location. Hall and the co-defendant shot the victim several times with a pellet pistol and several times with a .22-caliber pistol. They were caught at the border when they were attempting to leave the state.

Co-Defendants: Neville, Robert James Jr.

 
 

Texas Attorney General

Tuesday, February 8, 2011

Media Advisory: Michael Wayne Hall scheduled for execution

AUSTIN – Texas Attorney General Greg Abbott offers the following information about Michael Wayne Hall, who is scheduled to be executed after 6 p.m. on Tuesday, February 15, 2011. Hall was sentenced to die for the 1998 Tarrant County kidnapping and murder of nineteen-year-old Amy Robinson.

FACTS OF THE CRIME

Hall was angry with his life, so he and his friend Robert Neville decided to kill someone.

On Feb. 15, 1998, Hall and Neville saw 19-year-old Amy Robinson riding her bicycle to a grocery store in Arlington where she worked. The two men offered Robinson a ride and took her to a rural field in Fort Worth.

Hall and Neville got out of the car and walked into the field while Amy waited in the car listening to the radio. At some point, Hall persuaded Amy to get out of the car, and Hall shot her in the back of her leg with his pellet gun. Hall and Neville laughed while Amy cried in pain. Meanwhile, Neville returned to the car and got his .22 caliber rifle and shot Amy in the chest. Hall then shot her in the chest “three or four or six times”with the pellet gun. Amy fell to the ground making loud noises and shaking. Hall stood over her and stared for five to ten minutes, then Neville shot her in the head, killing her.

Neville was executed on February 8, 2006, for the capital murder of Amy Robinson.

PUNISHMENT-RELATED EVIDENCE

At the sentencing phase of his trial, the parties introduced evidence regarding Hall’s level of intelligence. Friends, family members, and some teachers testified that Hall had difficulty in school and had difficulty with simple daily tasks. The State introduced evidence suggesting that Hall was not mentally challenged but was, rather, “lazy,” depressed, and difficult to motivate. For its part, the trial court noted that motions Hall had prepared and filed himself were “well drafted.” Hall had no prior convictions.

PROCEDURAL HISTORY

March 24, 1998 – A Tarrant County grand jury indicted Hall for capital murder.
Feb. 17, 2000 – A Tarrant County jury found Hall guilty of capital murder.
Feb. 23, 2000 – After a punishment hearing, the court sentenced Hall to death.
Jan. 16, 2002 – The Texas Court of Criminal Appeals affirmed Hall’s conviction and sentence.
Jan. 17, 2002 – Hall filed an application for state habeas corpus relief.
March 13, 2002 – The Texas Court of Criminal Appeals denied Hall’s request for a rehearing.
Oct. 7, 2002 – After Hall appealed to the United States Supreme Court, the court vacated the judgment and remanded the case to the Texas Court of Criminal Appeals for further consideration in light of Atkins v. Virginia, which barred the death penalty for the mentally retarded.

Feb. 26, 2003 – The Texas Court of Criminal Appeals adopted the lower court’s recommendation and denied Hall’s application for relief.

May 5, 2004 – In connection with the appeal on remand from the Supreme Court, the Texas Court of Criminal Appeals, taking notice of the retardation-related evidence developed at trial and in state habeas corpus proceedings, again affirmed the judgment.

June 20, 2006 – Alleging that he was mentally retarded and thus exempt from the death penalty, Hall filed a petition for federal habeas corpus relief.

Aug. 3, 2006 – A Fort Worth U.S. district court denied Hall’s petition for habeas corpus relief.

June 30, 2008 – The United States Court of Appeals for the Fifth Circuit vacated the judgment of the lower court and remanded the case for an evidentiary hearing to determine whether Hall was mentally retarded.

March 9, 2009 – After conducting a live hearing to determine whether Hall carried his burden of showing that he was mentally retarded, the U.S. district court determined that Hall had not carried his burden and denied relief.

Feb. 22, 2010 – The United States Court of Appeals for the Fifth Circuit denied Hall permission to appeal.

April 4, 2010 – The Fifth Circuit court denied Hall’s petition for a hearing by the full court.

Oct. 18, 2010 – The United State Supreme Court denied Hall’s petition for certiorari review.

Jan. 18, 2011 – The Fifth Circuit court denied Hall’s motion to recall its mandate.

 
 

Arlington teen's killer apologizes to her family

By Michael Graczyk - Chron.com

Associated Press - February 15, 2011

HUNTSVILLE -- Michael Wayne Hall, convicted in the 1998 torture-slaying of a 19-year-old mentally challenged Arlington woman, apologized profusely Tuesday minutes before he was executed. Hall, 31, received a lethal injection less than an hour after the U.S. Supreme Court refused to stop his punishment for the abduction and murder of Amy Robinson. Hall was pronounced dead at 6:23 p.m. at the Huntsville Unit of the Texas Department of Criminal Justice. The other man convicted in Robinson's death, Robert Neville, was executed in 2006.

"I would like to give my sincere apology to Amy's family," Hall said as he was strapped to the death chamber gurney. "We caused a lot of heartache, grief, pain and suffering, and I am sorry. I know it won't bring her back." Speaking just above a whisper, his voice shaking and eyes watery, the Arlington man said he wasn't the same person and repeatedly asked for forgiveness. Relatives of his victim stood a few feet away, looking through a window. "I am sorry for everything," Hall said. "I wish I could take it back, but I can't." Nine minutes later, he was pronounced dead.

Robinson's sister Amanda refused to forgive him and said she attended the execution Tuesday night so her face would be the last face Hall saw. "It was fake; he wasn't sincere," she said of Hall's apology. "He was really scared. You could tell. ... I just don't think he was remorseful. What about the pain he caused Amy? I'm glad [the execution] was on Feb. 15, but it should have been a lot sooner."

Hall was executed 13 years to the day Robinson was killed. "They turned a bad day into a good day," said Ruth, another sister. "I feel like a weight's been lifted off my shoulder."

'Target practice'

Lawyers for Hall argued that he was mentally impaired and ineligible for the death penalty under a Supreme Court ruling that bars capital punishment for those with an IQ under 70. "Mr. Hall's history of mental retardation reaches back to his childhood," attorney Bryce Benjet said in his appeal.

Hall's lawyers went to the Supreme Court a day after the Texas Court of Criminal Appeals -- the state's highest criminal court -- refused to stop the punishment. Similar appeals also failed in other courts.

Hall was 18 when evidence showed that he and Neville, a 23-year-old paroled burglar, decided to abduct and kill Robinson, who worked at a Kroger in Arlington. The men had been fired from jobs at the same supermarket.

Robinson had a rare genetic disorder called Turner syndrome, which occurs only in women and is characterized by short stature and lack of sexual development at puberty. Prosecutors described her as mentally challenged and trusting. Authorities said Hall and Neville stopped Robinson along the bike route they knew she took to work and offered her a ride. She accepted.

They drove her about 12 miles to a remote area of Tarrant County where Neville shot at her repeatedly with a crossbow but missed. They also shot her numerous times with a pellet gun and a .22-caliber rifle, prosecutors said.

"Target practice," they bragged to reporters after they were arrested two weeks later trying to cross into Mexico near Eagle Pass. They also told reporters how they laughed as Robinson pleaded for her life. After their arrests, Neville told the Star-Telegram that he and Hall wanted to become serial killers whose victims were minorities. Robinson was part American Indian. "We had a bet going to see who could shoot and kill the most people between the two of us," Neville said.

Hall said they returned to her body a few days later and took her keys and $4 or $5 from her pocket. Then he and Neville shot her several more times.

A limited existence

In an interview last week, one of Hall's trial lawyers, Bill Harris, said he believes that Neville was the person who killed Robinson and "cooked up the whole scheme." "I'm personally convinced Michael is mentally retarded, that he fits the classic definition," Harris said. "If you got to know Michael for very long, you got to understand he was pretty profoundly limited. Half the time he didn't remember my name."

Harris said that even if Hall was moved from Death Row to the general prison population, life would not be easy. "People with his mental limitations frequently are targets of some abuse and can be taken advantage of by other prisoners," he said.

At least four other Texas inmates have executions scheduled in the coming months. Timothy Wayne Adams is set to die next week for fatally shooting his 19-month-old son during an argument with his estranged wife in Houston.

 
 

Texas executes Hall for 1998 torture killing

By Tori Brock - ItemOnline.com

February 15, 2011

As he lay on the gurney in the Death House in Huntsville, Hall, 31, made a lengthy and tearful last statement in which he apologized to the family of Amy Robinson, his victim, and to his family and asked for his family’s forgiveness. “First of all, I would like to give my sincere apology to Amy’s family. We caused a lot of heartache, grief, pain and suffering and I am sorry.” Weeping, Hall also spoke of his faith in Jesus Christ. “Even though I have to die for my mistake, he paid for mine by wages I could never pay. Here I am a big strong youngster, crying like a baby. I am man enough to show my emotions and I am sorry. I wish I could take it back but I can’t. I can’t take it back.”

Before his execution, Hall asked to watch the 2004 movie “The Passion of the Christ,” but prison officials were unable to locate a rental copy. For his last meal, Hall ordered chicken cooked three different ways, pizza, brownies, sweet iced tea, milk and vanilla pudding.

The victim’s sisters Amanda and Ruth Ann Robinson and two of the victim’s friends witnessed the execution, along with two friends of the condemned.

The lethal doses of sodium thiopental, pancromium bromide and potassium chloride were administered to Hall at 6:14 p.m. He was pronounced dead at 6:23 p.m.

The pair, 23-year-old Neville and 18-year-old Hall, drove her to a remote spot 12 miles away, where Neville shot her with a crossbow and Hall fired on her with a pellet gun. Neville finally shot Robinson in the head with a rifle to stop her from making noises that he feared might attract attention, according to testimony. They returned to her as yet undiscovered body, stole a few dollars and her keys from Robinson’s pocket and fired on the body several more times.

Both men, after having lost their jobs at the supermarket where their victim worked, decided to kill someone, they told reporters, and intended to target minorities, killing as many people as they could — “anybody as long as they weren’t our color,” Neville told the Fort Worth Star Telegram after Robinson’s slaying.

Robinson was part American Indian and suffered from Turner’s syndrome, a rare genetic disorder characterized by a lack of sexual development at puberty, which made her “easy prey,” prosecutors said.

Neville and Hall bragged to reporters during jailhouse interviews soon after the crime, making fun of Robinson for begging for her life before they killed her. Prosecutors played a videotape of Hall describing the murder. “He talked about the killing of this young woman the way a kid might talk about having the toughest football team, kind of braggadocio and matter of fact, said Bill Harris, who represented Hall at his trial. “I watched the jury...You could see the door slamming shut. From standpoint of a human being, I can understand.”

Hall’s lawyers claimed he was mentally impaired and heavily influenced by the older Neville, whom he admired.

At his execution five years ago, Neville also apologized to Robinson’s relatives and his parents.

There are four more executions scheduled so far in 2011. Three of the condemned inmates were convicted in Tarrant County, one in Harris County and one in Bexar County.

 
 

Michael Wayne Hall

ProDeathPenalty.com

Eighteen-year-old Michael Wayne Hall and his friend Robert Neville decided to kill someone because Hall was angry that he had a "sucky-ass" life. They started searching for the right victim and preparing for their crime by obtaining rifles, pellet guns, a crossbow, and ammunition.

After much looking, Hall and Neville finally chose nineteen-year-old Amy Robinson, a friend and former coworker, because she trusted them and they "didn't have to put bruises on her to get her in the car." The evidence also revealed that Amy had a genetic disorder that made her small and mentally and physically slow. She stood four feet five inches tall and had the mental capacity of a third or fourth grader. On February 15, 1998, Hall and Neville went looking for Amy in order to carry out their murderous plan. They checked her schedule at the Kroger grocery store and then lay in wait for her to ride by on her bicycle on her way to work. When the pair saw Amy, they coaxed her into the car, promising to drop her at work after they circled around in the country.

As Neville drove, Amy complained that she did not want to be late for work. Neville then pretended to have a flat tire and pulled the car over on a dirt road by a remote field. Hall and Neville got out of the car and walked into the field carrying their weapons while an unsuspecting Amy waited in the car listening to the radio. At some point, Hall persuaded Amy to get out of the car, telling her she needed to go talk to Neville near a tree. As Amy walked toward Neville, he fired a crossbow at her several times. Neville missed each shot, but Amy became angry when the last arrow grazed her hair. When Amy started walking back to the car, Hall shot her in the back of her leg with his pellet gun. Hall and Neville laughed while Amy cried in pain. Meanwhile, Neville returned to the car and got his .22 caliber rifle. When Hall managed to maneuver Amy back into the field, Neville shot her in the chest. Hall then shot her in the chest "three or four or six times" with the pellet gun. Amy fell to the ground making loud noises and shaking. Hall then stood over her and stared for five to ten minutes. The pair worried that someone would hear Amy, so Neville shot her in the head, killing her instantly. Hall and Neville then left Amy and her bicycle in an area where they would not be easily discovered.

A few days later, they returned to the scene. Neville fired shots into Amy's dead body, and Hall took keys and money from her pocket. When Amy's family and coworkers realized she was missing, a massive search ensued. More than two weeks later, authorities focused on Hall and Neville. Fearing they would be caught, the pair fled Arlington but were soon arrested when they attempted to cross the border into Mexico. The authorities found Amy's body on the day of the arrest.

 
 

Michael Wayne Hall

Txexecutions.org

Michael Wayne Hall, 31, was executed by lethal injection on 15 February 2011 in Huntsville, Texas for the abduction and murder of a 19-year-old woman.

After driving about twelve miles from the store, Neville pretended to have a flat tire and pulled the car over on a dirt road by a field in east Fort Worth. Hall grabbed a pellet gun, Neville took the crossbow, then they both got out of the car and walked into the field while Robinson stayed in the car and listened to the radio. At some point, Hall persuaded Robinson to exit the car, telling her she needed to go talk to Neville.

As Robinson walked toward Neville, he fired a crossbow at her several times. All of his shots missed, but the last arrow grazed her hair, making her angry. As she started walking back to the car, Hall shot her in the back of the leg with his pellet gun. He and Neville laughed at Robinson when she cried in pain. Neville then obtained a .22-caliber rifle from the car and shot her in the chest. Hall then shot her in the chest "three or four or six times" with the pellet gun. Robinson fell to the ground, making loud noises and shaking. Hall stood over her for five to ten minutes, watching. Neville then became concerned that someone would hear the loud noises Robinson was making, so he killed her with a shot to the head. They left the victim and her bicycle where they would not be easily discovered, then left.

That day, a store employee called Robinson's family to notify them that she had not shown up for work. The family then called the police, who questioned Hall and Neville. Neville told the police that he used to work with Robinson and knew her socially, but had not seen her in a couple of months.

A few days later, Hall and Neville returned to the scene of the killing. Neville fired shots into Robinson's body. Hall took keys and money from her pocket. Two weeks later, Hall's mother reported to the police that he had been missing for several days. Hall's stepbrother told the police that Hall told him he and Neville abducted and killed Amy Robinson. Hall and Neville were arrested in Eagle Pass on 3 March while trying to cross the border into Mexico. Robinson's body was discovered the same day.

Hall told authorities that he decided to kill someone because he was angry that the had a "sucky-ass" life. He and Neville began obtaining weapons and decided upon a victim. They initially wanted to kill a black person, but they chose Robinson because she trusted them and they "didn't have to put bruises on her to get her in the car." Robinson, who was part Native American, also suffered from Turner's syndrome, a genetic disorder that made her physically small and slow and mentally retarded. She stood four feet five inches tall and had the mental capacity of a third or fourth grader.

In television interviews after their arrests, the two men bragged about the killing. Hall boasted that he was the one who persuaded the victim to trust them, and that she would have escaped had Neville tried to kill her by himself. When asked how he felt about the way Robinson died, he expressed no remorse, but said, "Well, I wouldn't want to be in her place. She had to take a lot of pain." Hall also told the media that he and Neville wanted to become serial killers and kill one to five people per week. They also wanted to become white supremacists and kill minorities. "We had a bet going to see who could shoot and kill the most people between the two of us," Hall said. "No matter if it was blacks or Mexicans - anybody as long as they weren't our color."

Hall had no prior criminal history. At his trial, there was some discussion of his mental capacity. Several defense witnesses testified that Hall had difficulty in school and in performing simple daily tasks, such as counting change or cutting meat with a knife. Tamara Campbell, Hall's former supervisor at Kroger, testified for the state that Hall was "lazy", but not mentally challenged. Witnesses from both sides agreed that Hall's writing and math skills were on an elementary school level, but that he could read well enough to pass his driver's license test, and he had no difficulty communicating verbally. Cheryl Conner, one of Hall's teachers in high school, testified that he was inattentive in class, and would sometimes drool, fall asleep, or simply sit and stare. On the other hand, Conner and other witnesses testified that he was good at tasks he was motivated in, such as playing video games.

A tape of Hall's interview with Fox 4 News was played to the jury.

A jury convicted Hall of capital murder in February 2000 and sentenced him to death. The Texas Court of Criminal Appeals affirmed the conviction and sentence in January 2002. In June of that year, the U.S. Supreme Court ruled that executing mentally retarded prisoners was unconstitutional. In October, the Supreme Court ordered Texas to review Hall's death sentence in light of that ruling.

A Texas state district court held a hearing regarding Hall's mental retardation claims. In December 2002, the court ruled that Hall was not retarded. The Texas Court of Criminal Appeals affirmed this finding in February 2003 and again in May 2004. In the latter hearing, the appeals court noted the trial court's discussion of a pro se motion Hall prepared and filed himself, asking for his attorneys' removal. In an ex parte hearing outside of the prosecuting attorney's presence, Judge Cooke commented that Hall's motion was "well-drafted" and that he could "name some attorneys that can't draw an instrument any better than this right now". Cooke advised the defense that the document would damage the their trial strategy if the state discovered it.

The case then went back to the federal courts. A U.S. district court denied Hall's appeal in August 2006, but then in June 2008, the U.S. Fifth Circuit Court of Appeals ordered the district court to hold an evidentiary hearing regarding Hall's mental retardation claim. After conducting a live hearing, the district court ruled in March 2009 that Hall had not proven that he was retarded. Hall appealed from there to the Fifth Circuit and Supreme Courts again, but this time, they denied his appeals.

Robert James Neville Jr. was also convicted of capital murder and sentenced to death. He was executed in February 2006. He apologized for the murder in his last statement and asked for forgiveness from both the victim's family as well as his own parents. "I would like to give my sincere apology to Amy's family," Hall said in his last statement. "We caused a lot of heartache, grief, pain, and suffering, and I am sorry. I know it won't bring her back." He continued speaking, saying he was changed by Christ and was not the same person anymore, and asked for forgiveness. "I am sorry for everything," he concluded. "I wish I could take it back, but I can't." The lethal injection was then started. He was pronounced dead at 6:23 p.m.

Two of Robinson's sisters, Amanda and Ruth, witnessed Hall's execution. "It was fake; he wasn't sincere," Amanda said of Hall's apology. "He was really scared ... I just don't think he was remorseful." Ruth said, "They just turned a bad day into a good day. I feel like a weight's been lifted off my shoulder."

 
 

Hall v. State, 67 S.W.3d 870 (Tex.Crim.App. 2002). (Direct Appeal)

Defendant was convicted in the 371st District Court, Tarrant County, Sharen Wilson, J., of capital murder and sentenced to death. On automatic appeal, the Court of Criminal Appeals, Keasler, J., held that: (1) evidence was legally sufficient to support the jury's finding at punishment stage that defendant would continue to be a threat to society; (2) reporters were not acting as state agents when they conducted interviews of defendant; (3) danger of unfair prejudice in admitting tape did not outweigh its probative value; and (4) infliction of death penalty did not constitute a violation of due process and cruel and unusual punishment. Affirmed.

KEASLER, J., delivered the opinion of the Court joined by KELLER, P.J., and MEYERS, WOMACK, HERVEY, and COCHRAN, J.J.

Michael Hall was convicted of capital murder and sentenced to death. FN1 Direct appeal to this Court is automatic.FN2 Hall raises thirteen points of error including a challenge to the sufficiency of the evidence supporting the jury's finding on the article 37.071 section 2(b) punishment issue.FN3 We find Hall's claims meritless and affirm the judgment of the trial court.

FN1. Tex. Penal Code Ann. § 19.03(a); Tex.Code Crim. Proc. art. 37.071, § 2(g). Unless otherwise indicated all references to Articles refer to the Code of Criminal Procedure. FN2. Art. 37.071, § 2(h). FN3. See Art. 37.071, § 2(b).

STATEMENT OF FACTS

Eighteen-year-old Hall and his friend Robert Neville decided to kill someone because Hall was angry that he had a “sucky-ass” life. They started searching for the right victim and preparing for their crime by obtaining rifles, pellet guns, a crossbow, and ammunition. After much looking, Hall and Neville finally chose nineteen-year-old Amy Robinson, a friend and former coworker, because she trusted them and they “didn't have to put bruises on her to get her in the car.” The evidence also revealed that Amy had a genetic disorder that made her small and mentally and physically slow. She stood four feet five inches tall and had the mental capacity of a third or fourth grader.

On February 15, 1998, Hall and Neville went looking for Amy in order to carry out their murderous plan. They checked her schedule at the Kroger grocery store and then lay in wait for her to ride by on her bicycle on her way to work. When the pair saw Amy, they coaxed her into the car, promising to drop her at work after they circled around in the country. As Neville drove, Amy complained that she did not want to be late for work.

Neville then pretended to have a flat tire and pulled the car over on a dirt road by a remote field. Hall and Neville got out of the car and walked into the field carrying their weapons while an unsuspecting Amy waited in the car listening to the radio. At some point, Hall persuaded Amy to get out of the car, telling her she needed to go talk to Neville near a tree. As Amy walked toward Neville, he fired a crossbow at her several times. Neville missed each shot, but Amy became angry when the last arrow grazed her hair. When Amy started walking back to the car, Hall shot her in the back of her leg with his pellet gun. Hall and Neville laughed while Amy cried in pain.

Meanwhile, Neville returned to the car and got his .22 caliber rifle. When Hall managed to maneuver Amy back into the field, Neville shot her in the chest. Hall then shot her in the chest “three or four or six times” with the pellet gun. Amy fell to the ground making loud noises and shaking. Hall then stood over her and stared for five to ten minutes. The pair worried that someone would hear Amy, so Neville shot her in the head, killing her instantly. Hall and Neville then left Amy and her bicycle in an area where they would not be easily discovered.

A few days later, they returned to the scene. Neville fired shots into Amy's dead body, and Hall took keys and money from her pocket. When Amy's family and coworkers realized she was missing, a massive search ensued. More than two weeks later, authorities focused on Hall and Neville. Fearing they would be caught, the pair fled Arlington but were soon arrested when they attempted to cross the border into Mexico. The authorities found Amy's body on the day of the arrest.

SUFFICIENCY OF THE EVIDENCE AT PUNISHMENT

In his sixth point of error, Hall claims that the evidence presented at trial was legally insufficient to support the jury's finding that he would be a continuing threat to society.FN4 In reviewing the sufficiency of the evidence at punishment, we look at the evidence in the light most favorable to the verdict. We determine whether any rational trier of fact could have believed beyond a reasonable doubt that Hall would probably commit criminal acts of violence constituting a continuing threat to society.FN5 The facts of the crime alone can be sufficient to support the affirmative finding to the special issue.FN6 Additionally, we have consistently defined “society” as encompassing both the prison population and the free population.FN7

FN4. See Art. 37.071, § 2(b)(1). FN5. Jackson v. Virginia, 443 U.S. 307, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979); Allridge v. State, 850 S.W.2d 471 (Tex.Crim.App.1991), cert. denied, 510 U.S. 831, 114 S.Ct. 101, 126 L.Ed.2d 68 (1993). FN6. Allridge, 850 S.W.2d at 488. FN7. See Griffith v. State, 983 S.W.2d 282, 288 n. 9 (Tex.Crim.App.1998), cert. denied, 528 U.S. 826, 120 S.Ct. 77, 145 L.Ed.2d 65 (1999).

The facts of this case support the jury's affirmative finding that Hall would continue to be a threat. The evidence did not show a hastily conceived murder plan, but a methodical, premeditated scheme. In addition, once Hall and Neville had made their plans and chosen their mentally challenged victim, they taunted and tormented her, reveling in her confusion and agony. Finally, Hall boasted in his media interview that he was the one who got Amy to trust him, and she would have escaped had Neville tried to commit the offense without him. Indeed, Hall told the media that he had no remorse for Amy's death. When asked how he felt about Amy dying the way she did, Hall snickered, “Well, I wouldn't want to be in her place. She had to take a lot of pain.” After his arrest, Hall told law enforcement and the media that he and Neville had wanted to become serial killers and kill one to five people a week. They also wanted to become white supremacists and kill African Americans.

In addition to the facts of the crime and the circumstances surrounding Hall's arrest, the State presented evidence that Hall told one of his teachers about violent fantasies he had about injuring others. Hall also admitted to the defense psychologist that he had violent, demonic, bloody dreams, which the psychologist testified was common for potential killers. The State's psychologist testified that there was no indication that Neville had duped Hall into committing this crime.

A rational jury could reasonably have concluded that Hall would continue to be a threat to society, given the facts of the case and the psychological evidence. Accordingly, we hold the evidence legally sufficient to support the jury's affirmative answer to the future dangerousness issue. Point of error six is overruled.

ADMISSION OF VIDEOTAPED STATEMENT

In his first five points of error, Hall claims that the trial court erred in admitting into evidence a videotaped statement he gave to reporters. Specifically, in his first two points of error, Hall complains that the admission of this statement violated both due process and the effective assistance of counsel under the Fifth, Sixth, and Fourteenth Amendments to the United States Constitution and Article I, sections 10, 14, 19, and 29 of the Texas Constitution.

Hall offers no reason for construing the Texas Constitution as conferring greater protection in this area of law than the federal constitution. Therefore, we will not address his state constitutional arguments.FN8 Hall also fails to distinguish between his rights under the Fifth Amendment and those under the Sixth Amendment. So, we will assume that Hall had been formally charged at the time of the media interview, and we will combine our analysis of these points.

FN8. See Muniz v. State, 851 S.W.2d 238, 251-52 (Tex.Crim.App.1993), cert. denied, 510 U.S. 837, 114 S.Ct. 116, 126 L.Ed.2d 82 (1993); Heitman v. State, 815 S.W.2d 681, 690-91 n. 23 (Tex.Crim.App.1991).

In Maine v. Moulton,FN9 the United States Supreme Court re-emphasized that after the initiation of formal charges, the Sixth Amendment guarantees the accused the right to rely on counsel as a “medium” between the State and the accused. This guarantee includes the State's affirmative obligation not to act in a manner that circumvents the protections accorded the accused by invoking this right. The Sixth Amendment is violated when the State obtains incriminating statements by knowingly circumventing the accused's right to have counsel present in a confrontation between the accused and a state agent.FN10

FN9. 474 U.S. 159, 176, 106 S.Ct. 477, 88 L.Ed.2d 481 (1985). FN10. Id.

During a pre-trial hearing on a motion to suppress the complained-of statement, the television reporter who conducted the interview testified that she and a television photographer went to the sheriff's office early that morning and talked to deputies about her desire to interview Hall and his co-defendant. The sheriff was not in the office at the time so they were told to come back later. When the two returned shortly before lunch, the sheriff informed the reporter that her request would be presented to Hall and Neville and that she should check back later. A Fort Worth newspaper reporter and a newspaper photographer were also at the sheriff's office at that time and made a similar request to interview the suspects.

When the television reporter and photographer returned to the office, a deputy came out holding a note which he indicated was a signed consent to the reporter's request for an interview. But, the reporter stated that she had not written such a note. Upon request, she then wrote a note to the suspects with her request for an interview. A deputy took it to them and told them that they could sign the request or not. Both signed. It is not clear who generated the first written request.

The two reporters and the two photographers were directed to an interview room with a counter and fencing separating them from the suspects' seating area. Neville and Hall were then interviewed separately. Both reporters testified at the hearing that no authority ever suggested that they conduct the interview, nor did authorities suggest any questions for them to ask the suspects. Both reporters also testified that they did not provide authorities with copies of their resulting interviews.

We find no evidence that the authorities prompted the interview. We conclude that the reporters were not acting as state agents when they conducted the interviews and Hall's rights were not violated when the evidence was presented at trial. Points of error one and two are overruled.

In his third point, Hall argues that the trial court erred in admitting the videotape because it showed him in “a cage” and therefore, “reversed his right to be presumed innocent” under the due process clause of the federal and state constitutions. But Hall did not object on this basis at trial. To preserve a complaint for appellate review, the record must show that the complaint was made to the trial court.FN11 Here, it does not. Hall's third point of error is overruled. FN11. Tex.R.App. P. 33.1.

Hall claims in point four that the prejudicial effect of the tape “clearly outweighed” any probative value the tape might have had in violation of Texas Rules of Evidence 401 and 403. The trial court has broad discretion in conducting a Rule 403 balancing test, and we will not lightly disturb the decision rendered. FN12. See, e.g., Moreno v. State, 22 S.W.3d 482, 489 (Tex.Crim.App.1999).

In this case, the videotape's probative value was that it allowed the jury to see Hall's behavior and hear his rendition of the facts of the offense firsthand. These are also the factors which make the evidence prejudicial. But we find that the videotape simply reflects the reality of the crime committed and Hall's lack of remorse. In short, the prejudicial effect of this evidence comes from nothing more than what Hall himself has done. He cannot successfully say, “You must not be outraged by my outrageous behavior.”

For otherwise relevant evidence to be excluded under Texas Rule of Evidence 403, the record must show that the danger of unfair prejudice substantially outweighs the probative value of the complained-of evidence. This videotape, though prejudicial, was not unfairly so. The trial judge did not abuse his discretion in overruling Hall's objection. Point of error four is overruled.

Finally on this issue, Hall complains that a duplicate version of his videotaped statement that had been edited by the Tarrant County District Attorney's office was not properly authenticated under Texas Rule of Evidence 1003. The Rule provides that a duplicate is admissible to the same extent as an original unless a question is raised as to the authenticity of the original or in the circumstances it would be unfair to admit the duplicate in lieu of the original.

Hall argues that the edited copy of the tape had been created in a manner that was “orchestrated for the greatest theatrical effect” and that the questions and the order of the answers from the original tape were changed. The edited version of the tape was admitted into evidence at the guilt-innocence phase of the trial, while an unedited version of the tape was admitted into evidence at punishment.

During the pre-trial suppression hearing, the television reporter stated that she watched the entire taped interview as it was being duplicated. She testified that the unedited duplicate tape accurately reflected her memory of the interview with Hall which she had personally conducted. The television reporter also stated that she had watched the edited tape, and except for some portions of the interview being deleted and other portions being rearranged, it also accurately reflected the events of the interview. Although the newspaper reporter had not participated in the copying or editing of the videotape, he also testified that both tapes accurately reflected what had occurred during the live interview.

After viewing both tapes, we find no evidence that Hall's statements were taken out of context or substantially altered in the edited version. The only portions of Hall's interview excluded from the edited tape concerned information about his family, his future plans with Neville, and statements about an extraneous bad act. Much of this information would have been inadmissible at the guilt-innocence stage of the trial. Furthermore, Hall never attempted to admit the remainder of the tape into evidence under Rule 106.FN13 The judge did not abuse his discretion in admitting the tapes.FN14 Point of error five is overruled.

FN13. See Tex.R. Evid. 106. FN14. Tex.R. Evid. 1003; see also Ladd v. State, 3 S.W.3d 547, 571 (Tex.Crim.App.1999), cert. denied, 529 U.S. 1070, 120 S.Ct. 1680, 146 L.Ed.2d 487 (2000).

CONSTITUTIONALITY OF DEATH PENALTY AND ARTICLE 37.071

In his seventh through thirteenth points of error, Hall complains that Article 37.071 is unconstitutional or operates unconstitutionally as to him for a variety of reasons. Specifically, Hall asserts in his seventh point of error that Article 37.071 gives the jury too much discretion and insufficient guidance “to avoid the improperly capricious imposition of the death penalty.” This Court has consistently decided this issue adversely to Hall's position.FN15 Point of error seven is overruled.

FN15. See, e.g., Raby v. State, 970 S.W.2d 1, 7 (Tex.Crim.App.1998), cert. denied, 525 U.S. 1003, 119 S.Ct. 515, 142 L.Ed.2d 427 (1998); Pondexter v. State, 942 S.W.2d 577, 586-87 (Tex.Crim.App.1996), cert. denied, 522 U.S. 825, 118 S.Ct. 85, 139 L.Ed.2d 42 (1997).

In points ten through thirteen, Hall argues that the mitigation question included in the death penalty statute unconstitutionally limited the jury's consideration of the mitigating evidence and otherwise failed to adequately guide the jury in considering the evidence.FN16 This question is a statutory codification of the dictates handed down by the United States Supreme Court in Penry v. Lynaugh.FN17 We have previously held this provision to be constitutional, and Hall has presented no new arguments here. FN18 Points of error ten through thirteen are overruled.

FN16. See Art. 37.071, § 2(e). FN17. 492 U.S. 302, 109 S.Ct. 2934, 106 L.Ed.2d 256 (1989). FN18. See Shannon v. State, 942 S.W.2d 591, 598 (Tex.Crim.App.1996).

In his eighth and ninth points of error, Hall asserts that it is a violation of due process and cruel and unusual punishment to inflict the death penalty on the mentally retarded. In arguing these two points, Hall does not distinguish, nor does he provide authority distinguishing, between his due process rights and the prohibition against cruel and unusual punishment included in the Eighth Amendment. We will likewise answer the two issues together without distinction. FN19. See Tex.R.App. P. 38.1(h).

We note that the United Supreme Court has granted certiorari twice this year on the issue of whether the Eighth Amendment prohibits the imposition of the death penalty of the mentally retarded. On September 25, 2001, the Supreme Court dismissed as improvidently granted the writ of certiorari granted in McCarver v. North Carolina.FN20 The case of Atkins v. Virginia FN21 is still pending. FN20. 533 U.S. 975, 122 S.Ct. 22, 150 L.Ed.2d 804 (2001). FN21. 533 U.S. 976, 122 S.Ct. 24, 150 L.Ed.2d 805 (2001).

Hall argues that his cognitive abilities necessarily reduce his culpability to such a level that the assessment of death is a disproportionate punishment. In support of his point, Hall points out testimony from his own expert, clinical and forensic psychologist Dr. Mark Cunningham, who testified that Hall was mildly retarded and generally functioned at the level of an eight- to ten-year-old child. Hall then notes that Texas law does not allow the execution of children who are eight to ten chronological years old, and in fact, does not even prosecute children of that age. Thus, he argues, the law should not allow the execution of a person with the “mental age” of a child.

The United States Supreme Court answered this question in Penry when it addressed whether it is cruel and unusual punishment under the Eighth Amendment to execute a mentally retarded person “with Penry's reasoning ability.” FN22 The Supreme Court reasserted the principle that punishment should be directly related to the personal culpability of the criminal defendant, and defendants who commit criminal acts “that are attributable to a disadvantaged background, or to emotional and mental problems, may be less culpable than defendants who have no such excuse.” FN23 Indeed, the Court agreed that mental retardation has long been regarded as a factor that may diminish an individual's culpability for a criminal act.FN24 However, the Court could not conclude that all mentally retarded people, by virtue of their mental retardation alone and apart from any individualized consideration of their personal responsibility, inevitably lack the cognitive, volitional, and moral capacity to act with the degree of culpability associated with the death penalty.FN25 In other words, mentally retarded persons are individuals whose abilities and experiences can vary significantly. And, although retarded persons often have difficulty learning from experience, some are fully capable of learning, working, and living in their communities.FN26 In light of these diverse capacities and life experiences, the Court concluded that it could not be said that all mentally retarded people, by definition, can never act with the level of culpability associated with the death penalty.FN27

FN22. Penry, 492 U.S. at 313. FN23. Penry, 492 U.S. at 319. FN24. Id. at 337. FN25. Penry, 492 U.S. at 338. FN26. Id. FN27. Id. at 338-39.

The principle set forth in Penry applies with equal force today. Although Hall presented evidence that he generally functions at the level of an eight-to ten-year-old child, the jurors were required to consider this evidence only in light of all of the evidence presented. So long as the sentencers could consider and give effect to mitigating evidence of mental retardation in imposing sentence, and make an individualized determination whether “death is the appropriate punishment” in this particular case, the Eighth Amendment does not preclude the assessment of a death sentence. FN28. See Penry, 492 U.S. at 340.

The jurors not only had Dr. Cunningham's assessment that Hall functioned as a child, but they also had his concession that Hall would be considered only “mildly retarded.” Furthermore, the jury had the testimony of the State's expert, Dr. Randall Price, who was not convinced that Hall was retarded. Instead, Price testified that Hall could be mildly retarded, but he also might be of borderline intelligence. Price further noted that, in his professional opinion, Hall functioned more in the adolescent to young adult stage. Additionally, persons who had worked with Hall at Kroger testified that he did not appear mentally challenged-just lazy. Finally, the jury was able to observe Hall's behavior first-hand in the videotaped interview he gave the press. FN29. See also Ex parte Tennard, 960 S.W.2d 57, 60-63 (Tex.Crim.App.1997), cert. denied, 524 U.S. 956, 118 S.Ct. 2376, 141 L.Ed.2d 743 (1998).

In light of this evidence, we cannot say that Hall's due process rights have been violated or that he has been subjected to cruel and unusual punishment. Points of error eight and nine are overruled.

We affirm the judgment of the trial court.

PRICE, JOHNSON and HOLCOMB, JJ. concurred in the result.

 
 

Hall v. Texas, 537 U.S. 802, 123 S.Ct. 70 (2002). (Remand)

On petition for writ of certiorari to the Court of Criminal Appeals of Texas. Motion of petitioner for leave to proceed in forma pauperis and petition for writ of certiorari granted. Judgment vacated, and case remanded to the Court of Criminal Appeals of Texas for further consideration in light of Atkins v. Virginia, 536 U.S. 304, 122 S.Ct. 2242, 153 L.Ed.2d 335 (2002).

 
 

In the Court of Criminal Appeals of Texas

No. 73, 787

Michael Wayne Hall, Appellant,
v.
The State of Texas

On Remand from the Supreme Court of the United States

KELLER, P.J., delivered the opinion of the Court in which MEYERS, PRICE, WOMACK, KEASLER, HERVEY and COCHRAN, JJ., joined. PRICE, J., filed a concurring opinion in which COCHRAN, J., joined. JOHNSON, J., filed a dissenting opinion in which HOLCOMB, J., joined. HOLCOMB, J., filed a dissenting opinion.

O P I N I O N

In accordance with instructions from the United States Supreme Court, we reconsider this case in light of Atkins v. Virginia. (1) We shall affirm.

I. BACKGROUND

A. Procedural history

In January of 2000, appellant's trial for capital murder began. At trial, evidence was introduced by both parties regarding whether appellant was mentally retarded. This evidence was introduced primarily in the punishment phase in connection with a determination of the mitigation special issue. At no point did appellant request that the trial judge or the jury make a specific fact-finding as to whether appellant was in fact mentally retarded. (2)

Appellant was subsequently convicted of capital murder and sentenced to death. In his eighth and ninth points of error on direct appeal, he alleged that inflicting the death penalty on the mentally retarded violates due process and constitutes cruel and unusual punishment under the United States Constitution. On January 16, 2002, this Court affirmed his conviction and sentence. (3) In a published opinion, we held that there was no per se bar to executing mentally retarded persons. (4) We also pointed out that the State presented some evidence that appellant was not mentally retarded and that the jury had the opportunity to observe appellant's behavior first-hand in a videotaped interview. (5)

After our decision was handed down, appellant petitioned the United States Supreme Court for a writ of certiorari. He also filed a state application for writ of habeas corpus, pursuant to Article 11.071. (6) In both of these proceedings, he pursued his mental retardation claim. On June 20, 2002, the Supreme Court decided Atkins. (7) On August 5, 2002, in the habeas action, the trial court designated the issue of whether appellant was mentally retarded as a previously unresolved fact issue and ordered a hearing by way of affidavits. On October 7, 2002, the Supreme Court vacated our judgment on direct appeal and remanded the case to us for reconsideration in light of Atkins. (8) On December 3, 2002, after reviewing the trial record and the affidavits submitted by the parties, and relying upon personal recollection of the events occurring at trial, (9) the habeas trial court adopted the State's proposed findings of facts and conclusions of law, concluding that appellant is not, in fact, mentally retarded. On February 26, 2003, we denied relief on the habeas application in an order adopting the trial court's findings. (10)

B. Factual History

Appellant and his friend, Robert Neville, decided to kill someone. In pursuance of their plan, they purchased various weapons, including rifles, pellet guns, and a crossbow, along with ammunition. They decided to kill Amy Robinson, a former co-worker of appellant's at Kroger, because she was an easy target. Robinson suffered from a genetic disorder called Turner's syndrome. As a result, she stood only four feet five inches tall at the age of nineteen and had the mental capacity of a third or fourth grader. She was physically slow and trusted everyone. For this reason, appellant and Neville believed she would not put up a fight.

Appellant and Neville went to the Kroger store where Robinson worked, checked her schedule, and then waited for her to ride her bicycle down the street on her way to work. They persuaded her to go with them for a drive and promised they would take her back to work. They drove Robinson twelve miles away from the store to a remote field, where Neville shot at her with the crossbow but failed to hit her. Appellant then shot her in the leg with a pellet gun, and Neville shot her in the chest with a .22 caliber rifle. Appellant also shot her in the chest with the pellet gun several times. Neville then shot Robinson in the head, killing her instantly, because appellant worried someone would hear the loud noises that Robinson was making. Appellant and Neville returned to the scene of the crime a few days later. Appellant took keys and money from the victim's pocket, and Neville fired some more shots into her dead body. A few weeks later, the police arrested the two men as they tried to flee to Mexico.

C. Mental retardation evidence

1. Trial

During the guilt phase of trial, one State's witness, Tamara Campbell, testified briefly about appellant's mental ability. Campbell had been appellant's supervisor at Kroger. When asked whether appellant appeared to be mentally challenged, Campbell replied, "No. He was lazy, but he wasn't mentally challenged, in my opinion." However, according to Campbell, Amy Robinson was mentally challenged.

During the punishment phase, the parties introduced a substantial amount of evidence regarding appellant's level of intelligence. Karen Hall, appellant's mother, testified that appellant had always been slower than other children. At age five, he could not stack blocks. He was in special education classes from the first through the eighth grade, was placed in regular classes in ninth grade but could not handle them, and did not advance beyond the tenth grade. Karen further testified that appellant plays like an eight-year-old and associates with children who are eight, nine, and ten years old. She catalogued a number of areas in which appellant was deficient, when compared to others his age: he could not count change, tell time from a traditional clock with hands, read a menu, use public transportation, use a vacuum cleaner without tearing it up, make his bed, and wash dishes. He also would not use a table knife; where a piece of meat, such as a pork chop, needed to be cut, appellant would tear it up with his hands. He also became easily lost within a few blocks from home, and he often chewed with his mouth open. She conceded that appellant could read and write at a fourth grade level, use the phone, operate a microwave, load and unload a dishwasher, use a pencil and pen, make a sandwich, brush his teeth, shave, and dress himself. She also testified that he read children's books and the Bible, and she admitted that appellant was able to read well enough to pass a written driver's license examination (after failing the computerized version). She also admitted that appellant has had at least one girlfriend his own age, and possibly two.

Damon Lee Hall, appellant's older brother, testified that, at age fourteen to fifteen, appellant associated with children ages eight to nine. Appellant had trouble explaining things - taking a long time to do so. He could understand directions only when they were given slowly. Appellant had difficulty understanding how to play pool and had trouble reading clocks with hands. Appellant also had trouble counting money and did not know when he was shortchanged. Damon testified that he once took advantage of appellant's deficiency to cheat him out of some of the proceeds of the sale of a video game console system.

Ken Traynor was a wood shop teacher when appellant went to school. At first, Traynor believed appellant was mentally disturbed, but he came to believe that appellant was simply lacking intelligence. Appellant could not do the simplest of tasks. He could not understand concepts even after repetition, and he would not remember how to do something from one day to the next. Mathematics was largely beyond appellant's ability. Even the simplest addition was sometimes a challenge, while multiplication and division were simply out of the question. Traynor recalled one assignment that took appellant eight weeks to complete, when it should have taken only two. However, Traynor also recalled that appellant had difficulty getting motivated to work - sometimes he would just stay in one place and sit. Appellant did successfully complete a video game console - something he was actually highly motivated to do. He sometimes stayed late to work on it. When asked about appellant's verbal abilities, Traynor replied that appellant did not have any trouble verbalizing his responses.

Cheryl Conner was a school psychologist at the time she testified, but she had taught appellant English, reading, and math during his freshman and sophomore years in high school. She estimated that appellant had the reading comprehension of a first-grader and the math ability of a third-grader. Appellant could add and subtract on paper but not in his head. He could not write complete sentences or paragraphs without significant prompting. He could follow only one instruction at a time - and sometimes he would fail at that. Conner had to set a five-minute task timer to keep appellant on task or he would fall asleep or let his attention drift to the point where he would simply sit and stare. Some teachers commented that appellant drooled in class. He would often sleep in class and not do assignments. Some of the other teachers thought appellant was lazy, but Conner believed that appellant was very depressed. She believed appellant's inability to understand things caused him to give up and tune out. She did testify that appellant was apparently good at video games.

According to a Test of Non-verbal Intelligence (TONI) , appellant had an IQ score of 84, while a Wechsler Intelligence Scale for Children - Revised exam (WISC-R) indicated an IQ of 71. Appellant's school classified him as "learning disabled," not as "mentally retarded." Appellant was classified as learning disabled because, in the opinion of the assessors, he failed to live up to his potential. Linda Akin assessed appellant's "adaptive behavior" using "informal measures." Akin concluded: "Results showed that the student's level of intellectual functioning is consistent with his or her adaptive behavior, with no significant deficits in either area." Conner disagreed with that assessment. Conner admitted, however, that depression can lower an IQ score.

Chris Bybee was appellant's math teacher during the 1995-96 school year. He characterized appellant as slow and difficult to motivate. Appellant could not perform multiplication or division. Based upon appellant's work, Bybee guessed that appellant's IQ was in the upper 60s. Bybee admitted that appellant was unmotivated most of the time, was sometimes lazy, and sometimes slept in class.

Dr. Mark Cunningham was a clinical and forensic psychologist hired by the defense. Dr. Cunningham administered the Wechsler Adult Intelligence Scale, third edition, exam (WAIS-III)to appellant and obtained a full-scale IQ score of 67 with a three percent margin of error. Dr. Cunningham noted that a 1991 WISC-R exam had placed appellant's IQ at 71 with a five percent margin of error. At the time of the 1991 evaluation, appellant was classified as learning disabled, but at an earlier evaluation, conducted in 1988, appellant had been classified as mentally retarded.

Based upon interviews with Bybee, Conner, and Tina Dodson (appellant's stepmother), Dr. Cunningham concluded that appellant possessed adaptive behavior deficits in seven different areas:

(1) independent functioning (eating, dressing, transportation), (2) economic activity (handling money), (3) language development, (4) self-direction (excessive passivity), (5) socialization (ability to interact with others), (6) social engagement, and (7) functional academics. In support of this conclusion, Dr. Cunningham cited the following observed behavior: appellant could not play cards, give directions to his home, identify nearby streets, or travel to his workplace on his own. Appellant would not brush his teeth or use a table knife. (11) Appellant had no peer-age friends or girlfriends beyond relatively brief relationships. He could not name artists in the music groups to which he listened and was amazed that others could do so. Appellant was easily cheated in trades and in selling things. He was generally gullible and easy to manipulate. Appellant required very specific, concrete instructions and was slow to comprehend or explain things. Appellant took little interest in the world around him and displayed low initiative.

Dr. Cunningham also administered the Wide Range Achievement Test, third edition, exam (WRAT III), designed to show a person's ability in the area of functional academics. Appellant's reading score placed him at an IQ of 59, his spelling score at an IQ of 51, and his arithmetic score at an IQ of 55. Dr. Cunningham concluded that appellant was indeed failing to live up to his potential, but his potential was mental retardation and appellant was scoring even worse than that. Dr. Cunningham commented on the TONI-II exam, which had yielded an IQ of 84, by saying that the potential for inaccuracy in that test was high. The TONI test was designed primarily for students who were difficult to test, sometimes because they did not speak English, or were paralyzed, or had some other disability not necessarily related to intelligence that impeded the effectiveness of the more comprehensive, individually-administered intelligence exams. Dr. Cunningham observed that the TONI-II exam was only fifteen minutes long, while an individually-administered intelligence exam took one and a half hours. In addition, the TONI-II was administered in a group setting, which made cheating (looking on someone else's paper) possible. Dr. Cunningham concluded that appellant would be classified as "mildly mentally retarded" under the DSM-IV (12) classification scheme. Dr. Cunningham also noted that appellant was exempted from taking the TAAS (13) test.

During cross-examination, Dr. Cunningham conceded that appellant had told some lies during their initial interview. Appellant had stated that he never fired a gun, that he never returned to the victim's body, and that he was under the influence of methamphetamine and marijuana. Appellant later admitted that he had stolen money from the victim's dead body. Appellant also remarked that his rights had not been read to him when he was arrested and that the police had no right to question him. Dr. Cunningham also testified that appellant said he was reading a Stephen King novel, a Dean Koontz novel, and the Bible.

The State called several rebuttal witnesses. The first was Dr. J. Randall Price, a clinical and forensic psychologist and a neuropsychologist. Dr. Price accepted the results obtained by Dr. Cunningham's IQ testing (14) but differed somewhat as to their significance. In Dr. Price's estimation, appellant might be borderline rather than mentally retarded:

Q. Were you able to determine whether or not Michael Hall was mentally retarded?

A. Well, I'm not as convinced that he is as Dr. Cunningham is. He is at that level where it's either borderline, right at the level of mild mental retardation, or he's mildly mentally retarded. It's - it's sort of a judgment call.

Dr. Price did engage in his own adaptive behavior testing, using the Street Survival Skills Questionnaire. The results of that testing showed appellant's adaptive skills to be "pretty average." Appellant was borderline in three areas: time, using money, and measurements. He was average on tools, domestics, health and safety, personal services, and the use of functional signs. (15)

Dr. Price further testified that, during his interview with appellant, appellant acted and talked like an adolescent or young adult. Appellant spoke in a fluent, articulate manner about his crime and related events in a coherent, logical way. His thought processes were on topic, logical, and goal-oriented. Appellant's thought processes appeared to flow "pretty normally" and the interview was like a normal conversation.

During cross-examination, Dr. Price testified that, taking into account the margin of error, Dr. Cunningham's IQ exams of appellant yielded an IQ range of 64 to 71 within a 90 percent confidence level. IQ testing at age twelve yielded an IQ range of 68 to 74 within a 90 percent confidence level. In response to defense questioning, Dr. Price also remarked that appellant used the word "concordance" on his own. In comparing IQ tests, Dr. Price estimated appellant's IQ to be right around 70. Dr. Price conceded that appellant could not think as fast or as well as 97 to 98 percent of the human population. On redirect, Dr. Price testified that, during interviews with himself and Dr. Cunningham, appellant had given a variety of statements minimizing his role in the offense and a variety of excuses for participating in the offense (alcohol, drugs, being "out of it," etc.).

Alan Boles, an eighteen-year-old college freshman, also testified. At age 16, Boles had worked at Kroger along with appellant. Boles testified that appellant taught him how to sack groceries. Boles never noticed anything "slow" about appellant. Although he was never formally qualified as an expert, Boles had some experience dealing with the mentally retarded: at the time of his testimony, he was part of a program for teaching sports to mentally challenged children.

The State also called Monica Zepeda to the stand. Zepeda testified that she worked as a waitress at a restaurant visited by appellant and Neville. Appellant ordered his own meal (fried catfish) and appeared to utilize eating utensils in a normal manner. Finally, Detective Richard Nutt testified that he had read appellant warnings mandated by Article 38.22, and appellant appeared to understand those warnings.

Several witnesses discussed appellant's head injuries. Karen Hall testified to several head injuries sustained by appellant during his childhood. She admitted that, in several of those incidents, appellant was not taken to a hospital. She alleged that three incidents caused him to be taken to a hospital. In one, a trailer fell on appellant's head and the doctors diagnosed appellant as probably having a slight concussion. In a second incident, he cut his eye open and had to have stitches. In the third incident, he suffered a whiplash injury in an auto accident. Karen admitted that a concussion was the most serious injury appellant had sustained.

While Dr. Cunningham reported obtaining information about head injuries from appellant's family members, he acknowledged that only one incident - involving a laceration of appellant's nose - could be independently verified in medical records. Dr. Cunningham also admitted that there were no medical records to verify that appellant ever suffered a concussion. Dr. Cunningham further testified that head injuries played a relatively minor role in his evaluation.

Dr. Price did not find the materials regarding head injuries to be particularly significant. In his view, the incidents did not represent serious enough injuries to cause any brain injury.

We note several other types of evidence that might be relevant to the question of whether appellant is or is not mentally retarded. Karen Hall and Dr. Cunningham testified that appellant was given Ritalin for attention deficit disorder. Karen also testified that appellant was physically abused by one of her boyfriends. Dr. Cunningham also testified that appellant was in a family atmosphere that included maternal alcoholism, observed domestic violence, physical abuse, traumatic sexual experience, and parental neglect.

Appellant's own words and actions are also relevant to this inquiry. At trial, appellant wrote a pro se motion to remove his attorneys. The motion was discussed in an ex parte hearing, outside the presence of the prosecuting attorneys. Although the motion contained only facts and no law, Judge Cooke, the judge hearing the motion, commented that it was "well drafted" and that he could "name some attorneys that can't draw an instrument any better than this right now." Judge Cooke further commented that this motion, if discovered and used by the State, could damage appellant's attorneys' "diminished capacity" strategy by showing that appellant was actually "pretty bright," to be capable of drafting such a complicated document. After some discussion, appellant decided to withdraw his motion, and the judge ordered that the transcript of the hearing be sealed. (16)

Appellant also participated in an interview with Fox 4 News. This interview was videotaped, and the videotape was later played to the jury. On the videotape, appellant's speech was smooth and fluid, and his thought processes appeared to be coherent and logical. He stated that the victim was chosen because "she trusted us; it was easy." He bragged about his role in the murder: Neville could not have accomplished it on his own because it was appellant who got the victim to trust him. Without appellant, the victim would have escaped. Appellant acknowledged that he and Neville would be punished for killing the victim, and he expressed the hope that he would receive the death penalty. He wanted the death penalty because he had a "sucky-ass life." He indicated that he had tried to take his own life before but had failed: "You can't take your own life but you can take someone else's." He stated that the current method of execution, which allowed one to die sleeping, was better than the gas chamber or the electric chair. He thought killing the victim would be a good way to get the death penalty because that is what would happen to someone who killed a person with a family that cares about her. When asked whether he was forced to talk to the media, appellant responded that he was told, and understood, that he did not have to.

2. Habeas corpus

Appellant submitted the affidavits of two additional psychologists who opined that appellant was mentally retarded. Sally Church, a licensed professional counselor, licensed marriage and family therapist, and nationally certified school psychologist, licensed in Oklahoma, evaluated appellant's condition based upon his family history; school, medical, employment, jail, and prison records; previous evaluations; investigator's reports; court testimony and affidavits; and a psychodiagnostic evaluation of appellant conducted by her at the prison. Church testified that appellant's mother drank alcohol while she was pregnant, had difficulty with depression, was served in special education during public school, and was an overwhelmed, frustrated, abusive, and neglectful parent. Church further testified that appellant was identified in kindergarten as being behind his age norm developmentally, that he was served in special education throughout his public school attendance, that he dropped out in eleventh grade, that the school recommended that he be identified as Mentally Handicapped but his mother declined - wanting him identified as Learning Disabled - and that he was never able to learn reading, math, spelling, and writing beyond the third grade level. She noted that he had vision problems that could be largely corrected with glasses and that he was assessed as having a hearing problem in elementary school, but there was no follow-up on the extent of his hearing loss. She stated that, by the age of ten, appellant had "experienced eleven head injuries, several of which resulted in concussions." She also noted that appellant had been prescribed Ritalin for inattention, impulsivity, and hyperactivity. In her opinion appellant is mentally retarded, being less intelligent than 98 percent of the human population, with an IQ score of 67. She stated that appellant has critical deficits in adaptive skills and behaviors and that it is "highly doubtful that he alone could meet the needs of his day to day life."

She also stated that appellant's physical appearance was unusual. She characterized his appearance as typical of Fetal Alcohol Syndrome or Fetal Alcohol Effect. She stated that he also exhibited characteristics that resemble other genetic disorders such as XXY, Kleinfelter Syndrome; YYX, Extra Y Chromosome; or Fragile X Syndrome. She noted that all of these disorders are related to mental retardation and are present at birth.

Dr. George Denkowski, a psychologist licensed by the State of Texas and certified by the Texas Department of Mental Health and Mental Retardation to conduct evaluations for the purpose of diagnosing mental retardation, also expressed the opinion that appellant is mentally retarded. He noted that a WISC-R test administered to appellant in 1991 (at age twelve) resulted in a full-scale IQ score of 71, a TONI-2 test administered at age 16 resulted in a score of 84, and a TONI-3 test administered at age 20 resulted in a score of 77. However, he considered the TONI tests to be "unreliable indices of general intellectual functioning." Dr. Denkowski also relied upon Dr. Cunningham's adaptive deficits evaluation based upon interviews with Conner and Bybee. And he relied upon the WRAT-III administered by Dr. Cunningham and the K-FAST (17) test administered by Dr. Price to show that appellant's academic skills were seriously deficient. The K-FAST test results indicated that appellant's arithmetic skills and reading skills were less proficient than those of 99 percent and 95 percent of same-aged persons, respectively. Finally, Dr. Denkowski criticized the Street Skills Survival Questionnaire as being an inaccurate tool for diagnosing mental retardation in an adult. Dr. Denkowski did not personally interview appellant.

Appellant also submitted affidavits from his trial attorneys, a fellow death-row inmate, two defense private investigators, and a former teacher. All of these people opined that appellant was mentally retarded. William Harris, one of the trial attorneys, stated that he had numerous opportunities to observe appellant's mental limitations. Harris found that, even after multiple explanations, appellant could not grasp the law of parties and why the law of parties made him liable for capital murder. Appellant also had little or no sense of what things cost or what may or may not be available to a jail inmate. Harris also commented that appellant "was fairly adept at masking his mental retardation if you only deal with him superficially."

Paul Conner, appellant's other trial attorney, stated that appellant would ask the same questions day after day - showing an inability to remember or grasp the answers. Appellant would mask his retardation by not asking questions. He would sometimes sound more informed on a subject than expected, but this was because he would parrot words and phrases that he heard, without grasping their meanings.

Bill Coble, a fellow death row inmate, occupied a cell immediately adjacent to appellant's. Coble remarked that appellant was called "Half-Deck" by the prison guards and other inmates on death row. He characterized appellant as slow in his thinking and "worse off than Johnny Penry" whom he also knew about. Appellant could not learn the meanings of new words, even when told their meanings over and over again. Due to his lack of understanding of money, he could not handle buying items from the prison commissary. Appellant had to be reminded every day to wash himself, shave, and clean the toilet. He also had to be reminded how to keep his food container and his bedding clean. Appellant would often "space out" and forget what he had just done. He listened to cartoons on the radio (on a television sound setting) and could parrot what he heard, if it was something he has heard over and over again. Coble stated that appellant was very upset to learn about a civil suit against himself and Kroger regarding Robinson's death. Appellant thought he could get another death penalty from the civil suit.

Joseph Ward, a private investigator appointed to assist the defense in habeas corpus proceedings, stated that appellant's ability to understand the subject of conversation appeared to be significantly less than that of others his age. Appellant's demeanor was childlike, and he acted inappropriately for someone his age. He could not recall or meaningfully relate events surrounding his arrest. He had difficulty remembering the other private investigator's name even though he had just been told the name. Appellant did not know the meanings of many words, would use words inappropriately, and would mispronounce them. The other private investigator, John Ladd, stated that appellant had an attention span of five minutes and talking to him was like talking to a six- or seven-year-old child.

Stephen Dollar, a licensed attorney at the time of the habeas action, was appellant's world history teacher during the 1995-96 school year. Dollar testified that appellant could not follow instructions or complete assignments as distributed. Appellant displayed no cognitive ability in the classroom and demonstrated behaviors similar to those of a child with a diagnosis of mental retardation. He would not respond to his own name when called upon and would stare out the window and drool most of the class hour. Appellant could not accomplish the most menial of tasks, even when they were simplified to accommodate his special education needs. He appeared to have no friends, and he was an object of ridicule by his fellow students.

The State presented controverting affidavits. Five prison guards - Brandon Daniel, Julie Perego, Suzanne Prosperie, Todd Tatum, and Darrell White - averred that appellant is not mentally retarded. Daniel, who was assigned to appellant's area about one day a week, said that appellant "acts as normal as anyone in his pod." He further stated that he "had been around people who were slow mentally" but had "not seen that in" appellant. Further, there was no indication that appellant did not understand how to obey orders and follow prison rules. Under Daniel's observations, appellant was "just a normal inmate."

Since Perego arrived at the prison unit in June of 2001, she saw "nothing unusual" in appellant's conduct that was "different from [that of] the other inmates." She characterized his behavior as "normal" and said that she never had to tell him what to do more than once. She further stated, "I have never seen anything that would make me think Michael Hall is mentally retarded and he seems pretty normal to me in my observations of him."

Prosperie saw appellant, on average, two days a week. Hall seemed like "just a normal inmate." He socialized with other inmates, and there was nothing unusual about his conduct or attitude. She remarked that his cell was filthy, but it was so by his choice. She stated that she had not seen any signs of mental retardation or illness since she had been around him, and she had some experience with mental retardation because her neighbor's daughter was mentally retarded. She had never heard appellant referred to as "Half Deck" by anyone.

In his three months around appellant, Tatum "observed nothing unusual" about him. Although appellant's hygiene was not the best, he had "learned the system here" and understood what he was doing. Tatum knew some children in school with Down's syndrome, but he had not seen anything in appellant to indicate that he is mentally retarded.

White had also worked around appellant for three months. He stated that he had not observed anything unusual about appellant's conduct and that appellant appeared to be "just a normal inmate." He had no problems with appellant failing to understand anything he told appellant to do. Appellant took showers, brushed his teeth, and did other normal activities. White had an uncle who was mentally retarded and had to be told repeatedly what to do, and appellant was nothing like his uncle. White further stated, "I have seen nothing in my observations of Michael Hall that makes me think he is mentally retarded."

The State also presented affidavits of Dr. Price. Referring to his opinion given at trial, Dr. Price stated that appellant's "intelligence fell either in the borderline range of intellectual functioning (IQ = 70-84) or in the upper end of mild mental retardation (IQ = 50-55 to 70). Based upon his review of various tests and records, Dr. Price opined that appellant was a poor student but does not have significant adaptive deficits. He concluded: "My review of this case does not clearly indicate that Michael Hall is mentally retarded." In response to Dr. Church's affidavit, Dr. Price stated that appellant did not exhibit signs or symptoms associated with genetic disorders such as Fetal Alcohol Syndrome, Kleinfelter's Syndrome, Extra Y Chromosome, or Fragile X Syndrome.

II. ANALYSIS

A. General considerations

In Atkins, the Supreme Court held that the Eighth Amendment's "cruel and unusual punishments" clause prohibits the execution of mentally retarded persons. (18) The Supreme Court left to the States the task of fashioning appropriate procedures for determining who is in fact mentally retarded:

To the extent there is serious disagreement about the execution of mentally retarded offenders, it is in determining which offenders are in fact retarded. In this case, for instance, the Commonwealth of Virginia disputes that Atkins suffers from mental retardation. Not all people who claim to be mentally retarded will be so impaired as to fall within the range of mentally retarded offenders about whom there is a national consensus. As was our approach in Ford v. Wainwright, with regard to insanity, "we leave to the State the task of developing appropriate ways to enforce the constitutional restriction upon its execution of sentences." (19)

In the habeas context, we recently adopted temporary guidelines, to be used during the legislative interregnum, for determining whether a defendant is mentally retarded. (20) Under these guidelines, a person is considered mentally retarded if he has these three characteristics: (1) "significantly subaverage general intellectual functioning" (an IQ of about 70 or below), (2) "related limitations in adaptive functioning," and (3) onset of the above two characteristics before age eighteen. (21) Expert testimony is relevant to a fact-finder's determination of these factors but is not necessarily conclusive. (22) A separate jury determination of mental retardation is not required, (23) and at least on habeas corpus, the defendant shoulders the burden of showing his mental retardation by a preponderance of the evidence. (24) And we afford almost total deference to the trial judge's findings of fact, especially when those findings of fact are based upon credibility and demeanor. (25)

Unlike Briseno, the present case is still pending on direct appeal. Issues are often evaluated differently in the habeas corpus and direct appeal contexts. Some claims fail on direct appeal because the record is not sufficiently developed to evaluate the claims. This occurs most often with ineffective assistance of counsel claims. (26) Other claims may be evaluated under a different (more onerous) standard in the habeas context than in the direct appeal context. (27) Neither of these differences are material to the case at hand.

B. The habeas record and judicial notice

Had Atkins been handed down before our original opinion on direct appeal, a serious question about the adequacy of the direct appeal record would have been before us. While the parties introduced a significant amount of evidence regarding whether appellant was mentally retarded, mental retardation was not considered as a discrete issue by the trial judge or the jury. Although the parties certainly had incentive to litigate the question of appellant's intelligence, the litigation occurred as a question of degree: defense counsel could contend that appellant's low intelligence mitigated his moral culpability even if it did not amount to mental retardation, while the State could contend that, even if appellant were in the mental retardation range, he appreciated the consequences of his actions to a sufficient degree to deserve the death penalty. Had mental retardation been an ultimate issue, the parties may well have litigated the issue even more robustly than they did, as the issue would be a question of kind (which side of the mental divide appellant was on) rather than degree (how much did appellant appreciate the immorality of his conduct).

We did not address the adequacy of the direct appeal record on original submission because, at that time, we did not perceive mental retardation as a bar to execution. But the trial court and this Court did have the benefit of Atkins during the habeas proceedings. The parties had ample opportunity to present evidence at that time on the specific issue of mental retardation.

And we can consider the habeas proceedings and evidence in the current posture of this appeal. Over three decades ago, we addressed one of those rare instances in which we considered a particular issue on direct appeal after evidence had been obtained on that issue in habeas proceedings. (28) In Huffman v. State, the defendant filed a motion for new trial, alleging newly discovered evidence. (29) This motion was not accompanied by affidavits supporting the allegation. (30) While his appeal was pending, the defendant was released from custody due to an oversight. (31) This Court dismissed the appeal on the ground that the defendant's absence from custody was the equivalent of an escape. (32) The defendant was subsequently granted an out-of-time appeal by the Fifth Circuit. (33) After the right to appeal was granted but before the appeal was filed, a hearing was held on a state application for writ of habeas corpus challenging the same conviction. (34) Evidence not contained in the appellate record was presented at this hearing, including the alleged newly discovered evidence and evidence that the defendant was not represented by counsel at the time the motion for new trial was filed. (35)

We held that this Court could properly take judicial notice on direct appeal of the habeas proceedings and consider the evidence developed at the habeas hearing. (36) Finding that the defendant was without counsel when the motion for new trial was filed, we considered the merits of his newly discovered evidence claim in light of the habeas record and overruled his points of error. (37)

The present case is on all fours with Huffman: as in that case, we are faced in a direct appeal with an issue that has already been presented to us on habeas corpus. Consequently, we address appellant's mental retardation in light of both the direct appeal and the habeas records. In this vein, we reject any notion that the direct appeal record in this case must be viewed in isolation. The additional, habeas evidence is before us; taking it into account is necessary for a complete and accurate view of appellant's intellectual capabilities. (38)

C. Burdens of proof and standards of review

That standards for evaluating a claim sometimes differ from appeal to habeas is also of no concern here. While direct appeal standards may apply to a claim on direct appeal even though the claim is supported by evidence obtained in judicially noticed habeas corpus proceedings, (39) if a substantive component of a particular type of claim already contains a standard that equals or exceeds the applicable standard on habeas corpus, then the inquiry collapses to analyzing the claim by its components. (40) In the present case, we decide that mental retardation is comparable to an affirmative defense, and thus, the burden is always upon the defendant to prove that condition by a preponderance of the evidence. So, the standards for proving mental retardation at trial and on habeas are the same, and the resulting standard of review of a trial court's findings against the defendant are also the same in both contexts.

The groundwork for this conclusion has already been laid in Briseno. There we observed that the issue of mental retardation is similar to the issues of insanity, competency to stand trial, and competency to be executed - all of which impose upon the defendant a preponderance of the evidence burden of proof. (41) We now also observe that the mental retardation issue could be described as a confession-and-avoidance type of punishment- mitigating factor, which would make it like several statutory punishment- mitigating factors that carry the same proof standard as affirmative defenses: sudden passion in the murder context, (42) release in a safe place for the offense of aggravated kidnapping, (43) imperfect renunciation for the offense of organized criminal activity, (44) and, at least arguably, imperfect renunciation for inchoate offenses. (45) The counter-example would be the mitigation special issue in capital cases, for which the Legislature has prescribed no burden of proof. (46) But the mitigation special issue is a very broad issue, capable of taking into account a wide range of circumstances. By contrast, mental retardation is a single, discrete fact that by itself mitigates the penalty for capital murder, just as sudden passion, release in a safe place, and renunciation all are discrete facts that by themselves mitigate the penalty for their respective crimes. Given the legislative backdrop for similar affirmative defenses and analogous punishment mitigating factors, we find, absent further legislative guidance, that mental retardation is the type of issue that must be proven by the defendant by a preponderance of the evidence - regardless of when the claim is presented.

From that conclusion, it follows that the standard of review is also the same. Giving "almost total deference to a trial judge's determination of the historical facts supported by the record" (47) in the habeas context is essentially the same as Jackson v. Virginia's requirement that the evidence be viewed "in the light most favorable to the prosecution" when the findings are adverse to the defendant. (48) Given the same burden, the standard of deference will also be the same, whether the Court conducts a sufficiency review of a mental retardation claim decided at trial or a legal review of a trial court's recommendation on habeas corpus.

D. The mental retardation claim

We now turn to the merits of appellant's claim. His claim has already been addressed on habeas corpus and found to be without merit. The trial court considered the entire trial record and the additional evidence presented in the habeas proceedings. The trial court made its findings after Atkins was decided and after the Supreme Court had remanded the direct appeal in this case. The trial court's consideration of the mental retardation claim and our review in the habeas proceedings satisfied the mandate of Atkins, and we believe that taking judicial notice of the habeas proceeding and its outcome satisfies the Supreme Court's remand order in the present case. Because the burden of proof and the standard of review are the same on this issue on direct appeal and in habeas proceedings and because we can properly notice the habeas evidence on direct appeal, our conclusion on direct appeal is necessarily the same as our conclusion in the habeas proceedings.

In an abundance of caution, however, we have re-reviewed the evidence, and the result of that review is that our conclusion has not changed. While appellant supported his claim of mental retardation with the testimony of three psychologists, his mother, his brother, his trial attorneys, two private investigators, four teachers, and a fellow death row inmate, the State controverted his claim with the testimony of a psychologist, five prison guards, a waitress, appellant's former work supervisor, a former co-worker, and a police detective. The State also controverted the claim through cross-examination, pointing to school records indicating that appellant was not mentally retarded. There is also the videotaped interview, the hearing on the defendant's pro se motion to remove his attorneys, and of course, the circumstances of the crime itself. While there was significant evidence in favor of a finding of mental retardation, there was also significant evidence against such a finding. The trial judge, who presided over the trial and the habeas proceedings, was in the best position to evaluate the conflicting evidence. Her findings, which we have judicially noticed in the current direct appeal, deserve great deference. Because the trial court's conclusion that appellant is not mentally retarded is supported by the record, we should and do defer to that conclusion. (49)

The judgment of the trial court is affirmed.

*****

PRICE, J., filed a concurring opinion in which COCHRAN, J., joined. JOHNSON, J., filed a dissenting opinion in which HOLCOMB, J., joined. HOLCOMB, J., filed a dissenting opinion.

PRICE, J., concurring, in which COCHRAN, J., joined.

I agree with the majority that we may consider the habeas record in deciding this direct appeal on remand from the United States Supreme Court. I also agree that the record in this case supports the trial court's conclusion in habeas proceedings that the appellant is not mentally retarded. I write separately to point out that, generally, for the review of a contested Atkins v. VirginiaFN1 claim, the trial court will need to hold a live hearing and not base its decision solely on affidavits submitted by the parties.

FN1. 536 U.S. 304, 122 S.Ct. 2242, 153 L.Ed.2d 335 (2002). The habeas proceedings in this case of which we took judicial notice were conducted by affidavit without a live hearing. In this case, the extensive affidavits provide ample evidence from which the trial court could make its findings that the applicant is not mentally retarded. But this is a unique case.

When an applicant's status as a mentally retarded person is contested, a hearing by affidavit will generally be inadequate. The main reason we defer to a trial judge's findings is that he is in a better position to determine credibility and determination by seeing and hearing a witness testify. We often say that because we have only a cold record, reviewing courts do not have the best vantage point from which to make factual determinations.FN2 Live testimony allows the convicting court to observe a witness's demeanor, which can add significant information to credibility determinations. Also, opposing counsel may cross-examine witnesses to test the content of a witness's testimony. These valuable aspects of live testimony are not available in a hearing by affidavit.

FN2. See Manzi v. State, 88 S.W.3d 240, 254 (Tex.Crim.App.2002) (Cochran, J., concurring). Code of Criminal Procedure Article 11.071, Section 9(a) states the “[t]o resolve the [previously unresolved] issues [of fact] the [convicting] court may require affidavits, depositions, interrogatories, and evidentiary hearings and may use personal recollection.” But, if the convicting court conducts a hearing by affidavit, and the affidavits are inadequate for us to review the convicting court's findings, we will be forced to remand to the convicting court for a live hearing, especially if the parties voice objections to the convicting court's findings. The best course to resolve a contested Atkins claim is to hold a hearing at which live testimony is received.

With these comments, I join the majority.

JOHNSON, J., dissenting, joined by HOLCOMB, J.

I respectfully dissent. Retardation, like insanity, is a question of fact, not law. We may speak of satisfying the legal standard for insanity, but we assign the task of determining if a defendant was insane at the time of the offense to the finder of fact, usually the jury. In this case, the trial court made a finding of fact (applicant is not retarded) based solely on affidavits (written factual statements) and from that finding of fact drew a legal conclusion (under Atkins v. Virginia, 536 U.S. 304, 122 S.Ct. 2242, 153 L.Ed.2d 335 (2002), it is not unconstitutional to execute him).

This case was tried before the United States Supreme Court decided Atkins v. Virginia, 536 U.S. 304, 122 S.Ct. 2242, 153 L.Ed.2d 335 (2002), and radically changed the law. We are not free to ignore that change.

Almost all of the evidence that has been brought forward by either side was adduced during the punishment phase of the original trial. At that time, mental retardation was a mitigating factor, not a dispositive issue as to ineligibility for the death penalty; the convicting jury was limited to considering it as part of the special issues, particularly on the issue of future dangerousness. No trier of fact in this case has ever heard live testimony, subject to testing on cross-examination, on the specific issue of whether appellant is mentally retarded. The hearing at issue here was had on affidavits only, thus Appellant's claim that he is mentally retarded, and therefore is not subject to execution, has never been directly and thoroughly litigated.

That a live, contested hearing is necessary is clear from an examination of the conflicting evidence adduced at trial. A short summary of the testimony from the punishment phase of appellant's trial illustrates this.

Of the fourteen defense witnesses whose testimony about appellant's mental abilities was considered at the hearing on the writ of habeas corpus, five also testified at trial and had extensive contact with appellant: his mother, Karen Hall; his brother, Damon Hall; and teachers Ken Traynor, Cheryl Conner, and Chris Bryce. A psychologist, Dr. Mark Cunningham, also testified at trial. Four others with extensive contact with appellant testified by affidavits on the writ of habeas corpus; a teacher, Stephen Dollar; appellant's trial attorneys, William Harris and Pat Conner; and another death-row inmate, Bill Coble. The other affiants were two private investigators hired by appellant's trial attorneys, Joseph Ward and John Ladd, and two psychologists, Dr. George Denkowski, and Dr. Sally Church. Linda Akin, an employee of the school district, did not testify at trial or submit an affidavit. She was mentioned in Dr. Conner's trial testimony in response to a question from the prosecutor during cross-examination of Dr. Conner regarding the IQ test that was done by Garland schools as part of the comprehensive individual assessment. FN1 It is not even certain that Ms. Akin wrote the assessment under discussion, and in any case, that assessment was not admitted into evidence.

FN1. Q: Okay. Now, one other thing I wanted to ask you about. On the assessment that was done during the testing, it says,-and maybe you can interpret this for me,-“The student's adaptive behavior was assessed using informal measures. Results showed that the student's level of intellectual functioning is consistent with his or her adaptive behavior, with no significant deficits in either area.” Do you know what they meant by that? A: Yes, I do. Q: Okay, do you agree with it? A: No. Q: Okay. Do you know who prepared that report? A: I believe the last one was prepared by Linda Akin. Q: Who? I'm sorry. A: Linda Akin. Q: Okay. And is she with the school district? A: Yes, she is. Of particular interest here are the affidavits of appellant's attorneys and others who helped prepare appellant's case for trial. Both attorneys attested that appellant would ask a question, listen to the answer, say that he understood, then re-ask the same question within a very short time, sometimes within minutes; he showed little to no understanding of many of the aspects of trial. They soon recognized that appellant “bitterly did not want people to think him ‘dumb’ ” and would parrot words and phrases he had heard in an effort to avoid appearing so. Both investigators attested that appellant behaved in ways inappropriate to his age and did not seem to be able to recall events such as his arrest. Mr. Ladd recounted that appellant thought himself very clever for being able to get extra food for an evening snack when, in reality, he was merely saving some of his supper for later.

Bill Coble has occupied the cell next to appellant as long as appellant has been on death row. Mr. Coble has been on death row for a long time, knows Johnny Paul Penry, and in his opinion, appellant “is worse off than Johnny Penry.”

Of the ten state witnesses who claimed personal contact with appellant, none had extensive or lengthy contact with appellant. Dr. Randall Price, a psychologist, had a single interview with appellant. Al Boles said that appellant taught him how to perform the simple task of bagging groceries. His testimony, under questioning by the state, consisted largely of a comparison of the mental limitations of appellant and those of the victim. Monica Zepeda was a waitress who had a single contact with appellant. The state represented to the trial court that she was able to testify that appellant showed no remorse; no such testimony was elicited. Richard Nutt, a detective, testified that he had read the Miranda warnings to appellant, and that he believed that appellant understood them because he had looked Nutt in the eye and said he understood.

The affidavits of the five prison guards each consist of a few conclusory statements, which are not infrequently repetitive. Many of the statements in these affidavits, such as “I have heard Michael Hall's radio on in his cell,” are not helpful in assessing appellant's mental abilities. Brandon Daniel worked on death row once a week. Suzanne Prosperie worked on death row twice a week. Todd Tatum and Darrell White worked on death row for three months. The affidavit of Julie Perego consists of 6 general, conclusory statements, including “I have been on this unit since June 2001 and I have been around Michael Hall at different times.”

Mental retardation can arise in many ways. The National Center on Birth Defects and Developmental Disabilities FN2 states that retardation may occur before birth,FN3 during birth,FN4 or after birth from disease or injury.FN5 The United States National Library of Medicine lists more than forty causes, the largest category being unexplained.FN6 Many persons who are, in fact, mentally retarded may appear normal to the untrained eye or on casual contact and are not identifiable by their manner of speech or their appearance. A single casual contact, such as waiting on a mildly mentally retarded person in a restaurant, has a high probability of not revealing the retardation.

FN2. http://www.cdc.gov/ncbdd/dd/ddmr.htm. FN3. Such causes include: an error in number of chromosomes (Down's syndrome), defects in chromosomes (fragile X, Angelman and Prader-Willi syndromes), missing chromosomes (Cri-du-chat syndrome), mis-located chromosomes, metabolic disorders (phenylketonuria), maternal disease or drug use (rubella, fetal alcohol syndrome, cocaine or amphetamine abuse), maternal malnutrition, and physical abnormalities (hydrocephalus). FN4. Such causes include: HIV, asphyxia, and birth trauma. FN5. Such causes include: head injury, stroke, meningitis, lead poisoning, malnutrition, very high bilirubin levels, and abuse such as shaking. FN6. http://www.nlm.nih.gov/medlineplus/ency/article/001523/htm. Lay persons often have unrealistic ideas about what mentally retarded persons look like and how they act. There is a wide range of abilities encompassed by the term “mentally retarded”; the term applies equally to those whose are able to live successful independent lives and to those who live and die in a vegetative state. Mr. Tatum attested that he “knew some kids in school with Down's syndrome” and that appellant is not retarded. It is well known that Down's syndrome creates a distinctive physical appearance. If Down's syndrome is Mr. Tatum's standard for diagnosing mental retardation, then of course, appellant is not retarded in his eyes. Ms. Prosperie claimed to know that appellant is not retarded because her neighbor's daughter is retarded. We do not know the extent of that child's retardation or how it manifests in appearance and behavior. Mr. White said that appellant is not retarded because his uncle is retarded, and appellant is not like his uncle. Mr. Boles, looking back to the time of the offense, says that appellant is not retarded, and the state asserts that Boles is qualified to make that judgment because he now works with mentally challenged children. Each of these lay witnesses appear to have judged appellant's mental capacity by personal standards formed by personal experience with a very small number of retarded persons. Given the wide range of manifestations of mental retardation, these witnesses, although sincere, do not have the experience or training to make any assessment of the mental abilities of appellant.

Even the state's psychologist, Dr. Price, appeared to be uncertain as to appellant's mental abilities. He did not testify that appellant is not mentally retarded but rather that his “review of this case does not clearly indicate that [appellant] is mentally retarded,” and he conceded that appellant's intelligence “fell either in the borderline range of intellectual functioning (IQ = 70-84) or in the upper end of mild mental retardation (IQ =50-55 to 70).” Our definition of mental retardation encompasses parts of both ranges. Dr. Price also stated that “[t]here is no doubt that Mr. Hall has low intelligence and poor academic abilities....”

The state argues that appellant's assignment to special education classes was based on “learning disabilities,” a claim that is refuted by school records that indicate that the school wished to designate him as mentally retarded, but did not do so at his mother's request. The state conceded in its answer to appellant's application for writ that appellant had passed the written portion of the driving license examination only after his mother worked with him for three days.FN7 The state further urged that the trial court should entirely ignore the testimony of Dr. Church because, although having appropriate credentials, she was licensed as a psychologist only in Oklahoma.

FN7. In his affidavit, Dr. Denkowski attests that appellant passed on the third try but was never able to pass the driving test. I am loathe to find that appellant is not mentally retarded when that finding is based largely on the lay opinions of a store supervisor, a waitress, a bag boy, and five prison guards, and the expert opinion of a psychologist who could not reach a definite conclusion, especially when all had limited contact with appellant. I am unpersuaded that bragging or using big words and claiming to read classic literature establishes that appellant is not retarded. If appellant is, in fact, retarded, his statements may establish only that he, like many retarded persons, wishes to be regarded as “normal” and “smart” and that he will behave in ways that he thinks will cause others to regard him as such, just as persons with normal intelligence will behave in ways that are perceived as producing acceptance. As Dr. Church noted in her affidavit, appellant “had difficulty with the requirements of doing the work of a ‘stocker’ and was demoted to bagging groceries.” She also stated, “His main motivation is not to appear to be a ‘dummy’ in order to mask his deficits. He tends to say what he has heard others say and/or to say what he thinks others expect him to say. This is not at all unusual as a coping mechanism for the mentally retarded population.”

Nor are persons with limited mental abilities immune from other human foibles, such as lying. A well-drafted motion may be the product of a skilled jailhouse writ writer. Persons with limited mental ability often do extremely well in structured environments, and I cannot think of a more structured environment than death row.

It may very well be that a full hearing on appellant's claim of mental retardation, with the opportunity to cross-examine witnesses and argue the significance of their testimony, would establish that appellant is not retarded. However, we will never know unless we order that full hearing and have before us both the tested testimony of persons who are knowledgeable in the mental-health field and relevant lay testimony about his adaptive behavior.

I respectfully dissent.

HOLCOMB, J., dissenting.

I do not dispute that, in general, this Court can properly take judicial notice on direct appeal of a habeas proceeding, consider the evidence developed at a hearing on habeas, and afford almost total deference to a trial judge's determination of the historical facts supported by the record. However, in this case, determining appellant's claim of mental retardation by considering the evidence developed on habeas in addition to that adduced at trial does not provide appellant with a constitutionally sufficient opportunity and process to resolve his claim. Also, based on the deficiencies in the habeas proceeding, we should not, in this case, afford the trial court's finding on habeas almost total deference.

I discussed many of my reasons for these conclusions in my dissent in Ex parte Briseno, including the fact that Ring v. Arizona, 536 U.S. 584, 122 S.Ct. 2428, 153 L.Ed.2d 556 (2002), requiring a jury determination of certain issues, applies to mental retardation. Recognizing that this Court's majority holding in Briseno is now the law, I continue to find deficiencies in the habeas proceeding on which this Court relies in deferring to the trial court's determination and in arriving at its own conclusion.

Nowhere in Hall's habeas proceeding was there a burden of proof or standard of review enunciated. The convicting court made findings and conclusions, but we do not know under what standard of proof the court made its conclusions-preponderance of the evidence, clear and convincing evidence, or beyond a reasonable doubt. Furthermore, Hall was not provided with a live evidentiary hearing. Hall was not able to cross examine the affiants and the judge was not able to evaluate their credibility. By according almost complete deference to the trial court's determination based on the procedure used on habeas, and by reaching our own conclusions based in part on the evidence adduced by affidavit on habeas, we fail to provide a procedure that reflects the need for heightened procedural requirements in determining whether a defendant may be put to death.

I think this Court should reconsider, sua sponte, our determination on Hall's writ of habeas corpus and order the convicting court to conduct a live evidentiary hearing and evaluate the evidence under the preponderance of the evidence standard articulated in Briseno. Barring that course of action, I would find that a rational jury could have found that the significant evidence adduced in favor of a finding of mental retardation outweighed the significant evidence adduced against such finding. I would therefore find that appellant has met his burden to be granted the relief he seeks, commutation to a life sentence. Because this Court follows neither course I have laid out, I respectfully dissent.

KELLER, Presiding Judge

Date delivered: May 5, 2004

Publish

1. 536 U.S. 304 (2002).

2. Appellant did not contend in his original appellate brief or his brief on remand that he ever made such a request, no such request is contained in the record references supplied in the brief, the State does not contend that such a request was made, and we have not seen such a request in what appear to be the pertinent portions of the record. Appellant shoulders the responsibility of citing all the applicable facts and the record references supporting those facts. TEX. R. APP. P. 38.1(f).

3. Hall v. State, 67 S.W.3d 870 (Tex. Crim. App. 2002).

4. Id. at 877-878.

5. Id. at 878.

6. All references to articles are to the Texas Code of Criminal Procedure.

7. See Atkins.

8. Hall v. Texas, 537 U.S. 802 (2002).

9. Judge Sharen Wilson presided at both the trial and the habeas proceedings.

10. Ex Parte Hall, No. 53,668-01, slip op. at 1-2 (Tex. Crim. App., February 26, 2003)(not designated for publication).

11. Dr. Cunningham recited that appellant "tore his pork chop or his meat apart with his fingers unless his mom cut it for him." Although Dr. Cunningham did not cite Karen Hall as one of his sources for determining adaptive deficits, he apparently relied upon her to some degree - perhaps from her trial testimony. Dr. Cunningham was exempted from the rule and Karen had testified before him.

12. Diagnostic and Statistical Manual of the American Psychiatric Association, fourth edition.

13. Texas Assessment of Academic Skills.

14. Due to a phenomenon known as the "practice effect," Dr. Price could not conduct his own testing. The "practice effect" occurs where a subject's knowledge of a previous IQ test affects the results of a test administered shortly thereafter. According to Dr. Price, a six-month interval between testing is deemed necessary to avoid this phenomenon and to yield a valid set of findings.

15. Dr. Price examined in detail what appears to be a subcategory of one of these, denominated "the use of appliances, kitchen tools, and utensils," in which appellant was found to be average.

16. A copy of the hearing transcript was available during the habeas proceedings although a sealed version was also included in the direct appeal record.

17. Kaufman Functional Academic Skills Test.

18. 536 U.S. at 321.

19. Atkins, 536 U.S. at 317 (citation omitted).

20. Ex parte Briseno, 2004 Tex. Crim. App. LEXIS 199.

21. Id. at *15, *15 n. 24.

22. Id. at *19-*20.

23. Id. at *20-*29.

24. Id. at *29-*31.

25. Id. at *32.

26. Thompson v. State, 9 S.W.3d 808, 813-814 (Tex. Crim. App. 1999)(direct appeal record often inadequate in the ineffective assistance of counsel context, especially when counsel is not asked for his reasons for his conduct).

27. Ex parte Fierro, 934 S.W.2d 370, 372 (Tex. Crim. App. 1996), cert. denied, 521 U.S. 1122 (1997)(standard of harm more onerous on the defendant); compare Ex parte Elizondo, 947 S.W.2d 202, 209 (Tex. Crim. App. 1996)(on habeas, newly discovered evidence must unquestionably establish innocence) and Wallace v. State, 106 S.W.3d 103, 108 (Tex. Crim. App. 2003)(in motion for new trial context, newly discovered evidence must be "probably true" and "will probably bring about a different result on retrial").

28. Huffman v. State, 479 S.W.2d 62 (Tex. Crim. App. 1972).

29. Id. at 68.

30. Id.

31. Id. at 64.

32. Id.

33. Id. at 63.

34. Id. at 64.

35. Id. at 64, 68.

36. Id. at 68.

37. Id. at 68-69.

38. Moreover, appellant can hardly complain about an appellate court's failure to limit its review to the direct appeal record when he did not request a finding on the issue at trial, and thus, did not attempt to ensure that the direct appeal record would contain a comprehensive litigation of the issue. See Martinez v. State, 867 S.W.2d 30, 33-34 (Tex. Crim. App. 1993), cert. denied, 512 U.S. 1246 (1994)(defendant could not rely upon evidence of prior adjudication of insanity to establish insanity when he failed to give notice at trial that he wanted to pursue an insanity defense).

39. See Huffman, 479 S.W.2d at 68-69 (applying motion for new trial standard for newly discovered evidence).

40. Fierro, 934 S.W.2d at 373.

41. Briseno, 2004 Tex. Crim. LEXIS 199 at *29-*30.

42. TEX. PEN. CODE §19.02(d).

43. TEX. PEN. CODE §20.04(d).

44. TEX. PEN. CODE §71.02(d).

45. TEX. PEN. CODE §15.04(d)(no explicit burden placed in the subsection but contained within section that describes successful renunciation as an "affirmative defense").

46. See Art. 37.071, §2(e)(1); Mosley v. State, 983 S.W.2d 249, 264 (Tex. Crim. App. 1998), cert. denied, 526 U.S. 1070 (1999).

47. Briseno, 2004 Tex. Crim. LEXIS 199 at *32.

48. See Jackson v. Virginia, 443 U.S. 307, 319 (1972)("Instead, the relevant question is whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt....This familiar standard gives full play to the responsibility of the trier of fact fairly to resolve conflicts in the testimony, to weigh the evidence, and to draw reasonable inferences from basic facts to ultimate facts.").

49. Although appellant is not entitled to a review limited to the trial record, we note that our holding would not change if we considered only the evidence submitted at trial. A conclusion that appellant is not mentally retarded is supported by the trial record.

 
 

Hall v. Quarterman, 534 F.3d 365 (5th Cir. 2008). (Habeas)

Background: Following affirmance, 160 S.W.3d 24, of state conviction for murder and sentence of death, and exhaustion of state postconviction remedies, state prison inmate sought federal habeas relief. The United States District Court for the Northern District of Texas, 443 F.Supp.2d 815, John H. McBryde, J., denied petition, and inmate appealed.

Holding: The Court of Appeals held that inmate was entitled to evidentiary hearing on issue of whether he was mentally retarded, and therefore ineligible for death penalty. Vacated and remanded.

Patrick E. Higginbotham, Circuit Judge, filed opinion concurring in part and dissenting in part.

PER CURIAM:

Michael Wayne Hall was convicted of capital murder in state court. He sought state and federal habeas relief, requesting in each forum a live evidentiary hearing on his claim of mental retardation. Each court denied his request. We granted a Certificate of Appealability.

I

Michael Wayne Hall was tried in Texas state court for the murder of Amy Robinson and convicted of capital murder by the jury. Although he was convicted prior to the Supreme Court's decision in Atkins v. Virginia, which held that the execution of mentally retarded defendants is unconstitutional, FN1 there was evidence regarding his mental abilities presented at trial in mitigation. On direct appeal, the Texas Court of Criminal Appeals (the “CCA”) affirmed the conviction, rejecting his Penry claim and his claim that the Constitution barred the execution of mentally retarded persons. Hall filed a state petition for writ of habeas corpus and a petition for certiorari with the United States Supreme Court. In his state habeas petition, Hall asserted his claim of a constitutional bar to execution of the mentally retarded and requested a “full and fair hearing,” urging, “There has never been a fact finding rendered by either the trial court or a jury as to the issue of whether Applicant is, in fact, mentally retarded.” While his state habeas claim was pending, the Supreme Court decided Atkins. Hall requested a live hearing on the mental retardation issue, urging, “Because the issue of whether or not Applicant is ‘mentally retarded’ has never been fully and fairly litigated and resolved by a fact-finder, this Court cannot rely solely on ... [its] recollection of the testimony from the trial which was conducted over two (2) years ago. This Court should, at a bare minimum, conduct a live hearing on this matter.” Hall also objected to the state court's “conducting a hearing on Applicant's Atkins claim via affidavit rather than via live hearing.” Despite Atkins, the trial court conducted a “hearing” by affidavit without awaiting the disposition of Hall's pending certiorari petition, and the CCA, relying on the paper results, denied Hall's state habeas claim. FN1. 536 U.S. 304, 321, 122 S.Ct. 2242, 153 L.Ed.2d 335 (2002).

The Supreme Court granted Hall's petition for certiorari from his direct appeal to the state court, vacating and remanding to the CCA to reconsider its initial affirmance of Hall's conviction in light of Atkins. The CCA, relying on the state habeas and direct appeal records and a “re-review[ ][of] the evidence” from the records, held that Hall was not mentally retarded. FN2 Hall appealed again to the Supreme Court, which denied certiorari, and he then filed a federal habeas petition, again arguing, “Mr. Hall has a right under the Fifth, Sixth, Eighth, and Fourteenth Amendments to a full and fair hearing in a court of law on the issue of his mental retardation.” The federal district court relied on the state record to conclude that Hall was not retarded, and denied Hall's Atkins claim. We granted a COA. FN2. Hall v. State, 160 S.W.3d 24, 38-40 (Tex.Crim.App.2004).

II

In applying the deferential standard under the Antiterrorism and Effective Death Penalty Act (“AEDPA”), we are mindful of the unique facts of this case, in that Atkins was decided after Hall's conviction, and the state's paper hearing on the Atkins mental retardation issue was completed before Texas had defined mental retardation under the Atkins standard. We review the federal district court's refusal to grant an evidentiary hearing on the Atkins issue for an abuse of discretion.FN3

FN3. Schriro v. Landrigan, 550 U.S. 465, 127 S.Ct. 1933, 1937, 167 L.Ed.2d 836 (2007) (“In cases where an applicant for federal habeas relief is not barred from obtaining an evidentiary hearing by 28 U.S.C. § 2254(e)(2), the decision to grant such a hearing rests in the discretion of the district court.”); McDonald v. Johnson, 139 F.3d 1056, 1059 (5th Cir.1998) (citing United States v. Cervantes, 132 F.3d 1106, 1110 (5th Cir.1998)) (“Denials of an evidentiary hearing are reviewed for abuse of discretion.”).

Section 2254(e)(2) of United States Code Title 28 does not constrain the district court's discretion here because Hall diligently developed the factual basis of his claim in state court.FN4 In the state habeas proceedings, Hall consistently raised his claim that he was mentally retarded and that execution of a mentally retarded individual is unconstitutional.FN5 He also provided affidavits of experts, affidavits of former teachers and other individuals who were familiar with Hall's capabilities,FN6 and evidence of mental limitations, such as medical records, grade reports and special education screening results from school, and the results of Hall's examination for competency to stand trial. These were more than adequate to establish a factual basis for his mental retardation claim.

FN4. See 28 U.S.C. § 2254(e)(2) (requiring an applicant to show, inter alia, that “the facts underlying the claim would be sufficient to establish by clear and convincing evidence that but for constitutional error, no reasonable factfinder would have found the applicant guilty of the underlying offense” only if “the applicant has failed to develop the factual basis of a claim in State court proceedings”). FN5. In his first state habeas petition, Hall prayed that the court would grant relief “after a full and fair hearing” and argued: The right to argue mental retardation in mitigation on a case-by-case basis under article 37.071, section 2(e)(1), Texas Code of Criminal Procedure (the so-called Penry instruction) is insufficient to prevent the risk that retarded persons will be sentenced to death despite their lack of the requisite culpability .... FN6. As the CCA put it, Hall provided “testimony of three psychologists, his mother, his brother, his trial attorneys, two private investigators, four teachers, and a fellow death row inmate.” Hall, 160 S.W.3d at 39-40.

Once a district court determines that a petitioner may be entitled to an evidentiary hearing, this is not the end of the inquiry, since “[i]n cases where an applicant for federal habeas relief is not barred from obtaining an evidentiary hearing by 28 U.S.C. § 2254(e)(2), the decision to grant such a hearing rests in the discretion of the district court.”FN7 In determining whether to grant a hearing, under Rule 8(a) of the habeas Court Rules “ ‘the judge must review the answer [and] any transcripts and records of state-court proceedings ... to determine whether an evidentiary hearing is warranted.’ ”FN8 And the Supreme Court has held since AEDPA that the court must also “consider whether such a hearing could enable an applicant to prove the petition's factual allegations, which, if true, would entitle the applicant to federal habeas relief. Because the deferential standards prescribed by § 2254 control whether to grant habeas relief, a federal court must take into account those standards in deciding whether an evidentiary hearing is appropriate.”FN9 And finally, a district court abuses its discretion in not holding an evidentiary hearing only if the state court failed to provide a full and fair hearing.FN10

FN7. Schriro, 127 S.Ct. at 1937. FN8. Id. at 1939 (quoting 28 U.S.C. § 2254, Rule 8(a) and finding that post-AEDPA, the “basic rule has not changed”). FN9. Id. at 1940 (internal citation omitted) (citing Mayes v. Gibson, 210 F.3d 1284, 1287-88 (10th Cir.2000)). Section 2254 provides in relevant part: (d) An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim- (1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding. (e)(1) In a proceeding instituted by an application for a writ of habeas corpus by a person in custody pursuant to the judgment of a State court, a determination of a factual issue made by a State court shall be presumed to be correct. The applicant shall have the burden of rebutting the presumption of correctness by clear and convincing evidence. 28 U.S.C. §§ 2254(d), (e)(1). FN10. Clark v. Johnson, 202 F.3d 760, 766 (5th Cir.2000) (citing Moawad v. Anderson, 143 F.3d 942, 948 (5th Cir.1998)) (“To find an abuse of discretion which would entitle ... [petitioner] to discovery and an evidentiary hearing to prove his contentions, we would necessarily have to find that the state did not provide him with a full and fair hearing ....”).

The facts before us are a core manifestation of a case where the state failed to provide a full and fair hearing and where such a hearing would bring out facts which, if proven true, support habeas relief. Hall alleges that he is mentally retarded under Texas' Atkins test for mental retardation announced in Ex Parte Briseno: under Briseno a defendant must prove that he has “(1) significantly subaverage general intellectual functioning [‘defined as an IQ of about 70 or below’]; (2) accompanied by related limitations in adaptive functioning; (3) the onset of which occurs prior to the age of 18.” FN11 Because neither Atkins nor the Briseno test had been established at his original trial, and Briseno was not decided until approximately two years after the state court's paper hearing on mental retardation,FN12 upon which the CCA and the district court relied, Hall never had the opportunity to present a full range of evidence on this technical issue.FN13

FN11. 135 S.W.3d 1, 7 (Tex.Crim.App.2004) (internal citations and quotations omitted). FN12. The parties in the state habeas case filed their affidavits for the paper Atkins hearing with the trial court in September 2002. Briseno was decided on February 11, 2004. FN13. Hall emphasized in a motion to stay the paper proceeding in the state court, Despite Atkins' prohibition against the imposition of a death sentence against mentally retarded capital defendants, the Supreme Court's opinion leaves it to the individual States to develop the appropriate method to enforce this restriction. There is currently no statutory procedure set out in Texas to govern the determination of whether or not Applicant (or any other capital defendant) is mentally retarded as contemplated by Atkins.

The federal district court discussed the Briseno factors but did not conduct a hearing, relying instead on the state court's findings of mental retardation-findings that were made prior to the Briseno test. The district court explained, “In his petition, Hall thoroughly reviews the voluminous evidence as to his mental capacity. The state does the same in its response. There is no reason for the court to do so again here.”FN14 The court examined the paper evidence and held, “Having independently reviewed all of the evidence, the court concludes” that “the state court's finding that Hall is not mentally retarded was not unreasonable.”FN15

FN14. Hall v. Quarterman, 443 F.Supp.2d 815, 821 (N.D.Tex.2006) (internal citations omitted). FN15. Id. (citing 28 U.S.C. § 2254(d)(2)).

The district court also addressed Hall's claim for a jury determination of mental retardation or, in the alternative, a live hearing. The district court found that Hall “failed to raise this issue in the state proceedings” and that it was procedurally defaulted.FN16 This conclusion is incorrect; Hall consistently raised this issue in his state and federal habeas petitions. The district court went on to hold that “[e]ven if not procedurally defaulted, Hall's claim that he was entitled to a jury determination on mental retardation is without substantive merit. Nowhere in Atkins does the Supreme Court hold that a jury determination on this issue is required.”FN17 This conclusion is correct, but it misses a central element of Hall's claim-namely, that Hall requested a jury trial or at minimum a live hearing. FN18

FN16. Id. at 822. FN17. Id. FN18. Hall argued in his federal habeas petition, “At the very least, this court should order an evidentiary hearing on this issue [of mental retardation] so that Mr. Hall finally has an opportunity through counsel to present testimony on his behalf and to confront and cross-examine the state's witnesses on mental retardation. The evidence already in the record that demonstrates Mr. Hall's mental retardation is summarized below.”

In reviewing the paper evidence, the district court failed to account for several clearly erroneous findings of the CCA which, if addressed in an evidentiary hearing, might have highlighted the unreasonableness of the state court's determination of the facts and entitled Hall to habeas relief. The CCA's habeas determinations rested on the state court's findings from the paper hearing, as the CCA fully adopted those findings.FN19 In other words, errors in the state court's factual findings were not corrected when they reached the CCA. In assessing the affidavits of experts, which address Hall's IQ, the state court misread an IQ score of 67 reported in Dr. Church's sworn affidavit, replacing a Wechsler Adult Intelligence Scale, third edition, exam (“WAIS-III”) score of 67 with 72. The state's expert, Dr. Price, also erroneously relied on an IQ score of 72 in making his assessment, stating, “[I]f an individual is being assessed for the presence or absence of mental retardation and receives and [sic] IQ score of 72, then his or her actual IQ is 95% likely to fall between 67 and 77-a range of scores that may indicate mild mental retardation or borderline intelligence.”FN20 Relying at least partially on this error, the state trial court concluded that Hall's intelligence level was “either in the borderline range of intellectual functioning or in the upper end of mild mental retardation.”FN21 A hearing would clarify whether Dr. Price's conclusions with respect to Hall's IQ, which influenced the state court's finding, were premised on factual error.

FN19. On direct appeal, the CCA likewise relied on the state habeas findings and conclusions. Specifically, it took judicial notice of the prior state habeas proceeding and its outcome and stated that its “conclusion on direct appeal [was] necessarily the same as [its] conclusion in the habeas proceedings.” Hall, 160 S.W.3d at 39. And, even in re-reviewing the evidence in “an abundance of caution,” the CCA still deferred to the trial judge's habeas findings. Id. at 40 (“While there was significant evidence in favor of a finding of mental retardation, there was also significant evidence against such a finding. The trial judge, who presided over the trial and the habeas proceedings, was in the best position to evaluate the conflicting evidence. Her findings, which we have judicially noticed in the current direct appeal, deserve great deference.”).

FN20. The state notes that it was Hall's expert, Dr. Denkowski, who initially misstated Hall's final IQ score as 72 rather than 67. The state submits that this error was harmless because the state court discounted his affidavit, and the CCA on direct appeal noted correctly that Dr. Church's examination established an IQ of 67. Cf. Ylst v. Nunnemaker, 501 U.S. 797, 801-05, 111 S.Ct. 2590, 115 L.Ed.2d 706 (1991) (explaining that courts look to the “last reasoned decision” of the state court in determining whether a state procedural bar precludes federal-court review). However, Hall's claim is that this erroneous recitation affected Dr. Price's overall characterization of Hall's general intellectual functioning. Consequently, neither Denkowski's affidavit nor the CCA's recitation of the correct post-conviction IQ score would render the error harmless.

FN21. The state trial court never indicated which of Hall's IQ scores was most reliable. Instead, it only stated that the scores revealed that Hall was of borderline intelligence or mildly mentally retarded.

The state trial court also made erroneous findings with respect to the credibility of at least one of Hall's expertsFN22-an expert whose testimony was central to Hall's allegations of limited adaptive functioning.FN23 The state concluded that Dr. Church's submission should “not be given weight” because Texas law does not permit individuals with Dr. Church's credentials to make mental health determinations. Texas' Persons with Mental Retardation Act only permits physicians or psychologists licensed in Texas or certified by the Texas Department of Mental Health and Mental Retardation to make such determinations.FN24 Yet this Act is inapplicable in the Atkins context, and the state court's conclusion to the contrary was clearly erroneous. “The PMRA, by its own terms, is irrelevant to the application of Atkins. For Eighth Amendment purposes, it neither defines mental retardation nor-more relevantly-establishes who may diagnose mental retardation.”FN25

FN22. State credibility determinations also receive AEDPA deference on habeas review, but not when overcome by clear and convincing evidence. See Summers v. Dretke, 431 F.3d 861, 871 (5th Cir.2005); 28 U.S.C. § 2254(e)(1); see also Miller-El v. Cockrell, 537 U.S. 322, 340, 123 S.Ct. 1029, 154 L.Ed.2d 931 (2003) (“A federal court can disagree with a state court's credibility determination and, when guided by AEDPA, conclude the decision was unreasonable or that the factual premise was incorrect by clear and convincing evidence.”). FN23. Dr. Church, a licensed psychologist in Oklahoma, testified in her affidavit that it is “highly doubtful that [Hall] alone could meet the needs of his day to day life.” FN24. Tex. Health & Safety Code § 591.003(16). FN25. In re Hearn, 418 F.3d 444, 447 (5th Cir.2005); see also Ex parte Lewis, 223 S.W.3d 372, 374 (Tex.Crim.App.2006) (Cochran, J., concurring) (joining the majority in declining to adopt the trial court's fact findings based on Tex. Health & Safety Code § 591.003(16) and explaining that whether a physician or psychologist is licensed in Texas is of no “legal significance in deciding whether [an] applicant is mentally retarded for purposes of eligibility for the death penalty under Atkins v. Virginia or Ex parte Briseno”).

The issue of mental retardation, defined by Atkins only after Hall was tried and defined by Texas only after Hall's paper “hearing” on mental retardation, is fact-intensive and rests on nuanced determinations under broadly stated concepts such as “limitations in adaptive functioning.” If Hall can prove the facts that he has consistently alleged on appeal, he will be entitled to habeas relief.FN26 FN26. See Schriro, 127 S.Ct. at 1940.

Furthermore, the state court's erroneous factfinding and its refusal to accept more than paper submissions despite the development of a new constitutional standard and a lack of guidance from the state on that standard, deprived Hall of a full and fair hearing at the state level. Although we have found paper hearings adequate where “the trial court and the state habeas court were one in the same,” as was the case here, there is a crucial distinction. Following trial, the state trial judge on habeas review faced a new constitutional rule categorically barring the execution of mentally retarded persons. Atkins was so new that Texas had not had time to establish a definition of mental retardation or the associated burdens of proof.

Nor were the district court's findings of “facts” from the disputed assertions of affidavits below adequate. As we have discussed, some of these accepted “facts” were both critical and incorrect.FN27 These errors would have been drawn out in a hearing with an opportunity of counsel to examine the witnesses. Other of the district court's conclusions rely heavily on the conflicting expert opinions of psychologists, asserted in affidavits unaired in court and shielded from cross examination. Given the material errors in credibility determinations and factfinding at the state level, we are persuaded that the determination of Hall's claim, caught in the immediate uncertainty following Atkins, was so freighted with a risk of error in fact finding that the failure of the district court below to conduct a meaningful hearing was an abuse of discretion in these unusual and unique circumstances.

FN27. Dr. Denkowski's affidavit, upon which the trial court relied in finding that Hall was not mentally retarded, indicated incorrectly that Dr. Church's examination of Hall produced an IQ score of 72; the score was in fact a 67. Additionally, the state posited in its reply to Hall's state habeas petition that Hall, while in prison, wrote a note that said, “You have to get me out of here because there's no call button. The sink is stopped up. Also there are roaches and a small ass bed. My feet go all the way to the wall because I'm six feet four.” The document actually reads, as Hall's attorneys point out in their briefing: “you half to get out of here because there is No call button, the senk is stopd up also rauch's and small ass bed by feet go all the way to the wall because I am 6f4.”

III

Accordingly, we VACATE the judgment of the federal district court and REMAND to that court for further proceedings including an evidentiary hearing.

PATRICK E. HIGGINBOTHAM, Circuit Judge, concurring in part and dissenting in part:

The Supreme Court left implementation of Atkins to the states, a license that implicitly insists upon faithfulness to its core holding and the constitutional constraints of due process. I am persuaded that because the state denied Hall the right to confront and cross examine state witnesses in the adjudication of his claim of retardation, Hall's death sentence was contrary to and involved an unreasonable application of the clearly-established federal law of due process as determined by the Supreme Court of the United States.

Michael Wayne Hall was convicted of capital murder by a Texas jury and sentenced to death in 2000. Much of his mitigation case rested on the claim that Hall suffered from a learning disability. The Texas Court of Criminal Appeals affirmed the conviction and sentence, rejecting Hall's Penry argument that the jury could not give expression to his mitigation evidence and his claim that execution of mentally retarded persons is unconstitutional. Hall filed a petition for certiorari with the Supreme Court and sought collateral habeas review with the state court.FN1 There he continued his contention that it was unconstitutional to execute a mentally retarded individual-the issue presented in the Atkins case-which was then sub judice in the Supreme Court. Before the state answered his state habeas petition, the Supreme Court held in Atkins that executing mentally retarded individuals violates the Eighth Amendment. Despite Atkins, the trial court on habeas refused over Hall's objection to conduct an evidentiary hearingFN2 to determine whether Hall was mentally retarded, refusing Hall the opportunity to cross examine witnesses . Rather, it recommended that the CCA reject Hall's state habeas claim, relying upon the record from his original trial and affidavits submitted by order of the trial court. No live testimony was taken, and Hall was not allowed to cross examine any of the affiants despite the introduction of many new affiants and claims that had not been tested at trial. In May of 2004, addressing the Supreme Court's opinion vacating and remanding the judgment of the CCA,FN3 which had rejected the Atkins claim on Hall's direct appeal, a divided CCA repaired to the same record and again concluded that Hall was not mentally retarded. Hall again petitioned the Supreme Court for certiorari, which the Supreme Court denied in June of 2005. Hall then filed his federal habeas claim, again requesting a hearing on the Atkins issue. Without holding a federal evidentiary hearing, the U.S. district court deferred to the state adjudication.

FN1. He filed his petition for certiorari in June of 2002 and his state application for writ of habeas corpus in January of 2002. FN2. Of course a proceeding before a state or appellate court where the parties may argue an issue is a “hearing.” See Sumner v. Mata, 449 U.S. 539, 546, 101 S.Ct. 764, 66 L.Ed.2d 722 (1981). But Sumner addressed 28 U.S.C. § 2254(d) and the deference due findings of fact by a state court in federal habeas, and did not address the elements of a hearing the state was constitutionally compelled to provide to sustain a criminal conviction. FN3. The Supreme Court's opinion granting certiorari and vacating and remanding the CCA's judgment was decided on October 7, 2002, but the CCA decided Hall's state habeas claim first, in February of 2003, not addressing the remand from the Supreme Court until 2004.

I

Michael Wayne Hall was 18 years old when he killed Amy Robinson, a mentally retarded co-worker at a grocery store.FN4 Hall had low intelligence and lived in a chaotic family environment. He had never been incarcerated, although he had participated in minor shoplifting incidents with other individuals. Hall often associated with people younger than his age but he met an older friend, Robert Neville, in 1997. He appreciated Neville's friendship and attention and spent many hours with him, accepting his offers of gifts, rides, and places to stay, and imitating his style of dress. Neville persuaded Hall to quit his job so they could work together at a grocery store. They decided to kill someone. With purchased weapons, they killed Amy, an easy target. Police arrested them attempting to walk to Mexico several hundred miles away.

FN4. To provide context, much of this account of the case history will repeat the recitation of the panel opinion. The trial commenced in February of 2000. The state presented, inter alia, a videotape that the media had taken of Hall, Hall's written statement to the police, the arrest warrant, the weapons, photographs of the area where the victim was found, and testimony of the agents and detectives who questioned Hall and took his statement. There were vague references to Hall's acuity throughout this portion of the trial, but they were not drawn out. At one point, an agent indicated that detectives had asked Hall to take a polygraph test, but he said that “he couldn't take it, his mind was kind of messed up.” The attorney cross examining the agent asked if Hall had expanded on this statement, but the agent replied in the negative. The attorney also inquired about the competency of the writing-grammar and spelling, for example-in Hall's statement, as well as Hall's ability to communicate with the agent (whether there was anything “unusual about his understanding of events or how he told them” to the agent). The defense asked a detective involved in the case whether Hall's family members had indicated that Hall had any mental disabilities and if this was consistent with the detective's impressions of Hall. The detective replied briefly that, “[i]f I recall, [Hall's stepbrother] said he was slow,” and that according to the detective, “he was not the most intelligent person I had ever seen, but he's also not the dumbest person I had ever seen, either.” On the third day of trial, the jury found Hall guilty.

In the sentencing phase of the trial, the defense offered evidence of Hall's learning disability. Hall's mother and brother testified about mental problems and learning disabilities in the family, Hall's struggles to perform typical childhood tasks, childhood injuries to his head, and later difficulties when he started work and attempted to socialize with colleagues. FN5 In addition to testimony from Hall's family, Hall's teachers and psychologists discussed his mental capacity at school.FN6 The school psychologist and experts discussed various results from Hall's IQ tests, ranging from 67 to 71 for full-scale IQ testsFN7 but differed as to their significance, reliability, relevance, and margin of error.FN8 Several experts also testified generally as to Hall's adaptive functioning and knowledge, and his academic abilities. Dr. Cunningham assessed Hall's adaptive functioning,FN9 concluding that the tests indicated that Hall was learning disabled, with “significant academic deficiency.” Dr. Price assessed Hall's adaptive knowledge (not adaptive functioning, which is the applicable issue under the BrisenoFN10 test for Atkins mental retardation) using a Street Survival Skills Questionnaire,FN11 indicating that Hall was “slow on a lot” of the questions but that his intelligence was “either borderline, right at the level of mild mental retardation, or he's mildly mentally retarded.” Dr. Price concluded, “it's sort of a judgment call.”

FN5. Mrs. Hall discussed mentally retarded cousins, Hall's grandfather who was mentally ill and hospitalized, and three of Hall's father's siblings who were “learning disabled and received special education assistance.” As a child, Hall had trouble doing simple tasks such as stacking blocks, and when he got older, he often associated with younger children because children of his own age would “call him stupid and retarded.” When Hall was a child, a pickup truck converted to a trailer fell on Hall's head, another child struck him on the head with a baseball bat, Hall once struck his head when he fell out of a car, and he received stitches over his eye after an incident in a rocking chair. As an adult, he is unable to tell time from an analog clock, he drools when he eats, and tears his food apart with his hands rather than cutting it with a knife. He was demoted from his job as stocker at the grocery store to the position of “bagger,” since he was unable to properly stack small boxes of food on the shelves. Although he had a driver's license, he had initially failed the written test and only passed after his mother worked with him closely for three days. Hall's brother testified that Hall became lost and disoriented when his brother drove him several blocks from his house and dropped him off at a friend's mother's house. FN6. His wood shop instructor indicated that Hall had difficulty with “simple tasks.” While most of his special education students were able to complete an assignment within three weeks, it took Michael approximately eight weeks. Dr. Conner, the school psychologist, indicated that although Hall tried to talk in class, he would often only repeat phrases that he had heard students say in the hallway. Hall read at approximately a third-grade level and had a comprehension level of a first grader. When Dr. Conner recommended additional psychological testing, Hall's mother resisted the testing. A special education teacher testified that Hall did subtraction using “stick figures.” This teacher “guessed” that Hall's IQ was in the upper 60's.

FN7. Dr. Conner, Hall's school psychologist, testified that the school had classified Hall first as mentally retarded and later as learning disabled, and that his IQ was 84 on the Test of Non-verbal Intelligence (a non-full scale IQ test, which she testified is usually ten points higher than a nonverbal intelligence test) and a 71 on the Weschsler Intelligence Scale for Children Revised test in 1991. Dr. Cunningham, Hall's expert witness, administered a WAIS-III IQ Test when Hall was 20 years old and shared the test with Dr. Price, the state's expert psychologist. The test indicated that Hall's IQ score was 67, and with standard error, fell within a range of 64 to 70. FN8. Dr. Cunningham indicated that the school's initial classification of Hall as mentally retarded in 1988, followed by a re-classification to learning disabled in 1991-when he received an IQ score of 71 (with a 90 percent likelihood that the score ranged from 66 to 76)-may have resulted from the school's erroneous interpretation of the margin of error for the 1991 test. He also discussed the danger of relying on the TONI test as an IQ score. Dr. Price, the state's expert, testified that the confidence range for the school's WAIS-III test from 1991 was, assuming a 90 percent confidence interval, approximately 68 to 74 for the full-scale IQ (not 66 to 76, as Dr. Cunningham had described the score results), and that Dr. Cunningham's IQ test results for Hall at age 20, in a “fuzzy” range, could have been “a 70” “[o]r a 71.”

FN9. Dr. Cunningham assessed adaptive functioning based on interviews with three informants and concluded that his composite standard score for the test was a 59-lower than the IQ of 67 that he assessed when Hall was 20. FN10. Ex Parte Briseno, 135 S.W.3d 1, 7 (Tex.Crim.App.2004). FN11. On cross examination, he admitted that “adaptive functioning,” as assessed by Dr. Cunningham, and “adaptive knowledge,” which he tested, are distinct types of evaluation.

Finally, the state presented lay witnesses who had some past contact with Hall. A fellow grocery store employee of Hall's testified that Hall taught him how to bag groceries, said that he had worked with mentally challenged children, and indicated that he did not notice anything slow about Hall. A waitress who had once served food to Hall and Neville in a restaurant after the murder testified that Hall ordered food for himself and that she did not notice him picking up food with his hands, although she did not discuss whether or not he was able to use a knife.

In their closing arguments to the jury, the state and the defense focused exclusively on Hall's mental capacity as it related to mitigation. The state argued that Hall was “at worst mildly retarded” and that this was not mitigating, since he was “smart enough” to choose a trusting victim. Hall's attorney only discussed his IQ in the broad sense (discussing one teacher's estimation that it was “somewhere in the 60s,” and how the experts could not agree on a “precise” IQ number) and emphasized Hall's mental capacity in light of his inability to understand the wrongness or “grasp the horribleness” of his crime. The state, in its final rebuttal, argued: “does it really matter to us, other than for labeling purposes, whether he's labeled as mild mentally retarded or low normal? Does that really tell us anything that we need to know or help us in determining is this a mitigating factor?”

The jury answered “no” to the question of whether there were mitigating circumstances to spare Hall's life. On automatic appeal, the CCA affirmed the trial court's conviction and sentence on January 16, 2002,FN12 rejecting Hall's contention that it is unconstitutional to execute mentally retarded persons. On January 17, 2002, Hall filed a state application for a habeas writ, re-emphasizing his argument that “[t]o inflict a death sentence on a person suffering from mental retardation” violates Article 1, § 12 of the Texas Constitution and Eighth Amendment of the U.S. Constitution, an issue that was then before the Supreme Court in Atkins. He requested a full and fair hearing, a “live” hearing.FN13

FN12. Hall v. State, 67 S.W.3d 870, 872 (Tex.Crim.App.2002). FN13. Specifically, Hall requested an “evidentiary hearing” in his original state habeas petition and a “live hearing” in his objection to the state trial court's writ hearing procedure. On June 10, 2002, Hall petitioned the Supreme Court for a writ of certiorari on the mental retardation issue, seeking review of the CCA's judgment on direct appeal affirming his conviction and sentence. On June 20, 2002, the U.S. Supreme Court in Atkins held that the “[Eighth Amendment of the] Constitution ‘places a substantive restriction on the State's power to take the life’ of a mentally retarded offender,”FN14 thus setting a constitutional bar against the execution of mentally retarded individuals.FN15

FN14. Atkins v. Virginia, 536 U.S. 304, 321, 122 S.Ct. 2242, 153 L.Ed.2d 335 (2002). FN15. The Supreme Court granted Hall's petition on October 7, 2002. The state filed its reply to Hall's state habeas application on July 16, 2002, acknowledging the Atkins decision but maintaining that the trial court's procedure for determining mental retardation was adequate.FN16 The habeas trial judge, who had also presided over the original trial, refused to order a hearing or to allow cross examination of experts on the new Atkins issue, announcing that the issue would be submitted based on affidavits and the trial record. Hall again objected, urging that the court conduct a live hearing. The parties submitted affidavits from Dr. Price and Dr. Cunningham, as well as affidavits from many individuals who had not testified at trial, including psychologists Dr. Denkowski and Dr. Church, an advocate for mentally retarded death row inmates, prison guards, a mitigation specialist, investigators who assisted Hall with his habeas claim, an inmate who resided next to Hall on death row, more of Hall's teachers, and Hall's trial counsel.

FN16. In its original reply to Hall's habeas petition, the state urged that “[t]he Court expressly left to the states the task of developing appropriate ways to enforce the constitutional restriction ... and offered no guidance for determining which capital offenders fall within its purview.” In response to Hall's motion to stay the state proceeding, the state continued, “The mitigation special issue allowed the jury to consider whether Applicant's mental retardation, if any, was of such a degree to avoid imposition of the death penalty ....” Free of cross examination, experts presented new evidence of Hall's IQ and further disputed the margin of error associated with the various IQ scores. These IQ scores included the school's WISC-R result of 71 with a measurement error of 2.6, when Hall was 12 1/2 years old; Dr. Cunningham's WAIS-III test, which resulted in Hall's score of 67 at age 20; Dr. Church's WAIS-III test at age 22, which again showed a score of 67 (wrongly reported by Dr. Denkowski as a 72); and TONI-2 and TONI-3 scores of 84 and 77 at ages 16 and 20, respectively (with associated information that the TONI “yields a 7-point higher score than the WISC-R Full Scale IQ” and does not measure general intellectual functioning). Dr. Price's affidavit discussed the IQ findings from the original trial but presented new allegations regarding the proper standard for determining mental retardation under Atkins, and how his testing related to this standard. He criticized Dr. Denkowski for basing his affidavit on records rather than a personal examination of Hall but indicated that he and Dr. Denkowski “basically agree on the current working definition of mental retardation that is used by the psychological community (i.e., IQ below approximately 70 with measurement error considered, significant adaptive behavior deficits in 2 or 3 skill areas, and origination of these factors in the developmental period.)” Dr. Price also described the results of his adaptive knowledge testing of Hall. He alleged that “Mr. Hall's knowledge of adaptive behavior ranged from the borderline level (16th percentile) in several areas (understanding and telling time, handling money, and using common measurements) to the average level (8th to 63rd percentile) in other areas” (“recognizing and understanding basic spatial/quantitative concepts, functional signs, tools, kitchen utensils, hygiene, safety skills, and the use of public services”). He did not indicate whether any of the tests demonstrated that Hall was below borderline. Dr. Price also alleged: “It is very important to note that Michael Hall was placed in special education due to having been classified as having a learning disability-not mental retardation .... [M]y review of this case does not clearly indicate that Michael Hall is mentally retarded.” Yet he concluded elsewhere that “[i]t is obvious that the issue of the diagnosis of mild mental retardation is controversial and determining whether or not someone receives that diagnosis can literally turn on a word or a number.”FN17

Dr. Denkowski's affidavit explained that he did not interview Hall because a meeting in a high security prison would “not provide reliable information for gauging [Hall's] functional status.” He contested Dr. Price's IQ data, indicating that “Dr. Price ... misrepresented Mr. Hall's SSSQ [adaptive behavior] data through tacit implication that they were contrasted with those of typical adults,” whereas in reality the test derives “adult norms” from “two secondary school prevocational programs in Indiana and Texas.” Dr. Denkowski concluded that “how Dr. Price presents SSSQ data is unacceptable for any diagnostic purpose, even outside the courtroom” and that Dr. Price's other adaptive skills test, the K-FAR, showed that Hall's math skills were “less competent than those of 99% of typical same-aged persons” and that his reading skills were “less proficient than 95% of people of his age.” Dr. Denkowski also examined relevant authorities that determine mental retardation under Atkins in Texas, concluding that the relevant numbers required for a finding of mental retardation of a defendant in Texas are a “WAIS-III full scale IQ” below 75,FN18 “significant adaptive behavior deficits must exist in three skills areas and the measurement error adjusted standard score for the overall instrument must be below 71,” and “[t]hese impairments must have originated prior to the 18-22 age range.” Further, he found that “[s]ince Mr. Hall's IQ and adaptive behavior quality plainly fall within the area that the DSM-IV and Texas law consider to define mental retardation, it seems reasonable to express confidence in his diagnosis of mental retardation.” Hall's adaptive behavior tests indicated that his behavior was “of the quality of higher-level mentally retarded adults.” Dr. Denkowski also emphasized that Texas's definition of mental retardation recognized only a WAIS test for IQ determination, since only that test “yield [s] a ‘full scale intelligence quotient’ ” and that the TONI test (which had been discussed at trial) does not yield an actual IQ or assess general intellectual function, thus making it useless for diagnosing mental retardation in Texas. Most significantly, Denkowski's affidavit, upon which the trial court relied in finding that Hall was not mentally retarded, indicated incorrectly that Dr. Church's examination of Hall produced an IQ score of 72; the score was in fact a 67. Dr. Denkowski's affidavit, in addition to commenting on other experts' evaluations of Hall, discussed the weaknesses of the state's lay witness affidavits as well as some of the state's claims regarding mental retardation.

FN18. This is, of course, not the Atkins standard that Briseno later established. There were gaps and inconsistencies throughout the record; we mention only a small sample here. The state posited in its reply to Hall's state habeas petition that Hall, while in prison, wrote a note that said, “You have to get me out of here because there's no call button. The sink is stopped up. Also there are roaches and a small ass bed. My feet go all the way to the wall because I'm six feet four.” The document actually reads, as Hall's attorneys point out in their briefing: “you half to get out of here because there is No call button, the senk is stopd up also rauch's and small ass bed by feet go all the way to the wall because I am 6f4”.” This cleaning up of a statement lies buried in the paper records but would have been brought to light by any trial lawyer given the opportunity to cross examine the opposing party. Mr. Harris, one of Hall's trial attorneys, indicated in an affidavit that Hall's defense team had chosen not to reveal the victim's IQ score, since she was clearly an innocent victim. However, the state at trial had focused strongly on how Amy was mentally impaired and was clearly more mentally impaired than Hall.FN19 In fact, as Mr. Harris's affidavit reveals, her IQ of approximately 83 (the exact number remains unclear, as it was only put forth on paper) was meaningfully higher than Hall's.

FN19. The state asked a fellow grocery store worker if Amy had the “same capabilities” as Mr. Hall, in terms of bagging groceries and carrying them to customers' cars and asked, “So when you compare the two of them, who was slower?” and “Mentally, what kinds of things did you see about her that were slow?” The state asked the jury in its closing arguments, “[I]sn't it interesting that the very quality, the very quality that made Amy Robinson the perfect target, the very quality that enabled this Defendant to deceive ... someone who truly was mentally challenged, that very quality is now the quality he wants to cling to .... That he chooses someone who was more mentally challenged by everyone's account, by everyone's account, but himself ....” Hall's affidavits from teachers alleged that he drooled in class, that he had “extreme difficulty speaking complete sentences,” and that he had trouble spelling his own name. An affidavit of a mitigation specialist appointed to Hall's case indicated that Hall did not understand the appeal or how the attorney would help him with the appeal. He could only communicate basic information about himself, such as his name and his mother's name, and that, during the interview, “Hall would agree with or go along with whatever he thought [the mitigation specialist] wanted him to say.” Finally, he indicated that Hall mispronounced words or used them out of context and appeared to use words that he did not understand “in an attempt to mask or hide his disabilities.”

The state filed “affidavits” of prison staff, all of which appeared to have been similar “fillable forms” employed by a state investigator. The affidavits alleged that Hall appeared “normal” to the guards and that he could follow instructions. To demonstrate experience with mental illness, one guard wrote that he “knew some kids in school with Down's syndrome,” while another said that he had an uncle who was mentally retarded. Dr. Denkowski pointed out that the observations of teachers and prison guards, indicating that Hall was able to obey, follow rules, and function and cope, were painted by the state as indications of Hall's mental capacity but in fact simply affirm that “Hall has long demonstrated the capacity to learn and abide by institutional rules and expectations,” as many mildly mentally retarded persons are capable of doing.

Additional papers presented by affidavit included Hall's medical records (showing various incidents such as a fall on the sidewalk resulting in an abrasion to his mouth and cuts that resulted from glass falling on Hall), grade reports and special education/disability documents from school, prison medical and other records, the results of a psychiatric examination to determine Hall's competency to stand trial (indicating that Mr. Hall “presented his charge very well” but that “[h]e could perform only two of the four basic elementary mathematical functions”), and psychology texts, such as the American Association on Mental Retardation's book entitled, Mental Retardation: Definition, Classification, and Systems of Supports.

The CCA relied entirely upon these affidavits and the original trial court record in reviewing Hall's habeas claim of mental retardation,FN20 which was now controlled by the decision of the Supreme Court in Atkins. The CCA adopted the trial court's paper findings in full-at least one of which was based on an erroneous conclusion of lawFN21-on February 26, 2003, and denied Hall's habeas application.FN22 The CCA then rejected the mental retardation claim a second time on the Supreme Court remand of Hall's direct appeal caseFN23 but once again it simply adopted the trial court's findings based on the paper record and relied solely on its habeas findings and portions of its original case affirming Hall's conviction, as well as a “re-review[ ]” of the record evidence, to conclude that Hall was not mentally retarded.FN24 The court considered no new evidence in these trials and ordered no hearing on the Atkins issue. It justified its actions by arguing that the process was sufficient:

FN20. See Hall v. Texas, 160 S.W.3d 24, 27-28 (Tex.Crim.App.2004) (“On August 5, 2002, in the habeas action, the trial court designated the issue of whether appellant was mentally retarded as a previously unresolved fact issue and ordered a hearing by way of affidavit ... after reviewing the trial record and the affidavits submitted by the parties, and relying upon personal recollection of the events occurring at trial, the habeas trial court adopted the State's proposed findings of facts and conclusions of law, concluding that appellant is not, in fact, mentally retarded ... we denied relief in the habeas application in an order adopting the trial court's findings.”). FN21. The state findings, which the trial court adopted, had held that Dr. Church's submission should be disregarded, since Dr. Church was licensed in Oklahoma and not Texas. This finding erroneously confused the licensing requirements for persons testifying about mental retardation in civil commitment hearings with those of experts testifying on mental retardation. The only time that any judge of this court has implied that a Texas license may be required for an expert to testify on an Atkins claim was in dissent, which relied on the Texas Health and Safety Code's definition of mental retardation based on a Texas licensed physician's or psychologist's determination of mental retardation-a code which is meant to protect persons in civil commitment hearings. See Hearn v. Dretke, 376 F.3d 447, 468 (5th Cir.2004) (Smith, J., dissenting). FN22. Ex parte Hall, No. 53,668-01, slip. op. at 1-2 (Tex.Crim.App.2003). FN23. Hall v. Texas, 537 U.S. 802, 123 S.Ct. 70, 154 L.Ed.2d 4 (2002). FN24. Hall v. State, 160 S.W.3d 24, 39-40 (Tex.Crim.App.2004).

[T]he trial court and this Court did have the benefit of Atkins during the habeas proceedings. The parties had ample opportunity to present evidence at that time on the specific issue of mental retardation. And we can consider the habeas proceedings and evidence in the current posture of this appeal ... we are faced in a direct appeal with an issue that has already been presented to us on habeas corpus. Consequently, we address appellant's mental retardation in light of both the direct appeal and the habeas records ... we believe that taking judicial notice of the habeas proceeding and its outcome satisfies the Supreme Court's remand order in the present case.FN25

FN25. 160 S.W.3d at 37-38. The statement that the parties had “ample opportunity to present evidence at that time” ignored the state trial court's rejection of Hall's request for a hearing. The dissenting justices disagreed with the “unique” precedent the court elected to follow to determine the Atkins claims on remand of the direct appeal, emphasizing that “[n]o trier of fact in this case has ever heard live testimony, subject to testing on cross examination, on the specific issue of whether appellant is mentally retarded.”FN26 The dissent concluded, “[W]e will never know [whether Hall is mentally retarded] unless we order [a] full hearing and have before us both the tested testimony of persons who are knowledgeable in the mental-health field and relevant lay testimony about his adaptive behavior.”FN27

In June of 2006, Hall filed a federal habeas petition after the Supreme Court had denied his petition for certiorari.FN28 He again specifically argued that the denial of a full evidentiary hearing denied him due process rights, stating, “Mr. Hall has a right under the Fifth, Sixth, Eighth, and Fourteenth Amendments to a full and fair hearing in a court of law on the issue of his mental retardation.” The federal district court, like the state trial court and court of appeals, refused to conduct an evidentiary hearing or to allow cross examination of the state experts on the Atkins claims, denying the claims, deferring to the state adjudication under AEDPA, and conducting its own examination of the paper record.FN29 We granted a certificate of appealability on the Atkins claim.

FN28. Hall v. Texas, 545 U.S. 1141, 125 S.Ct. 2962, 162 L.Ed.2d 891 (2005). FN29. Hall v. Quarterman, 443 F.Supp.2d 815 (N.D.Tex.2006).

II

Our decisions have accorded deference to state adjudications of claims for habeas relief from state criminal convictions under AEDPA even if made without a live hearing.FN30 Under AEDPA there is a presumption that the state court's findings of fact are accurate “unless the petitioner can rebut the findings of fact through clear and convincing evidence.”FN31 Following this line of deference, in MayFN32 and similar cases both before and after AEDPA, we have found that where the trial judge who presided over the initial case later considers the habeas claim, we presume that reliance upon the completed record is acceptable.FN33 This is sensible in many cases, at least those in which the trial judge experienced first-hand evidence directly relevant to the habeas issue. Due process requires a hearing, not two. Despite the deference that we give the adjudication of state courts under AEDPA, this court has highlighted-post-AEDPA-that “ ‘[t]he fundamental requirement of due process is the opportunity to be heard “at a meaningful time and in a meaningful manner”.’ ”FN34 This said, allowing the original trial judge to proceed without an evidentiary hearing or live cross examination finds trouble when a central constitutional principle changes between the initial trial court decision and that same court's decision of a habeas claim-acutely so where the claim turns on sharply contested issues of fact and witness credibility.

FN30. Valdez v. Cockrell, 274 F.3d 941, 950 (5th Cir.2001). FN31. Id. at 949. FN32. May v. Collins, 955 F.2d 299, 314 (5th Cir.1992). FN33. See, e.g., Clark v. Johnson, 202 F.3d 760, 766 (5th Cir.2000) (“[W]e have repeatedly found that a paper hearing is sufficient to afford a petitioner full and fair fearing on the factual issues underlying the petitioner's claims, especially where, as here, the trial court and the state habeas court were one in the same.”). FN34. Fahle v. Cornyn, 231 F.3d 193, 196 (5th Cir.2000) (quoting Mathews v. Eldridge, 424 U.S. 319, 333, 96 S.Ct. 893, 47 L.Ed.2d 18 (1976)). AEDPA provides,

An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim- (1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding. FN35. 28 U.S.C. § 2254(d).

The Supreme Court has explained that AEDPA does not “require the federal courts, including this Court, to defer to state judges' interpretations of federal law.”FN36 Rather, our duty is to make an “ ‘independent evaluation’ ” of “whether or not a rule is clearly established at the time a state court renders its final judgment of conviction.”FN37 A state court decision is contrary to clearly established federal law in two instances-first, where it is “diametrically different, opposite in character or nature, and mutually opposed to [the Supreme Court's] clearly established precedent,” FN38 and second, where a “state court confronts a set of facts that are materially indistinguishable from a decision of [the Supreme Court] and nevertheless arrives at a result different from our precedent.”FN39 Under AEDPA, “state-court judgments must be upheld unless, after the closest examination of the state-court judgment, a federal court is firmly convinced that a federal constitutional right has been violated.”FN40

FN36. Williams v. Taylor, 529 U.S. 362, 377, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000). FN37. Id. at 382, 120 S.Ct. 1495 (quoting Wright v. West, 505 U.S. 277, 305, 112 S.Ct. 2482, 120 L.Ed.2d 225 (1992) (O'Connor, J., concurring in judgment)). FN38. Id. at 406, 120 S.Ct. 1495 (quotations omitted). FN39. Id. FN40. Id. at 388, 120 S.Ct. 1495.

We must decide whether the state court's decision to deny Hall the right of confrontation and cross examination in determining whether he was mentally retarded under Atkins was contrary to federal law. Looking to federal law of due process and the right of cross examination and confrontation as announced by the Supreme Court, I am persuaded that the relevant law is clear, and dictates the conclusion that the state court's decisional process was contrary to this clearly-established law. The life or death of a defendant, determined without hearing cross examination to resolve disputed material facts, here violates the core principles of due process and Hall's right of confrontation as announced by the Court.

It is helpful to lift up the questions that either are not presented or have otherwise been dispositively decided. I accept here the state's refusal to grant a jury trial on the issue of mental retardation. Hall asked for a jury trial, but he also maintained that given the posture of the case, due process assured him more than a submission “on the papers.” I also give full force to the Supreme Court's holding in Atkins and in Ford v. Wainwright leaving “to the State[s] the task of developing appropriate ways to enforce the constitutional restriction upon [their] execution of sentences,” FN41 while addressing the constitutional minimum required of the state proceeding. The relevant question to my eyes is the process required by federal law for the death eligibility determination made here, and whether the state court's process directly conflicts with this law.FN42

FN41. Atkins, 536 U.S. at 317, 122 S.Ct. 2242 (quoting Ford v. Wainwright, 477 U.S. 399, 405, 416-17, 106 S.Ct. 2595, 91 L.Ed.2d 335 (1986)). FN42. See Williams, 529 U.S. at 382, 120 S.Ct. 1495 (holding that “rules of law may be sufficiently clear for habeas purposes even when they are expressed in terms of a generalized standard rather than as a bright-line rule .... ‘If the rule in question is one which of necessity requires a case-by-case examination of the evidence, then we can tolerate a number of specific applications without saying that those applications themselves create a new rule .... Where the beginning point is a rule of this general application, a rule designed for the specific purpose of evaluating a myriad of factual contexts, it will be the infrequent case that yields a result so novel that it forges a new rule, one not dictated by precedent.’ ” (quoting Wright v. West, 505 U.S. 277, 308-09, 112 S.Ct. 2482, 120 L.Ed.2d 225 (1992) (Kennedy, J., concurring in judgment))). The inquiry could begin and end with Ford, but it is helpful to ground this case in its place within the larger stream of due process precedent. Atkins holds that “the mentally retarded should be categorically excluded from execution”FN43 and that “death is not a suitable punishment for a mentally retarded criminal”;FN44 Ford establishes a “bar against executing a prisoner who has lost his sanity.”FN45 While the factors establishing insanity and mental retardation differ and, under each case, are established by the state,FN46 the result of the constitutional determinations required by Ford and Atkins is identical: both determinations, if established in the affirmative, render a defendant ineligible for a death sentence.

FN43. 536 U.S. at 318, 122 S.Ct. 2242. FN44. Id. at 321, 122 S.Ct. 2242. FN45. 477 U.S. at 406, 106 S.Ct. 2595. FN46. The Florida standard for insanity in Ford, for example, was whether “ ‘the convicted person has the mental capacity to understand the nature of the death penalty and the reasons why it was imposed on him.’ ” Id. at 412, 106 S.Ct. 2595 (quoting Fla.Stat. § 922.07 (1985 and Supp.1986)). Ford was convicted of murder and sentenced to death in Florida.FN47 Following trial and sentencing, Ford began to exhibit strange behavior and eventually became incomprehensible, speaking in a code known only to him. A psychiatrist diagnosed him with paranoid schizophrenia.FN48 His counsel requested that the state determine Ford's competency. The Governor appointed a panel of three psychiatrists to determine Ford's competency. Ford had one, thirty-minute meeting with the psychiatrists who collectively questioned him. Each then wrote a short report concluding that he had some form of psychosis but was competent to understand the death penalty and its consequences. Armed with these reports, the Governor decided that Ford was not insane and signed Ford's death warrant.FN49 The state court denied Ford's request for a hearing on his insanity. A district court, on habeas review, denied Ford's petition for an evidentiary hearing on insanity. FN50

FN47. 477 U.S. at 401, 106 S.Ct. 2595. FN48. Id. at 402-03, 106 S.Ct. 2595. FN49. Id. at 403-04, 106 S.Ct. 2595. FN50. Id. at 404, 106 S.Ct. 2595.

The Supreme Court found that since “the Eighth Amendment has been recognized to affect significantly both the procedural and the substantive aspects of the death penalty,” the adequacy of the procedures for determining Ford's insanity rested on whether or not the Constitution barred the execution of an insane prisoner.FN51 In other words, a determination that the Constitution substantively bars the execution of certain types of people brings due process concerns to the forefront-with the substantive guarantee came assured procedures.FN52 Having determined that the Eighth Amendment was a constitutional bar to the execution of insane prisoners, the court turned to “whether the [court] was under an obligation to hold an evidentiary hearing on the question of Ford's sanity.”FN53 The plurality held,

FN51. Id. at 405, 106 S.Ct. 2595 (emphasis added) (“The adequacy of the procedures chosen by a State to determine sanity ... will depend upon an issue that this Court has never addressed: whether the Constitution places a substantive restriction on the State's power to take the life of an insane prisoner.”). FN52. See id. at 410, 106 S.Ct. 2595 (plurality opinion) (“Once a substantive right or restriction is recognized in the Constitution, therefore, its enforcement is in no way confined to the rudimentary process deemed adequate in ages past.”). FN53. The Ford Court asked whether the “District Court” was required to hold an evidentiary hearing. Id. (plurality opinion). Guided by AEDPA, we look to the state court's failure to hold such a hearing. The adequacy of a state-court procedure ... is largely a function of the circumstances and the interests at stake. In capital proceedings generally, this Court has demanded that factfinding procedures aspire to a heightened standard of reliability. This especial concern is a natural consequence of the knowledge that execution is the most irremediable and unfathomable of penalties; that death is different.

Although the condemned prisoner does not enjoy the same presumptions accorded a defendant who has yet to be convicted or sentenced, he has not lost the protection of the Constitution altogether; if the Constitution renders the fact or timing of his execution contingent upon establishment of a further fact, then that fact must be determined with the high regard for truth that befits a decision affecting the life or death of a human being. Thus, the ascertainment of a prisoner's sanity as a predicate to lawful execution calls for no less stringent standards than those demanded in any other aspect of a capital proceeding. Indeed, a particularly acute need for guarding against error inheres in a determination that in the present state of the mental sciences is at best a hazardous guess however conscientious.FN54

FN54. Id. at 411-12, 106 S.Ct. 2595 (plurality opinion) (quotations and citations omitted, emphasis added). Justice Powell, concurring in Ford in the narrowest opinion,FN55 rejected the need for a full “sanity trial” but required procedural protections and a “fair hearing,” holding that FN55. Panetti v. Quarterman, 551 U.S. 930, 127 S.Ct. 2842, 2856, 168 L.Ed.2d 662 (2007) (“Justice Powell's concurrence, which also addressed the question of procedure, offered a more limited holding. When there is no majority opinion, the narrower holding controls. Under this rule Justice Powell's opinion constitutes ‘clearly established’ law for purposes of § 2254 and sets the minimum procedures a State must provide to a prisoner raising a Ford-based competency claim.” (citations omitted)). At least in the context of competency determinations prior to execution, the [due process] standard is no different from the protection afforded by procedural due process. It is clear that an insane defendant's Eighth Amendment interest in forestalling his execution unless or until he recovers his sanity cannot be deprived without a “fair hearing.” Indeed, fundamental fairness is the hallmark of the procedural protections afforded by the Due Process Clause.FN56

FN56. Ford, 477 U.S. at 424, 106 S.Ct. 2595 (Powell, J., concurring). I am persuaded that the state court acted contrary to this clearly-established Supreme Court precedent. Like Ford, Hall challenged the adequacy of the process afforded to determine the crucial fact underlying a substantive constitutional right, the right against cruel and unusual punishment. Just as the state and district courts denied Ford an evidentiary hearing when he requested one, both the state court and the district court denied Hall a meaningful hearing. Neither Ford nor Hall received a determination of insanity or mental retardation at trial-in Ford, this was denied because insanity is a pre-trial question, or a post-trial question for condemned prisoners; here, because mental retardation at the time of his trial was solely a mitigating factor and yet to be defined by the constitutional strictures of Atkins. Both Ford and Hall were denied the minimal due process afforded for the determination of a substantive constitutional right, process with a “high regard for truth that befits a decision affecting the life or death of a human being.”FN57 Instead, they were afforded only a minimal process void of any guarantees afforded by an adversarial hearing, such as confronting and cross examining witnesses to question their credibility. Ford lacked even the guarantees of the judicial system and received only a “cursory form of procedural review” in an executive forum. Hall had the benefit of a judicial system but received the same administrative-style review.

FN57. Id. at 411, 106 S.Ct. 2595 (plurality opinion). Cases defining due process, while not treating eligibility, bear on the clarity of Supreme Court precedent. Sentencing decisions on the elements of an offense and aggravating factors of course affect whether a death sentence is “appropriate,” but they do not reach the determinative question of whether the defendant is eligible for the death penalty. While sentencing decisions with respect to the underlying offense and accompanying factors involve a range of gradation and substantial discretion, the question of eligibility as determined by mental retardation or insanity is not a sentencing “factor.” As the Court determined in Atkins and Ford, the determination of eligibility is itself a substantive, constitutional guarantee governed by higher standards. The Ford Court alluded to this distinction between elements of death penalty offenses and sentencing factors on the one hand, and the determination of death eligibility based on a defendant's mental abilities on the other, holding that heightened constitutional protections apply to the determination of insanity where the “ultimate decision will turn on the finding of a single fact, not on a range of equitable considerations.”FN58

FN58. Id. at 412, 106 S.Ct. 2595 (plurality opinion) (emphasis added). In Enmund v. Florida, the Court held that under the Eighth Amendment, a defendant could not be sentenced to death for aiding and abetting a felony murder if there was no determination that the defendant himself killed or attempted to kill the victim.FN59 The circuits differed over the constitutionally secured process for making this determination. The Fifth Circuit held that the guilt-innocence or sentencing phase of the trial must establish whether a defendant participated in murder or attempted murder, and the Eleventh Circuit held that a judge could make the finding.FN60 The Court in Cabana v. Bullock resolved the split, agreeing with the Eleventh Circuit and holding that “the Eighth Amendment is satisfied so long as the death penalty is not imposed upon a person ineligible under Enmund for such punishment .... The Eighth Amendment is not violated ... regardless of who makes the determination of the requisite culpability.”FN61 Cabana addressed only whether a jury trial was necessary for a finding of an element of a death-eligible offense and did not address the level of factfinding necessary for due process, holding,

FN59. 458 U.S. 782, 798, 102 S.Ct. 3368, 73 L.Ed.2d 1140 (1982). FN60. Cabana v. Bullock, 474 U.S. 376, 382, 382 n. 1, 106 S.Ct. 689, 88 L.Ed.2d 704. (1986). FN61. Id. at 386, 106 S.Ct. 689. [T]he question whether the defendant killed, attempted to kill, or intended to kill might in a given case turn on credibility determinations that could not be accurately made by an appellate court on the basis of a paper record .... We shall not now attempt to determine what factfinding procedures would be adequate in the particular case before us, for, as we shall see, the state courts have not yet purported to engage in the requisite factfinding, and we decline to decide the hypothetical question of the adequacy of that which has not yet occurred.FN62 FN62. Id. at 388 n. 5, 106 S.Ct. 689 (internal citations omitted). ...

The State argues that the Mississippi Supreme Court itself made a finding sufficient to satisfy Enmund in the course of its direct review of [defendant's] conviction and sentence. ... We are very doubtful, however, that these assessments of the record were sufficient in themselves to constitute a finding that Bullock killed, attempted to kill, or intended to kill Dickson. The Mississippi Supreme Court obviously was not addressing the specific requirements set forth in Enmund, for that case had not yet been decided. FN63. Id. at 389, 106 S.Ct. 689.

Cabana's core holding that an element of a death-eligible offense may be determined by a judge has since been eroded. Walton v. Arizona relied on Cabana and similar cases in holding that a jury need not determine the “aggravating circumstances ‘elements' of ... [a death-eligible] offense.” FN64 The Court in Ring v. Arizona compared Walton's holding to Apprendi v. New Jersey, which held that a sentencing judge's determination that a crime had been committed because of racial animus-a determination that triggered the application of the Hate Crimes Statute-violated the requirement that “a jury determin[e] that [defendant] is guilty of every element of the crime with which he is charged, beyond a reasonable doubt.”FN65 Ring found the two cases irreconcilable and “overrule[d] Walton to the extent that it allows a sentencing judge, sitting without a jury, to find an aggravating circumstance necessary for imposition of the death penalty.”FN66 The primary distinction between Cabana and Walton was that Cabana permitted a judge to determine a requisite element of a capital offense, whereas Walton found the same for the determination of an aggravating circumstance leading to a capital offense determination. Little remains of Cabana after Ring.

FN64. 497 U.S. 639, 649, 110 S.Ct. 3047, 111 L.Ed.2d 511 (1990). FN65. 530 U.S. 466, 477, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000) (quotation omitted). FN66. 536 U.S. 584, 609, 122 S.Ct. 2428, 153 L.Ed.2d 556 (2002).

In Williams v. New York, the Court upheld judicial discretion to impose a death sentence where a jury found first-degree murder but recommended a life sentence.FN67 The Court denied the invitation to “draw a constitutional distinction as to the procedure for obtaining information where the death sentence is imposed.”FN68 Much has changed since 1949. The Court in Woodson v. North Carolina, striking down North Carolina's mandatory death penalty statute, held, FN67. 337 U.S. 241, 243-44, 69 S.Ct. 1079, 93 L.Ed. 1337 (1949). FN68. Id. at 251, 69 S.Ct. 1079. the penalty of death is qualitatively different from a sentence of imprisonment, however long. Death, in its finality, differs more from life imprisonment than a 100-year prison term differs from one of only a year or two. Because of that qualitative difference, there is a corresponding difference in the need for reliability in the determination that death is the appropriate punishment in a specific case.FN69 FN69. 428 U.S. 280, 305, 96 S.Ct. 2978, 49 L.Ed.2d 944 (1976).

The court also held, [W]e believe that in capital cases the fundamental respect for humanity underlying the Eighth Amendment ... requires consideration of the character and record of the individual offender and the circumstances of the particular offense as a constitutionally indispensable part of the process of inflicting the penalty of death.FN70 FN70. Id. at 304, 96 S.Ct. 2978 . Regardless of what remains of Cabana, Walton, and Williams after Ring's holding, Apprendi, Woodson, Cabana, and Walton all addressed the question of whether a jury must determine a necessary element or aggravating circumstance of a capital offense, a question that I do not here ask or answer.

This brings me to other cases that do not speak to the due process afforded a determination of mental retardation or insanity but set heightened due process requirements for similar determinations. In Specht v. Patterson the Supreme Court held that a defendant who was convicted under the Sex Offenders Act but not sentenced under the Act could not be sentenced without a hearing or the “right of confrontation and so on.”FN71 That Act allowed a district court to order punishment for “one day to life,” including life imprisonment, if the defendant had been convicted of a sex offense, if the court received a written report arising from a full psychiatric examination of the patient, and if the court determined that the defendant “constitutes a threat of bodily harm to members of the public, or is an habitual offender and mentally ill.” FN72 The court that sentenced Specht did not afford him a hearing, and the Court held that this violated due process, stating, FN71. 386 U.S. 605, 608, 87 S.Ct. 1209, 18 L.Ed.2d 326 (1967). FN72. Id. at 607, 87 S.Ct. 1209 (quoting Colo.Rev.Stat. Ann. §§ 39-19-1 to 2 (1963)). [The Act] makes one conviction the basis for commencing another proceeding under another Act to determine whether a person constitutes a threat of bodily harm to the public, or is an habitual offender and mentally ill. That is a new finding of fact that was not an ingredient of the offense charged. FN73. Id. at 608, 87 S.Ct. 1209 (citations omitted). Similarly, Atkins came after Hall's trial, and demanded a new finding of fact. Of course, Almendarez-Torres v. United StatesFN74 and McMillan v. PennsylvaniaFN75 have, since Specht, held that certain sentencing factors are not to be treated as elements of an offense and thus do not require a jury determination; and that “a sentencing factor that comes into play only after the defendant has been found guilty ... of [a] crime [ ] beyond a reasonable doubt”FN76 does not prevent a state court from “pursuing its chosen course in the area of defining crimes and prescribing penalties.”FN77 But those cases both recognized that the “defendant in Specht was ‘confronted with a radically different situation from the usual sentencing proceeding.’ ”FN78 In McMillan, for example, a judge could increase a defendant's sentence if the judge found visible possession of a firearm. The Court held, “The finding of visible possession of a firearm of course ‘ups the ante’ for a defendant ... but it does so only in the way that we have previously mentioned, by raising the minimum sentence that may be imposed by the trial court.”FN79 Similarly, in Almendarez-Torres, where a penalty provision authorized an enhanced sentence for a recidivist, the sentence was “up to, but no more than, 20 years.”FN80 Neither of these cases rise to the level of life imprisonment, as in Specht, or to the potential for a life sentence. Nor do they undermine Specht's holding, as they expressly distinguish their facts as “radically different” from Specht' s.

FN74. 523 U.S. 224, 118 S.Ct. 1219, 140 L.Ed.2d 350 (1998). FN75. 477 U.S. 79, 106 S.Ct. 2411, 91 L.Ed.2d 67 (1986). FN76. Id. at 86, 106 S.Ct. 2411. FN77. Id. FN78. Almendarez-Torres, 523 U.S. at 241-42, 118 S.Ct. 1219 (quoting McMillan, 477 U.S. at 89, 106 S.Ct. 2411). FN79. 477 U.S. at 89, 106 S.Ct. 2411. FN80. 523 U.S. at 226, 118 S.Ct. 1219.

Other Supreme Court cases, like Specht, require an evidentiary hearing or similarly strict due process safeguards for findings far less weighty than mental retardation. Kennedy v. Mendoza-Martinez requires a full trial to “strip an American of his citizenship.”FN81 Mendoza-Martinez was convicted of draft evasion prior to the deportation proceedings that deprived him of citizenship.FN82 This did not change the Court's due process conclusions. Mendoza-Martinez was “never tried for any crime the elements of which are identical with or totally inclusory of those” that led to his loss of citizenship,FN83 just as Hall never had the chance to address the question of mental retardation-the very question determining his life or death-in a live hearing. In Oyler v. Boles, the Court held that “[e]ven though an habitual criminal charge [under a recidivist sentencing statute] does not state a separate offense, the determination of whether one is an habitual criminal is ‘essentially independent’ of the determination of guilt on the underlying substantive offense.”FN84 Thus, “a defendant must receive reasonable notice and an opportunity to be heard relative to the recidivist charge.”FN85 As in Oyler, the determination of mental retardation in Hall is not a separate offense; it is a separate fact, and it determines whether or not Hall is a certain type of criminal-in Hall's case, a death-eligible criminal.

FN81. 372 U.S. 144, 166, 83 S.Ct. 554, 9 L.Ed.2d 644 (1963). FN82. Id. at 167 n. 21, 83 S.Ct. 554. FN83. Id. FN84. 368 U.S. 448, 452, 82 S.Ct. 501, 7 L.Ed.2d 446 (1962). FN85. Id. (emphasis added).

When Atkins prohibited the execution of mentally retarded defendants, it did not add an element to a death-eligible offense or change a sentencing factor that could increase a defendant's punishment from imprisonment to death. It established a core and freestanding constitutional principle, that determined whether a defendant would face life or death. A determination of mental retardation under Atkins implicates the due process principles established by Ford. “ ‘If there is one “fundamental requisite” of due process, it is that an individual is entitled to an “opportunity to be heard”.’ ”FN86 The question before that Court was whether a lower court-in that case the district court-“was under an obligation to hold an evidentiary hearing on the question”FN87 that determined Ford's life or death, and it concluded that it was. I find no dearth of clarity in these basic principles of due process.

FN86. 477 U.S. at 424, 106 S.Ct. 2595 (Powell, J., concurring) (quoting O'Connor, J., concurring in the result in part and dissenting in part). FN87. Id. at 410, 106 S.Ct. 2595 (plurality opinion).

III

In applying the Supreme Court's due process precedent in Ford and subsequent cases to the process here, it bears explaining that the CCA was not itself willing to decide the factual question of retardation on the trial record alone-that is, it conceded that it needed the written, and, I note, untested, statements “supplementing” the trial record.

Just as we must give deference to a lower court when it has appropriately addressed a habeas issue, the Court left to the states “the task of developing appropriate ways to enforce the constitutional restriction” in sentencing. FN88 Under Briseno,FN89 decided after the CCA concluded that Hall was not retarded, Texas elected to follow the American Association on Mental Retardation definition, which requires: “(1) significantly subaverage general intellectual functioning [‘defined as an IQ of about 70 or below’ FN90]; (2) accompanied by related limitations in adaptive functioning; (3) the onset of which occurs prior to the age of 18.”FN91 The process for determination of these three elements must of course meet constitutional standards. Evidence of mental retardation presented outside this framework as a mitigating factor of a capital sentence at trial, viewed retrospectively without a hearing, was contrary to the minimum due process required by federal law to determine Hall's mental capacity under Atkins, as Texas has defined it.

FN88. Atkins, 536 U.S. at 317, 122 S.Ct. 2242. FN89. Ex parte Briseno, 135 S.W.3d 1, 7 (Tex.Crim.App.2004). FN90. Id. at 7 n. 24. FN91. Id. at 7 (internal quotations and citations omitted).

It bears accenting that Hall's claim was decided on the fly,FN92 and was decided before Briseno and subsequent cases that consistently allowed defendants to present live Atkins evidence at various stages of trial. The difference in process deployed in Hall as compared to Briseno and later Atkins cases says a great deal: Texas courts quickly found their footing post- Atkins, proceeding in a strikingly different way than they had with Hall's claim of retardation. Briseno was also convicted before Atkins but, unlike Hall, received a five-day evidentiary hearing on his post- Atkins habeas claim of mental retardation.FN93 Similarly, in Morris, we remanded a defendant's federal habeas claim to the district court for an evidentiary hearing to address his Atkins claim.FN94 In Briseno, when Texas set forth the Atkins test, the CCA's language implied that an oral evidentiary hearing was necessary for a determination of mental retardation, finding that factors “which factfinders in the criminal trial context might ... focus upon in weighing evidence as indicative of mental retardation” included evidence such as whether the defendant responds “coherently, rationally, and on point to oral or written questions or do his responses wander from subject to subject” and whether “those who knew the person best during the developmental stage-his family, friends, teachers, employers, authorities-think he was mentally retarded at that time, and, if so, act in accordance with that determination.”FN95 Although these evidentiary standards could be ascertained to a limited degree on paper, the factfinder's burden of making the final determination “based upon all of the evidence and determinations of credibility”FN96 cannot be met by a judge's credibility assessment of conflicting affidavits. And in the Atkins case itself, the Virginia court on remand, considering “what type of proceeding is necessary and consistent with the Supreme Court's opinion”FN97 and the fact that “the question of Atkins' mental retardation has never been answered,” FN98 determined that the case should be sent to the county court “for a hearing on the sole issue of whether Atkins is mentally retarded” FN99 as defined by the Virginia Code. Further, the court explicitly found that in a trial where the jury was “required to consider evidence of mental retardation in mitigation of capital murder but ... not required to make a definitive determination whether [defendant] suffers from mental retardation,” the issue of mental retardation has not been fully addressed. FN100

FN92. The Supreme Court had not ruled on Hall's direct appeal when the parties submitted their habeas affidavits on mental retardation in the state trial court. FN93. Briseno, 135 S.W.3d at 4. FN94. Morris v. Dretke, 413 F.3d 484, 499 (5th Cir.2005). FN95. Briseno, 135 S.W.3d at 8 (emphasis added). FN96. Id. at 9. FN97. Atkins v. Commonwealth, 266 Va. 73, 79, 581 S.E.2d 514 (2003). FN98. Id. FN99. Id. (emphasis added). FN100. Id. at 77, 581 S.E.2d 514.

Atkins both clarified the definition of mental retardation and moved it from a mitigating circumstance to a complete bar to execution after a hearing. And while that may not require another hearing where “[t]he question whether [defendant] is mentally retarded” was “highly contested” at trial,FN101 suggesting both that the defendant had ample opportunity for confrontation and cross examination, it is not this case. Here, mental retardation was solely a mitigating factor at trial, and the trial did not afford adequate process for reaching mental retardation, a technical, three-part test in Texas. In Louisiana, the courts have recognized their inability to rely upon mental retardation evidence presented for mitigation as evidence of Atkins mental retardation, stating: “ Atkins changed what would be considered relevant. Prior to the trial, mental retardation was merely a factor in mitigation. Post Atkins, mental retardation is a complete prohibition against imposition of the death penalty ....”FN102

FN101. United States v. Webster, 421 F.3d 308, 314 (5th Cir.2005). FN102. State v. Williams, 831 So.2d 835, 856-57 (La.2002). The reality is that determining mental retardation in general and certainly under Atkins engages assessments of testifying witnesses as well as relevant records. As the CCA stated in Briseno when establishing the Atkins mental retardation standard for Texas: [A]lthough experts may offer insightful opinions on the question of whether a particular person meets the psychological diagnostic criteria for mental retardation, the ultimate issue of whether this person is, in fact, mentally retarded for purposes of the Eighth Amendment ban on excessive punishment is one for the finder of fact, based upon all of the evidence and determinations of credibility.FN103

FN103. Briseno, 135 S.W.3d at 9 (emphasis added). There is nothing new here. The Supreme Court has consistently held that evidentiary hearings are essential for determinations of credibility. FN104 The Advisory Committee to the Standing Committee on Federal Rules has agreed, stating: “When the issue is one of credibility, resolution on the basis of affidavits can rarely be conclusive, but that is not to say that they may not be helpful.”FN105 Indeed, affidavits can be helpful, but the credibility of the writer of an affidavit can be fairly tested only in a hearing.

FN104. See, e.g., United States v. Nixon, 881 F.2d 1305, 1310 (5th Cir.1989) (“If the district court's factual findings rest upon credibility determinations after an evidentiary hearing, this court will not substitute its reading of the evidence for that of the district court.”). See also Richardson v. Wright, 405 U.S. 208, 219, 92 S.Ct. 788, 31 L.Ed.2d 151 (1972) (Brennan, J., dissenting) (citing Goldberg v. Kelly, 397 U.S. 254, 90 S.Ct. 1011, 25 L.Ed.2d 287 (1970)) (the right to cross examination rests largely on “credibility and veracity,” i.e., where “facts are at issue”). FN105. Advisory Committee note to Rule 7, Rules Governing Habeas Corpus Cases (quoting Raines v. United States, 423 F.2d 526, 530 (4th Cir.1970)).

Reciting the rote that oral hearings test credibility is an anemic and inadequate statement of their force. It is the hearing in open court which offers the opportunity to expose the very core of the evidence, its accuracy, and its weight. Our faith in live hearings is a judgment made at least two centuries ago, reaffirmed for so long as to become a central part of this country's democratic tradition and of a piece with its sense of fairness, and its defining of the relationship of citizen and state. The examples are many. I pause only to remind of a few. The Supreme Court's extensive examination of the role of magistrate judges in holding fact-finding hearings, which the trial judge then accepts on paper, demonstrates well the limits of the paper record. In holding that a magistrate under the Federal Magistrate Act cannot preside over jury voir dire, and reserving that function for a trial judge, the Supreme Court in Gomez spoke to the importance of the judicial function and the trial judge's responsibility, which rises far above simple document review: Like motions to suppress evidence, petitions for writs of habeas corpus, and other dispositive matters entailing evidentiary hearings, jury selection requires the adjudicator to observe witnesses, make credibility determinations, and weigh contradictory evidence. Clearly it is more difficult to review the correctness of a magistrate's decisions on these matters than on pretrial matters, such as discovery motions, decided solely by reference to documents.FN106

FN106. Gomez v. United States, 490 U.S. 858, 874 n. 27, 109 S.Ct. 2237, 104 L.Ed.2d 923 (1989) (emphasis added, internal citation omitted). As the Gomez Court further explained, the nature of voir dire requires the court to “scrutinize not only spoken words but also gestures and attitudes of all participants ... But only words can be preserved for review; no transcript can recapture the atmosphere of the voir dire, which may persist throughout the trial.”FN107 Peretz's holding after Gomez-allowing a magistrate to preside over voir dire when the defendant waives his right to voir dire in the trial court-does not diminish Gomez's findings. When the Court upheld this waiver for felony trials, it emphasized that “the duties that a magistrate may perform over the parties' objections are generally subsidiary matters not comparable to supervision of jury selection. However, with the parties' consent, a district judge may delegate to a magistrate supervision of entire civil and misdemeanor trials.”FN108 The Court in Raddatz, in examining the ability of the magistrate to conduct a hearing on suppression of evidence, discussed this country's deep-rooted belief in the value of live trials:

FN107. Id. at 874-75, 109 S.Ct. 2237 (emphasis added). FN108. Peretz v. United States, 501 U.S. 923, 933, 111 S.Ct. 2661, 115 L.Ed.2d 808 (1991) (emphasis added).

More than 100 years ago, Lord Coleridge stated the view of the Privy Council that a retrial should not be conducted by reading the notes of the witnesses' prior testimony: “The most careful note must often fail to convey the evidence fully in some of its most important elements .... It cannot give the look or manner of the witness: his hesitation, his doubts, his variations of language, his confidence or precipitancy, his calmness or consideration; ... the dead body of the evidence, without its spirit; which is supplied, when given openly and orally, by the ear and eye of those who receive it.”FN109

FN109. United States v. Raddatz, 447 U.S. 667, 679, 100 S.Ct. 2406, 65 L.Ed.2d 424 (1980) (quoting Queen v. Bertrand, 4 Moo. P.C.N.S. 460, 481, 16 Eng. Rep. 391, 399 (1867)). And as English scholars have aptly commented, “an artful or careless scribe may make a witness speak what he never meant, by dressing up the depositions in his own form at language; but the witness is here at liberty to correct and explain his meaning, if misunderstood, which he can never do after a written deposition is once taken.”FN110 There are markers of the need for live hearings along the way of this country's entire history. In discussing the importance of jury voir dire and deference to a trial court's findings on challenges to members of a venire during voir dire, the Supreme Court one hundred twenty-eight years ago highlighted the types of findings that cannot be simply drawn from written evidence:

FN110. Henry John Stephen and James Stephen, New Commentaries on the Laws of England (partly founded on Blackstone) (1863). The reading of the evidence leaves the impression that the juror had some hypothetical opinion about the case, but it falls far short of raising a manifest presumption of partiality. In considering such questions in a reviewing court, we ought not to be unmindful of the fact we have so often observed in our experience, that jurors not unfrequently seek to excuse themselves on the ground of having formed an opinion, when, on examination, it turns out that no real disqualification exists. In such cases the manner of the juror while testifying is oftentimes more indicative of the real character of his opinion than his words. That is seen below, but cannot always be spread upon the record.FN111

FN111. Reynolds v. United States, 98 U.S. 145, 156-57, 25 L.Ed. 244 (1878). More recently, the Court has focused on the importance of deference to the findings of a trial judge, since the parties at trial are “forced to concentrate their energies and resources on persuading the trial judge that their account of the facts is the correct one,” and “only the trial judge can be aware of the variations in demeanor and tone of voice that bear so heavily on the listener's understanding and belief in what is said.”FN112 Justice Powell in Ford discussed how the “competency determination depends substantially on expert analysis in a discipline fraught with subtleties and nuances.”FN113 And although Justice Powell's opinion did not conclude that this determination required a full trial, just as I do not maintain that a formal trial would be necessary for an Atkins determination, he recognized the basic need for the parties to introduce arguments before an impartial decisionmaker.FN114

FN112. Anderson v. Bessemer City, 470 U.S. 564, 575, 105 S.Ct. 1504, 84 L.Ed.2d 518 (1985). FN113. Ford, 477 U.S. at 426, 106 S.Ct. 2595 (Powell, J., concurring) (quoting Addington v. Texas, 441 U.S. 418, 430, 99 S.Ct. 1804, 60 L.Ed.2d 323 (1979)). FN114. Id. (Powell, J., concurring). Courts' emphasis, both historical and modern, on the need for a trial judge or an impartial decisionmaker to hear the most important issues in a case speaks directly to the necessity of a hearing to determine mental retardation under Atkins, a hearing that tolerates confrontation and cross examination. Without such a hearing, the judge lacks the most essential aspects of a mental retardation determination-observation of the witnesses, with the credibility of experts' motivations and the confidence of the affiants exposed to cross examination in an open courtroom.

IV

Blind deference to the state's decision in this case would deprive Hall of his most basic due process rights. The trial court's examination of the mental retardation claim as one potential mitigating factor to a capital sentence, before Atkins was decided, tells us little about the evidence that is relevant to an Atkins claim. Nor do the criminal and district courts' re-examinations of the mental retardation evidence presented for mitigation, as well as post-conviction affidavits which presented new and important evidence of mental retardation, serve as “hearings” on the Atkins claim to which we must apply a presumption of correctness and give deference. There is a backdrop to this deficient hearing that cannot be ignored and that is the state trial courts' consistent and complete adoption of all of the State's findings throughout this process:FN115 this creates a black hole of deference and assumption that is not defensible. Both courts attempted to weigh the mitigation evidence themselves, guessing as to the credibility, reliability, and accuracy of the purveyors of that evidence and the Atkins affidavits, and finally deciding who to believe by reading works not necessarily and likely not crafted by the “witness.”FN116 But in doing so, they demonstrated the very flaws that render its paper determination of mental retardation, made without a hearing, an inadequate purveyor of due process.

FN115. This practice is by no means uncommon and is, in fact, the overwhelming norm. See, e.g., Texas Defender Service, A State of Denial: Texas Justice and the Death Penalty at 125 (observing that “the ‘paper hearing’ is especially questionable when combined with the pervasive practice, followed by the vast majority of Texas trial courts reviewing capital cases in state habeas proceedings, of resolving the disputes facts by adopting the prosecutor's legal arguments and characterizations of the evidence wholesale”). The authors reviewed “over one hundred post-1995 state habeas proceedings” and found “that the trial court's findings were identical or virtually identical to those submitted by the prosecutor in 83.7% of the cases examined.” Id. at 127. For capital cases, the authors are not aware of any case where “a Texas trial court has ever adopted the findings proposed by the defendant seeking a new trial.” Id. at 126 n. 30. FN116. The affidavits are repetitive and phrased similarly (stating, for example, “Michael Hall is just a normal inmate to me,” “Michael Hall acts is as normal as anyone in his pod,” “Michael Hall's behavior is normal and does [sic] what he is supposed to do”), suggesting that one individual asked guards identical questions, wrote down their responses, and then requested the guards to verify the accuracy of the written responses. The end of each prison guard affidavit reads: “I have read each fo the [applicable number of] sections of this document and I find it to be a true and correct account of what I have told Investigator David Whisenhunt of the Tarrant County District Attorney's Office ...”. This method of affidavit preparation is of course acceptable, but it suggests the deficiency of a court's relying solely upon affidavits and barring cross examination based on the affidavits.

The only mental retardation evidence heard live in this case is the limited testimony and cross examination on mitigation from Hall's trial, which occurred before the Supreme Court's Atkins decision. Many of the affiants have only been “heard” on paper-including two new experts (Dr. Church and Dr. Denkowski) who have never been cross examined. And none of the witnesses, expert or lay, have been cross examined on the issue of mental retardation as defined by Atkins. The CCA relied wholly on the paper evidence from this trial court record and additional affidavits submitted by both parties in rejecting Hall's Atkins claims. In the initial hearing, Hall and the state addressed mental retardation as a potential mitigating factor in Hall's death sentence and not in light of the three specific Briseno factors that define Atkins mental retardation in Texas. Much of the testimony focused on Hall's family life, emotional abuse, and the question of Hall's understanding of culpability and the “wrongness” of his acts, rather than on whether or not he was in fact mentally retarded according to Briseno's “scientific” definition of that term. The question to which all of this evidence was directed did not even mention the word “mental retardation.” Rather, the question on mitigation (Special Issue Number 3) asked: Whether, taking into consideration all of the evidence, including the circumstances of the offense, the Defendant's character and background, and the personal moral culpability of the Defendant, there is a sufficient mitigating circumstance or circumstances to warrant that a sentence of life imprisonment rather than a death sentence be imposed.

The testimony and cross examination addressing Hall's IQ showed that the issue was controversial and muddled,FN117 and the state's only expert discussed Hall's adaptive knowledge, not functioning. The closing arguments from the trial record most strongly illuminate the dearth of sufficient Atkins evidence in the trial court's paper hearing, as shown by the state's sweeping assertion that mental retardation was only for “labeling purposes” and had little relevance to the question of mitigation.

FN117. The experts addressed the confusion over the IQ tests' standard error but did not resolve or fully clarify the issue.

Ironically, the CCA, in finding that Hall was not mentally retarded for a second time and relying upon the paper trial record and habeas affidavits, stated: “At no point did appellant [during trial] request that the trial judge or the jury make a specific fact-finding as to whether appellant was in fact mentally retarded.”FN118 Had Hall and his attorneys possessed extrasensory abilities-and had they known that Hall's initial trial would be their only opportunity to present live evidence of the very issue of Atkins mental retardation that would determine Hall's fate-they would have of course seized the opportunity to present their proof of mental retardation in open court and not by mail. The state, in turn, would have offered rebuttal evidence and cross examined defendants' witnesses and experts on their credibility as it specifically related to the three Briseno factors of mental retardation in Texas. But neither side did so, because neither could have known that the Court would declare a new constitutional standard in Atkins. Further, neither side could have predicted that the state and district courts would have refused the parties an opportunity to confront and cross examine the expert witnesses who offered conflicting opinions. And the brief opportunity afforded to present Atkins evidence on paper failed to remedy the absence of genuine adversarial contest. Between Hall's state application for habeas, which claimed that it was unconstitutional to execute a mentally retarded defendant in light of the pending Atkins case, and the state's reply, the Supreme Court decided Atkins. Therefore, both the habeas application and the reply contained Atkins-type arguments, and both Hall and the state relied upon the Texas Legislature's and Health Code's definition of mental retardation, which is similar but not identical to the AAMR test for mental retardation under Atkins that the Briseno court later adopted. The TLHC definition of a mental retardation is “significantly subaverage general intellectual functioning that is concurrent with deficits in adaptive behavior ... Further, this condition must have originated during the developmental period.” Briseno's AAMR test requires “limitations” in adaptive functioning that are “related” to the subaverage intellectual functioning, with onset before age 18. Although the trial court's paper habeas hearing, which occurred just after Atkins was decided, ostensibly allowed the parties to “argue” the issue of mental retardation under a definition similar to the Briseno standards, the arguments put forth on paper left gaps in the focus demanded by Atkins. At best, the experts reiterated prior arguments over IQ and failed to resolve them, bickering over standard error and citing incorrect IQ results. Two new experts presented affidavits and neither of these experts were ever cross examined as to their competency. They asserted their own views on the proper means for testing IQ and adaptive functioning, as well as the proper measurement of margins of errors and application of test results to the Atkins factors, yet they never debated these views live. Significantly, Dr. Denkowski pointed out potentially major flaws in some of the analyses relied upon by Dr. Price and others (that the TONI test, for example, does not even technically measure IQ), yet most of these flaws have not been tested in a courtroom. And the lay affiants presented broad claims that would have likely been pierced, or substantially altered in strength, upon cross examination. The judges in each step of Hall's case and collateral review decided they could sort through the complicated scientific evidence and conflicting lay opinions themselves, without the aid of adversarial truthseeking. This occurred despite the failure of the trial record or the supplemental affidavits to sufficiently address any of the Briseno factors. Regarding the question of onset before the age of 18, the state's only argument directly addressing this issue covered less than one page of its reply to Hall's habeas application and relied upon the controversial school IQ scores of 71 on the WISC-R and 84 on the TONI, the faults of which Dr. Cunningham had raised in trial and Dr. Denkowski further explored on paper. FN119 In alleging that Hall did not have significant limitations in adaptive functioning, the state relied wholly on descriptions of Hall's participation in the murder (alleging that this demonstrated his ability to function competently), the testimony of his family from the trial testimony, lay affidavits from prison guards, and on Dr. Price's description of the Street Survival Skills Questionnaire that he administered on Hall-a test for adaptive knowledge, not functioning. We expect a reasonable level of detail in determining whether a defendant meets the Briseno factors. As the Court in Atkins explained, “To the extent there is serious disagreement about the execution of mentally retarded offenders, it is in determining which offenders are in fact retarded.”FN120 This type of controversial determination requires a careful and reasoned investigation of relevant facts, and the general allegations of parties on paper fail to come close to the level of relevance required for an Atkins determination.

FN118. Hall v. Texas, 160 S.W.3d 24, 26 (Tex.Crim.App.2004). FN119. The state's attorney also suggested in trial that the multiple head injuries suffered by Hall as a child were insignificant, as demonstrated by his mother's failure to take him to the hospital for some of the incidents. FN120. Atkins, 536 U.S. at 317, 122 S.Ct. 2242.

In mental retardation cases, the CCA has specifically found that when a trial court determines an Atkins claim, “the trial court must not rely so extensively upon ... expert testimony as to commit the ultimate decision of mental retardation to the experts.”FN121 The state's post- Atkins argument that Hall is not retarded rests in part on the affidavits of prison guards. These witnesses, given the nature of their job and its accompanying dangers, may not be inclined to volunteer evidence of mental retardation to state prosecutors. Additionally, as the dissent to the opinion of the CCA observes, the guards demonstrated only vague and largely irrelevant understandings of mental retardationFN122 while simultaneously asserting that Hall appeared normal. The Supreme Court has found-in civil cases-that an individual's knowledge of the nature of the Government's argument, protected by “the requirements of confrontation and cross-examination,” is “ important in the case of documentary evidence,” but “even more important where the evidence consists of the testimony of individuals whose memory might be faulty or who, in fact, might be ... persons motivated by malice, vindictiveness, intolerance, prejudice, or jealousy.”FN123 While the right to cross examination rests largely on questions of “credibility and veracity,” “[a]n individual has those rights because facts are in issue.”FN124 And we know little about how the other lay witnesses actually “understood” mental retardation, or whether they observed Hall for a sufficiently long period of time to accurately observe his mental capacity. Many statements in affidavits from both the state and the defense indicate precisely how these issues begged for oral hearing. The affidavit of a waitress who served him once, for example, would not likely carry much weight in an Atkins hearing. Prison guards repeatedly made broad, sweeping allegations, such as “Michael Hall is just a normal inmate to me,” “I have never heard Michael Hall referred to as ‘Half Deck’ by anyone,” and “I had the usual contacts and conversations with Hall and observed nothing unusual,” while teachers claimed that Michael “demonstrated behaviors similar to those of a child with a diagnosis of Mental Retardation” and his trial counsel indicated that “Michael tried to mask his retardation ... he bitterly did not want people to think him ‘dumb’ ....”

FN121. Briseno, 135 S.W.3d at 13 n. 30 (citing Williams, 831 So.2d at 859). FN122. One prison guard “knew some kids in school with Down's syndrome,” while another had one uncle who was mentally retarded. Some of the guards only observed Hall sporadically, when they happened to be assigned to his prison unit. FN123. Richardson, 405 U.S. at 218, 92 S.Ct. 788 (Brennan, J., dissenting) (quoting Goldberg, 397 U.S. 254, 270, 90 S.Ct. 1011, 25 L.Ed.2d 287 (1970)). FN124. Id. at 219, 92 S.Ct. 788.

As Hall argued in his habeas application: For any fact-finder to make a determination as to whether Applicant is mentally retarded, it will be necessary to hear the testimony [of] people such as teachers, counselors, and mental health providers who had contact with Applicant before and after his incarceration concerning Applicant's adaptive functioning. Additionally ... the fact-finder will be required to weigh the testimony of witnesses from both sides-psychologists who had interviewed Applicant ... The fact-finder will also have to hear from experts in the field of mental retardation so that the fact-finder [will] be able to gain an understanding of exactly what mental retardation is, and the variety of ways that it is manifested in those afflicted with it. It will be impossible for any fact-finder to make an informed and intelligent decision about which experts are most qualified and most credible in making their respective conclusion without hearing from the experts in court and subjecting them to the rigors of a Daubert/Rule 702 hearing and cross-examination.

A judge presiding in court at an oral hearing has “the superior opportunity of an observer of witnesses to comprehend their testimony,”FN125 an advantage in “essaying the truth of a matter when the facts are caught up with a witness's manner of expression.”FN126 Our principles of deference to trial courts are clear, and we follow these principles because of the trust that we place on the trial process to do justice to the evidence placed before it.

FN125. O'Bryan v. Estelle, 714 F.2d 365, 392 (1983) (Higginbotham, J., concurring). FN126. Id. at 393 (Higginbotham, J., concurring).

Returning to basics, an oral hearing with cross examination of experts allows the trier to evaluate not only the raw contents of that evidence but the way in which the evidence plays out as presented live: the inconsistencies that arise, the phrases that went unnoticed yet carry great weight, and the responses to cross examination that may bring out weaknesses in an assertion that appears bullet proof on paper. It is sometimes the silences in the courtroom that confess a realization of truth but are not preserved for reading by judges at another place and another time. Hearings in open court, or “little” trials, are not perfect but they are the best that we do in a system that remains as fair as any in the world. And they must not be jettisoned in the elusive and illusive pursuit of “efficiency.” Of course efficiency is an important component of a fair system, at least as much as the system can stand. The reality is that far less time would have been taken by a hearing than the time consumed in the struggle over its absence. Submissions on paper are the staple of the administrative state. I do not gainsay the role of our administrative state in saying that whether a man lives or dies at the hand of his government for his conduct is not to be decided by administrative agencies. Nor, I say, with all respect, by courts who unwittingly ape them by accepting the adequacy of administrative manners not prescribed for courts of law but as an alternative to them.

Here, judges distant from any live testimony or cross examination attempted to decipher the evidence for themselves, despite differing accounts of the accuracy of IQ tests and standard error, despite conflicting lay opinions on Hall's mental abilities, and, most importantly, despite the state expert's admission that the determination of mental retardation is a “judgment call” in this case and can “literally turn on a word or a number.” When a constitutional issue turns on a word or number-particularly here, where the first prong of Briseno's mental retardation test requires an IQ of 70 or below for a finding of mental retardation-a judge's analysis of paper arguments over the accuracy of IQ tests and complicated standard of error ranges cannot do justice to a defendant's right to a determination of mental retardation. I have little doubt that the state trial judge would have never relied upon the erroneous misstatement of Hall's IQ made in an affidavit of one of Hall's expert witnesses had there been a hearing in more than name. It is the risk of just such errors that underpins the assurances of the procedural protections of due process. That a state is free to allocate the adjudicatory responsibility to trial or appellate courts does not reduce the constitutionally secured minimum for deciding a substantial claim of retardation under Atkins, bristling with sharply contested facts.

I have not invoked the familiar and reminded of primer rules and common understandings that came with the founding and have clung to our national psyche, powerfully informing our present elaboration because they have not been learned, but because in the daily mix of affairs they are occasionally forgotten.

This panel has unanimously concluded that the state did not afford Hall's claim of retardation a full and fair hearing. It follows that we vacate the decision of the federal district court and remand for an evidentiary hearing. Here I would chart a different path. We should also make clear that because the finding that the state denied Hall a full and fair hearing on a claim of retardation is constitutionally footed, the state's adjudication is constitutionally flawed and has resulted in a decision that was contrary to and an unreasonable application of federal law as determined by the Supreme Court. Refusing to allow confrontation and cross examination was an error of law, one that violated the federal law as established by the Supreme Court. We should vacate the decision of the district court with instructions to that court to enter an order that unless the state shall provide a constitutionally adequate evidentiary hearing on Hall's claim within 120 days of the issuing of the mandate, Hall shall not be eligible for death.FN127 To do otherwise does not give Hall his due-a hearing that not only affords the opportunity to confront and cross examine the state witnesses but also a hearing free of the deference the federal district court must give to the state adjudication of retardation-and passes over the reality that the state adjudication here was constitutionally flawed.

FN127. Indeed, Texas allows the Texas Court of Criminal Appeals to utilize the state trial courts for hearings requiring evidentiary presentations. See Tex.Code Crim. Proc. art. 11.071 § 8 (“If the convicting court determines that controverted, previously unresolved factual issues material to the legality of the applicant's confinement exist, the court shall enter an order, not later than the 20th day after the last date the state answers the application, designating the issues of fact to be resolved and the manner in which the issues shall be resolved. To resolve the issues, the court may require affidavits, depositions, interrogatories, and evidentiary hearings and may use personal recollection .... (f) The clerk of the convicting court shall immediately transmit to: (1) the court of criminal appeals a copy of: (A) the application; (B) the answers and motions filed; (C) the court reporter's transcript; ... (2)(C) findings of fact and conclusions of law entered by the court.”)

 

 

 
 
 
 
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