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Markham DUFF-SMITH

 
 
 
 
 

 

 

 

 
 
 
Classification: Murderer
Characteristics: Murders for hire - To obtain the family fortune
Number of victims: 4
Date of murders: 1971 / 1975
Date of birth: January 14, 1947
Victims profile: His adoptive mother, Gertrude Duff-Smith Zabolio; his adoptive sister, Diana Wanstrath; her husband, John; and their 14-month-old son, Kevin
Method of murder: Strangulation / Shooting
Location: Harris County, Texas, USA
Status: Executed by lethal injection in Texas on June 29, 1993
 
 
 
 
 
 

 

Date of Execution:
June 29, 1993
Offender:
Markum Duff-Smith #694
Last Statement:

I am the sinner of all sinners.

I was responsible for the ’75 and ’79 cases. My trial was not just; it was not fair; they lied against me.

I love all of those on Death Row, and I will always hold them in my hands. Those who stood by me, I will always love you. Jim and Judy Peterson and Chaplain Lopez, I thank you for staying by my side.



Markham Duff-Smith

Age: 46 (28)
Executed: June 29, 1993
Education level: Some college

Heavily in debt, he and banker Walt Waldhauser devised a plan to murder Duff-Smith's adoptive mother and collect $100,000 from her estate. Gertrude Zabolio was killed on Oct. 15, 1975, by Allen Wayne Janecka.

Duff-Smith also confessed to the murder-for-hire killings of his adoptive sister, Diana Wanstrath; her husband, John; and their 14-month-old son, Kevin. Indicted but never tried in those killings, Duff-Smith netted part of a $1 million estate from the deaths.

Waldhauser received a 30-year prison sentence after pleading guilty to the Wanstrath slayings. Janecka is on death row.

 
 

Murderer Is Put to Death in Texas

The New York Times

June 30, 1993

After confessing at the last moment, a man who had been accused of having his mother and three other relatives killed to obtain the family fortune was executed by injection Tuesday in Texas. He had been convicted in his mother's death.

In Huntsville, Tex., Markham Duff-Smith, 46, cleared his conscience just before he was executed. "I am the low sinner of sinners," he said as he lay on a gurney, needles in his arms. "I am responsible for the '75 and '79 cases."

Mr. Duff-Smith was convicted of arranging the murder of his adoptive mother, Gertrude Duff-Smith Zabolio, at her home in Houston's exclusive River Oaks neighborhood in 1975. He was found guilty of paying $10,000 to Allen Wayne Janecka to strangle Mrs. Zabolio, 57, and make her death look like a suicide.

Squanders His Inheritance

The authorities said Mr. Duff-Smith squandered his $90,000 inheritance and in 1979 sought out Mr. Janecka again to kill his adoptive sister, her husband and their son so he could collect up to $500,000 of their inheritance.

Mr. Duff-Smith, who received part of the money, was charged but never tried in the three slayings and had denied any role in the crime until just before his execution.

Late Monday, the Supreme Court unanimously refused to block his execution.

 
 

Markham Duff-Smith, a 46-year-old insurance broker whose voracious thirst for the lavish lifestyle led to the murders of his wealthy mother, sister, brother-in-law and 14-month-old nephew, was executed on June 29, 1993.

Duff-Smith was sentenced to die for his role in a complex scheme to have his adoptive mother, Gertrude Duff-Smith Zabolio, murdered so he could collect an estimated $100,000 from her estate.

Duff-Smith paid Allen Janecka $10,000 to kill Zabolio.  On Oct. 15, 1975, Janecka waited for Zabolio to return from a nearby restaurant, forced her inside her home at gunpoint, strangled her with pantyhose and stole her driver’s license to prove the job was done. 

Duff-Smith was in serious debt as an insurance agent.  In the spring of 1975, Duff-Smith met Walt Waldhauser,  who was employed at First National Bank and had tried his hand in real estate.  It was Waldhuaser who masterminded the whole scheme to murder Dow, Zabolio’s husband, and Gertrude so Duff-Smith could get out of debt.

Waldhauser contacted Paul MacDonald, another investor, and the two put out word they needed to hire a killer.  Janecka, an ex-convict , former high school baseball star and choirboy from Weimer, answered the call. 

Dow Zabolio was also set to be murdered, but was in Austria at the time.

Duff-Smith was also indicted on capital murder charges in the shooting deaths of his adoptive sister, Diana Wanstrath, her husband, John, and their son, Kevin, but he was never tried in those cases.

Four years after the murder of Zabolio, after Duff-Smith spent the inheritance and after the Wanstraths turned up dead, a determined Houston detective, Johnny Bonds, refused to accept the medical examiner’s ruling of a murder-suicide in the Wanstrath death.   He pursued the case for another year before discovering the threads that led to the intricate web that snared Waldhauser, then Janecka and MacDonald and finally Duff-Smith,”(Kathy Fair, Houston Chronicle, June 29, 1993). 

On June 18, 1993, a judge ordered a warrant to bring Duff-Smith to Houston for a conference that could delay his scheduled execution.  This conference was to see if Duff-Smith could testify for Janecka in his murder trial for Kevin Wanstrath.  This would have delayed the execution 30 to 60 days, but the appeal was denied.

Duff-Smith was treated very poorly by his adoptive mother.  “Markham was raised with the right standards, but not with a lot of love,” Dow Zabolio Jr., stepson of the victim said.  “By most accounts, Duff-Smith should have never landed in prison, let alone death row.  Adopted at the age of two weeks, his River Oaks upbringing, and private school education should have been a blueprint for success,” (Kathy Fair, Houston Chronicle, June 29, 1993).

“For a man who once opened his own insurance firm, took lavish cruises, drove a Mercedes and filled his closet with expensive suits, it was a long slide to the cold, stainless steel gurney where he lay wearing his humble prison whites—not monogrammed like the expensive shirts he once wore, but indelibly stamped with his prison number: 694,” (Fair).

 
 

973 F.2d 1175

Markham Duff-Smith, Petitioner-appellant,
v.
James A. Collins, Director, Texas Department of Criminal Justice,
Institutional Division, Respondent-appellee

United States Court of Appeals, Fifth Circuit.

Sept. 17, 1992.
Rehearing Denied Nov. 13, 1992

Appeal from the United States District Court for the Southern District of Texas.

Before POLITZ, Chief Judge, GARWOOD and JOLLY, Circuit Judges.

POLITZ, Chief Judge:

Markham Duff-Smith, a Texas prisoner sentenced to death, appeals the rejection of his application for a writ of habeas corpus. Finding no error, for the reasons assigned we affirm the district court's denial of habeas relief.

Background1

On October 15, 1975, Gertrude Zabolio, Duff-Smith's adopted mother, was murdered in her home. According to the prosecution, Duff-Smith solicited Walter Waldhauser to kill her and his stepfather, Dow Zabolio. Waldhauser in turn solicited Paul MacDonald, a bail bondsman, who hired Allen Wayne Janecka. Janecka killed Gertrude Zabolio by strangulation.

Duff-Smith was a spendthrift who lived beyond his means. During the period preceding his mother's murder he had several arguments with her over requests for money. He told several persons that he wished her dead. Duff-Smith acted on this desire and determined to secure the murder of both his mother and stepfather. Dow Zabolio was included because Duff-Smith speculated that his stepfather might delay the final distribution of his mother's estate.

Detailed evidence of the crime was provided by MacDonald who testified that in the late summer of 1975 Waldhauser told MacDonald that a friend named "Duff" needed an estate cleared up in order to accelerate receipt of his inheritance. When MacDonald stated that he was not willing to commit murder Waldhauser asked him to use his bail bond connections to find someone willing to do so.

Waldhauser later called to ask whether MacDonald had located a hit man. Janecka was present and MacDonald asked him whether he knew of anyone available for murder for hire and Janecka replied that he would take the job. MacDonald and Janecka then contracted to perform the killings for $10,000--$6,500 for Janecka and $3,500 for MacDonald who was to assist Janecka in planning. A small amount of this money was provided up front.

Waldhauser supplied MacDonald with details about the intended victims, including the fact that on each Wednesday night they ate dinner at a nearby cafeteria. On Wednesday October 15, 1975 Janecka and MacDonald staked out the Zabolio home. When Gertrude Zabolio left alone to go to the cafeteria Janecka entered the home to await her return. Janecka then spent several hours in the Zabolio home with Mrs. Zabolio, ostensibly waiting for her husband to return from work.2 According to MacDonald's testimony, Janecka told him that Mrs. Zabolio resignedly accepted her imminent death and was not surprised when Janecka revealed that her son was behind the plan. Eventually Janecka strangled the victim with her pantyhose, leaving behind two purported suicide notes, as well as a "practice" pantyhose tied into a loop, much like the one used in the strangulation.3

The next day MacDonald met Waldhauser and Duff-Smith to discuss the murder. Having been told by Waldhauser to bring some proof that he had committed the murder, MacDonald brought Mrs. Zabolio's driver's license which Janecka had given him. The license was accepted by Duff-Smith without comment. During this same meeting Duff-Smith complained that only one-half of the contract had been completed. He informed MacDonald that no more money would be paid to Janecka until Dow Zabolio had also been killed.

After a few months Janecka grew impatient and threatened MacDonald. MacDonald told Waldhauser about Janecka's threats, but no money was forthcoming. Finally, Waldhauser gave MacDonald Duff-Smith's unlisted phone number so that MacDonald could "shake things up a bit." When MacDonald told Duff-Smith about Janecka's threats, Duff-Smith agreed to "get it taken care of." Shortly thereafter, Janecka received full payment from Waldhauser.

The police were eventually alerted of the murder conspiracy by Donald Wayne Chaline. Chaline worked with Duff-Smith at Prudential Insurance Company in 1975. According to Chaline, he and Duff-Smith met several months after the murder. During the chance meeting Duff-Smith told Chaline in great detail about how he had arranged for the death of his mother in order to collect proceeds from her estate.

For three years Chaline said nothing to the police because he felt implicated. In 1979 Chaline read about the deaths by gunshot of Duff-Smith's sister, Diana Wanstrath, her husband, John Wanstrath, and their 14-month-old child, Kevin Wanstrath.4 Apparently Duff-Smith had squandered his inheritance from his mother and he hired Waldhauser and Janecka to murder the Wanstrath family so he could inherit his sister's estate. Suspecting foul play by Duff-Smith, Chaline called and then eventually met with the homicide detective investigating the Wanstrath killings.

Duff-Smith was tried for the murder of his mother.5 During his case-in-chief he first presented the perjured testimony of two witnesses.6 The third witness defense counsel called was Jerry Sol Eickenhorst. Unfortunately for Duff-Smith, Eickenhorst destroyed the defense theory. Eickenhorst testified that Duff-Smith had suborned perjury by various inmates and had concocted a false story that Waldhauser and MacDonald had murdered Mrs. Zabolio and were attempting to place the blame on him to avoid the death penalty. In support of his testimony, Eickenhorst provided the handwritten notes made by Duff-Smith outlining the perjurious scheme. Duff-Smith conceded that the handwriting was his.

Duff-Smith was convicted of murdering Gertrude Zabolio for remuneration, namely, for half of the proceeds of her $190,000 estate. The jury returned affirmative findings to the two special issues under Article 37.071(b), V.A.C.C.P., and punishment was assessed at death. The Texas Court of Criminal Appeals affirmed the conviction and death sentence.7

Execution was scheduled for January 10, 1986. When Duff-Smith filed a petition for habeas relief in state court a stay was issued. Following an evidentiary hearing the trial court entered findings of fact and conclusions of law refusing all relief. The Texas Court of Criminal Appeals denied Duff-Smith's habeas application and the trial court reset the execution for October 8, 1987.

Duff-Smith filed his first federal habeas petition in September of 1987 and a stay of execution was granted. Duff-Smith raised 11 claims, including those raised in this appeal. An evidentiary hearing was conducted and the magistrate judge entered his report recommending that the writ be denied. The district court adopted the magistrate judge's recommendation, entered an order denying the writ of habeas corpus, vacated the stay of execution, and denied a certificate of probable cause.

Duff-Smith filed a notice of appeal, which under Fed.R.App.P. 21 we consider to be a request for a certificate of probable cause, raising ten claims for relief. He alleges that: (1) his substitute counsel was not given adequate time to prepare his habeas claims; (2) two prospective jurors were improperly removed; (3) in violation of a discovery order, the prosecution failed to reveal the existence of the handwritten script outlining the perjurious defense theory; (4) witness Eickenhorst was an undercover agent for the state who improperly solicited admissions from Duff-Smith after his right to counsel had attached; (5) Eickenhorst affirmatively deceived defense counsel; (6) the state offered Eickenhorst undisclosed benefits and inducements; (7) subpoenas of material witnesses were quashed; (8) he was denied effective assistance of counsel; (9) the evidence was insufficient to sustain a conviction of capital murder for remuneration; and (10) unadjudicated criminal conduct was introduced during the punishment phase of his trial. We granted the CPC.

Analysis

In considering a federal habeas corpus petition federal courts must accord a presumption of correctness to state court factual findings.8 We accept the district court's findings of fact unless they are clearly erroneous; issues of law are reviewed de novo.9

The record indicates that Duff-Smith was represented at trial by attorneys Victor Blaine and Candelario Elizondo. His direct appeal, state habeas petition, and the initial aspects of the federal habeas petition were handled by attorneys Will Gray and Carolyn Garcia. During the second evidentiary hearing Gray and Garcia asked to withdraw as counsel. The magistrate judge ultimately granted a motion to substitute Douglas C. McNabb as counsel.

At the time of his appointment, McNabb was informed that although Duff-Smith's evidentiary hearing had been held, he could supplement the record as long as he did so before the magistrate judge issued his report to the district court. No particular time period was set.

Four months later McNabb realized that previous counsel had requested a transcript of the federal evidentiary hearings but that no transcript was ever produced. McNabb requested the transcript, the request was approved, and McNabb received the bulk of the transcript the last week of October 1990.

Meanwhile, the magistrate judge had finished his report which he filed on October 9, 1990. McNabb received a copy on October 17 and was given until October 30 to file objections. This objection deadline was later extended to November 30, 1990 and then to January 4, 1991.

In his objections to the magistrate judge's report, Duff-Smith requested that his substitute counsel be given additional time to examine the records, investigate the facts, and amend and/or supplement the application for writ of habeas corpus. The district court impliedly rejected this request when on January 28, 1991 it adopted the magistrate judge's report, denying the writ.

Duff-Smith argues on appeal that his substitute counsel did not have sufficient time to supplement the record before the magistrate judge issued his report, thereby denying him a fair federal habeas proceeding. He asserts that his substitute counsel has found additional material not previously applied to the facts of the writ. Citing the mandate of McCleskey v. Zant10 that all claims for relief be raised in a petitioner's first habeas petition, Duff-Smith also insists that his counsel should be given additional time to perform what he terms a "McCleskey investigation." Accordingly, Duff-Smith requests a stay of 180 days so that his substitute counsel might fully investigate his claims in this, his first federal habeas petition. Should additional claims be discovered, he requests an opportunity to amend his petition to raise them.11

Discovery decisions in habeas proceedings, including whether to allow an extension of time, are left entirely to the sound discretion of the district court.12 Amendments should be liberally allowed but the decision whether to permit an amendment to a petition after responsive pleadings have been filed is within the discretion of the district court.13 The decision to deny leave to amend is reviewed on appeal only for abuse of that discretion.14

Duff-Smith was represented by competent counsel for several years before counsel withdrew. When McNabb was appointed as Duff-Smith's substitute counsel he was given an opportunity to supplement the record at anytime before the magistrate judge issued his report to the district court. This was a period of four and one-half months. McNabb then had three months to respond and object to the report. Counsel was afforded sufficient time to review the records, investigate the facts, and present them to the court. The new information which Duff-Smith purports to have discovered is nothing more than a bald assertion that with additional time he might be able to prove psychological mistreatment and that Eickenhorst was a government witness. We are not persuaded. Duff-Smith has failed to show that "he was prejudiced by his inability to amend his petition."15

Duff-Smith alleges that venire members Sarah Nagler and Harold Boyd were improperly excused by the trial court in violation of Adams v. Texas16 and Witherspoon v. Illinois.17 He contends that the voir dire responses given by the two prospective jurors do not indicate that they were so opposed to the death penalty as to interfere with their duties as jurors and that they should not have been excused.

During the trial, counsel did not object to the exclusion of either prospective juror as required by the Texas contemporaneous objection rule.18 Consistent with state law, the Texas Court of Criminal Appeals expressly stated that its judgment as to this issue rested on a state procedural bar.19 The district court correctly concluded that the procedural default doctrine forecloses federal habeas review of this claim.20 When a state prisoner has defaulted a claim in state court under an independent and adequate state procedural rule, federal habeas review is barred unless the prisoner can demonstrate cause for the default and actual prejudice, or demonstrate that failure to consider the claims will result in a fundamental miscarriage of justice.21

But for his ineffective assistance of counsel claim discussed infra, Duff-Smith does not allege cause for his failure to comply with the state procedural rules for preserving error. Moreover, he offers no proof tending to show that as a consequence thereof there was a fundamental miscarriage of justice in his trial.22

3-6. Witness Jerry Sol Eickenhorst

Duff-Smith's third, fourth, fifth, and sixth claims for relief center around the testimony of defense witness Eickenhorst. It was Eickenhorst who surprised the defense by testifying at trial that Duff-Smith's entire defense--that he was being framed by MacDonald and Waldhauser--was but a perjurious concoction by Duff-Smith. The state actually learned of the scheme a few weeks before trial when Eickenhorst gave the prosecution Duff-Smith's handwritten script detailing the perjurious scheme.

Duff-Smith's first contention is that the state violated the trial court's pretrial discovery and inspection order when it failed to provide the defense with a copy of Duff-Smith's handwritten script before Eickenhorst testified. He argues that the state's failure to comply with the discovery order violates due process and deprives him of effective assistance of counsel.

This contention is also barred under the procedural default doctrine because Duff-Smith did not object to the admission of the script at trial. As the Texas Court of Criminal Appeals noted in rejecting this claim, "[i]t is well settled that the proper procedure when alleging surprise due to violation of a trial court's order for discovery is to object or ask for a postponement or continuance of the trial."23 Moreover, were we to reach the merits of this claim, it is apparent that no federal constitutional right is implicated. Eickenhorst's testimony and the script were fully known and available to Duff-Smith; thus, he cannot complain that it was withheld in violation of Brady v. Maryland.24

Duff-Smith's next allegation is that Eickenhorst was an undercover agent for the state who solicited admissions from him after his right to counsel had attached in violation of Maine v. Moulton25 and Massiah v. United States.26 He also insists that at the request of the prosecution, Eickenhorst affirmatively deceived defense counsel by informing them that his in-court testimony would support the fabricated defense theory. In addition, Duff-Smith alleges that Eickenhorst's testimony was induced by promises of favorable treatment by the prosecutor in violation of United States v. Bagley.27

Duff-Smith offered no evidence to support any of these contentions. In the state habeas proceedings, the trial court found that Eickenhorst was never a state agent, that the prosecutors did not ask Eickenhorst to deceive defense counsel, and that no inducements were given to Eickenhorst by the state either before or after his testimony.28 These state findings, supported by the record, are entitled to a presumption of correctness.29

Moreover, after the federal evidentiary hearing in which Duff-Smith called several witnesses in an attempt to prove his allegations, the magistrate judge again determined that Eickenhorst was not an agent and that his actions were not induced by the state. There is simply no evidence supporting these allegations, and mere arguments to the contrary do not raise a constitutional issue.30

Duff-Smith contends that his sixth amendment right to compulsory process was denied during the state collateral hearing when the judge quashed subpoenas duces tecum served on three witnesses, Harris County District Attorney Johnny Holmes, Texas Attorney General Jim Mattox, and United States Marshal B.S. Baker. Duff-Smith claims he was seeking information that these individuals may have had regarding the fact that Eickenhorst was eventually transferred to the federal prison system.

This contention is without merit for infirmities in state habeas proceedings do not constitute grounds for federal habeas relief.31 We look only to the trial and direct appeal. Further, Duff-Smith was granted permission to call these same witnesses in the federal evidentiary hearing if he was not satisfied with the affidavits they submitted. Although Duff-Smith's defense counsel expressed some dissatisfaction with Holmes' affidavit, counsel elected not to call him.

In his eighth claim for relief Duff-Smith argues that he was denied his sixth amendment right to the effective assistance of counsel. Specifically, he contends that his counsel: (1) failed to object to the excusal for cause of prospective jurors Boyd and Nagler; (2) failed to object to prosecutorial misconduct; (3) did not present mitigating evidence during the punishment phase of trial; (4) failed to challenge the medical examiner reports; (5) did not pursue a change in venue; and (6) failed to investigate adequately the background of witness Don Chaline.

To succeed with an ineffective assistance of counsel claim, Duff-Smith must show that counsel's performance was deficient, falling below an objective standard of reasonableness and the deficient performance prejudiced the defense to the extent that "counsel's errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable."32 The reasonableness of the challenged conduct is determined by viewing the circumstances at the time of that conduct.33 In our assessment, we "strongly presume that trial counsel rendered adequate assistance and that the challenged conduct was the product of a reasoned trial strategy."34

As previously discussed, defense counsel did not object to the trial court's excusal for cause of venire members Boyd and Nagler, and thus Duff-Smith is precluded from directly litigating that issue on the merits. Under Strickland, however, Duff-Smith may still raise the merits of this issue through an ineffective assistance of counsel claim.35

The applicable standard to determine whether a prospective juror may be excluded for cause because of his or her views on capital punishment is "whether the juror's views would 'prevent or substantially impair the performance of his duties as a juror in accordance with his instructions and his oath.' "36 A juror's bias need not be proven with "unmistakable clarity."37 The trial judge is in the best position to assess the demeanor and credibility of a prospective juror; accordingly, the judge's determination is statutorily accorded a presumption of correctness.38

A studied review of the responses of Boyd and Nagler during voir dire confirms that they were not excused improperly under Adams and Witt. After admitting that she philosophically opposed the death penalty, Nagler was asked if she would resolve the conflict between her conscience and oath by answering the special answers "no" to avoid the death penalty. Nagler first responded that she would and later stated that she did not know what she would do to resolve the admitted conflict. Boyd was not sure that he believed in capital punishment and for that reason he stated that he "might answer the second [question] no to keep from having to kill."

When defense counsel asked Boyd "if you were in that position then you would violate that oath that you would take and answer it wrongfully, contrary to the law and the evidence?" Boyd replied that he "wouldn't take the oath in the first place ... if it meant killing somebody." The trial court could have been "left with the definite impression that [Nagler and Boyd] would be unable to faithfully and impartially apply the law."39 Hence, Duff-Smith's counsel did not act unreasonably or unprofessionally in failing to object to the excusing of Nagler and Boyd.

Duff-Smith also alleges his counsel were ineffective in failing to object to prosecutorial misconduct--that in violation of a discovery order the prosecution did not notify defense counsel of their advance knowledge of the perjurious defense theory and of Duff-Smith's handwritten script. This claim has no merit. Duff-Smith was not deprived of a fundamentally fair trial because the state failed to inform him that the authorities were aware that he planned and then suborned perjury. Duff-Smith obviously had full knowledge of the information the prosecution did not reveal; his constitutional rights manifestly were not implicated.40

We next examine Duff-Smith's allegation that his counsel was ineffective for failing to present any mitigating evidence during the punishment phase of his trial. "[F]ailure to present mitigating evidence 'if based on an informed and reasoned practical judgment, is well within the range of practical choices not to be second-guessed.' "41 Duff-Smith presented his counsel with the names of several potential character witnesses. Defense counsel contacted each person. Determining that these witnesses might be more damaging than helpful, counsel decided not to present their testimony during the punishment phase of trial. Such reasoned trial strategy, although it might be challenged with the benefit of 20-20 hindsight, is not defective within the meaning of Strickland.

Duff-Smith's remaining ineffective assistance of counsel claims are equally without merit. The decision by his counsel not to challenge the medical examiner's report on Mrs. Zabolio's cause of death was clearly trial strategy.42 Both Waldhauser and MacDonald had admitted to the killing of Mrs. Zabolio. Likewise, counsel's decision not to pursue Duff-Smith's initial motion for a change of venue was also the product of reasoned trial strategy. After voir dire defense counsel was satisfied that Duff-Smith could receive a fair trial in Harris County. As there was neither a demonstration nor suggestion of prejudice, this cannot be deemed ineffective assistance of counsel.43 And finally, Duff-Smith fails to demonstrate what relevant fact(s) a more thorough background check on Don Chaline, the state's primary non-accomplice witness, would have revealed. Pure speculation that crucial cross-examination material might have been discovered is insufficient to raise a constitutional claim of ineffective assistance.44

Duff-Smith asserts that the state failed to present sufficient evidence to support the jury's finding of the remuneration element of capital murder. The heart of his argument is that remuneration was not shown because he would have inherited the same amount of money from his mother if she died naturally as he received after her murder. Thus, Duff-Smith argues, he did not gain from the murder.

When testing the sufficiency of the evidence in the context of a habeas petition the state conviction must stand unless no rational trier of fact, when viewing the evidence in the light most favorable to the prosecution, could have found the essential elements of the offense proven beyond a reasonable doubt.45 When a state appellate court reviews the sufficiency of the evidence, that court's opinion must be given great weight.46

Duff-Smith's argument runs afoul of Beets v. State47 wherein the Texas Court of Criminal Appeals specifically approved its prior holding in his case.48 In Beets the defendant murdered her husband to collect on his insurance policy and to sell his separate property. In reversing the initial panel ruling, the Court of Criminal Appeals sitting en banc held that remuneration includes murder in anticipation of receiving an estate from the murdered victim. Questions regarding the sufficiency of the evidence are gauged in the light of applicable state law.49 Under Texas law the trial record contains evidence sufficient to establish beyond a reasonable doubt the essential elements of capital murder for remuneration.

During the punishment phase of the trial evidence was introduced of Duff-Smith's conspiracy to murder the Wanstrath family, and his offer to murder the husband of an ex-girlfriend for inheritance purposes. Duff-Smith alleges that this was error. He also contends that the evidence pertaining to the Wanstrath murders was hearsay and thus violated his right of cross examination.

His first contention is squarely foreclosed by the law of this circuit.50 As for the second argument, the statements Duff-Smith complains of were coconspirator statements made in the course and within the scope of the conspiracy. They were admissible.51

For these reasons, the decision of the district court denying the application for writ of habeas corpus is AFFIRMED.

*****

1

We present only the facts necessary for an understanding of the issues raised in this appeal. A detailed review of the facts, including the pertinent corroborating evidence, may be found in the Texas Court of Criminal Appeals' opinion affirming Duff-Smith's conviction on direct appeal, Duff-Smith v. State, 685 S.W.2d 26 (Tex.Crim.App.), cert. denied, 474 U.S. 865, 106 S.Ct. 186, 88 L.Ed.2d 154 (1985)

2

Gertrude told Janecka that her husband was merely working late when in fact he was in Austria

3

The deceased's death was, in fact, originally ruled a suicide

4

The medical examiner initially ruled that the Wanstrath family deaths were the result of a double murder-suicide; that Diana Wanstrath had murdered her husband and son before committing suicide

5

Duff-Smith was charged with but never tried for arranging the murders of the Wanstrath family. However, during both the guilt-innocence and punishment phases of his trial for the murder of Mrs. Zabolio, the Wanstrath murders were made known to the jury via the testimony of coconspirators

6

There was no indication that defense counsel knew of the perjurious nature of the defense theory. Several weeks before trial five inmates, all previous jail-mates of MacDonald, contacted defense counsel by letter and offered to testify in Duff-Smith's favor

7

Duff-Smith v. State, 685 S.W.2d 26 (Tex.Crim.App.), cert. denied, 474 U.S. 865, 106 S.Ct. 186, 88 L.Ed.2d 154 (1985)

8

Barnard v. Collins, 958 F.2d 634 (5th Cir.1992) (citing 28 U.S.C. § 2254(d))

9

Humphrey v. Lynaugh, 861 F.2d 875 (5th Cir.1988), cert. denied, 490 U.S. 1024, 109 S.Ct. 1755, 104 L.Ed.2d 191 (1989)

10

--- U.S. ----, 111 S.Ct. 1454, 113 L.Ed.2d 517 (1991)

11

Cf. Coleman v. Vasquez, 771 F.Supp. 300 (N.D.Cal.1991) (staying proceedings for 120 days to allow a McCleskey investigation)

12

28 U.S.C. § 2254

13

Fed.R.Civ.P. 15(a); Hernandez v. Garrison, 916 F.2d 291 (5th Cir.1990)

14

Carter v. Procunier, 755 F.2d 1126 (5th Cir.1985)

15

Hernandez, 916 F.2d at 293. The district court did not abuse its discretion

16

448 U.S. 38, 100 S.Ct. 2521, 65 L.Ed.2d 581 (1980)

17

391 U.S. 510, 88 S.Ct. 1770, 20 L.Ed.2d 776 (1968)

18

Russell v. State, 598 S.W.2d 238 (Tex.Crim.App.), cert. denied, 449 U.S. 1003, 101 S.Ct. 544, 66 L.Ed.2d 300 (1980)

19

Duff-Smith, 685 S.W.2d at 36-38

20

White v. Collins, 959 F.2d 1319 (5th Cir.1992)

21

Coleman v. Thompson, 501 U.S. ----, 111 S.Ct. 2546, 115 L.Ed.2d 640 (1991)

22

Smith v. Murray, 477 U.S. 527, 106 S.Ct. 2661, 91 L.Ed.2d 434 (1986)

23

Duff-Smith, 685 S.W.2d at 33

24

373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963). See Mattheson v. King, 751 F.2d 1432 (5th Cir.1985), cert. denied, 475 U.S. 1138, 106 S.Ct. 1798, 90 L.Ed.2d 343 (1986); United States v. Jones, 712 F.2d 115 (5th Cir.1983)

25

474 U.S. 159, 106 S.Ct. 477, 88 L.Ed.2d 481 (1985)

26

377 U.S. 201, 84 S.Ct. 1199, 12 L.Ed.2d 246 (1964)

27

473 U.S. 667, 105 S.Ct. 3375, 87 L.Ed.2d 481 (1985) (failure of the state to reveal favorable information such as inducements may violate due process)

28

Ex parte Duff-Smith, No. 16,92601 at 81-85

29

28 U.S.C. § 2254(d)

30

Ross v. Estelle, 694 F.2d 1008 (5th Cir.1983)

31

Vail v. Procunier, 747 F.2d 277 (5th Cir.1984)

32

Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984); Lincecum v. Collins, 958 F.2d 1271 (5th Cir.1992)

33

Strickland, 466 U.S. at 690, 104 S.Ct. at 2066, 80 L.Ed.2d at 695; Barnard, 958 F.2d at 638

34

Wilkerson v. Collins, 950 F.2d 1054, 1065 (5th Cir.1992) (citing Strickland )

35

Kimmelman v. Morrison, 477 U.S. 365, 106 S.Ct. 2574, 91 L.Ed.2d 305 (1986); Strickland, 466 U.S. at 690, 104 S.Ct. at 2066, 80 L.Ed.2d at 695

36

Wainwright v. Witt, 469 U.S. 412, 424, 105 S.Ct. 844, 83 L.Ed.2d 841 (1985)

37

Id

38

28 U.S.C. § 2254(d); Ellis v. Lynaugh, 873 F.2d 830 (5th Cir.), cert. denied, 493 U.S. 970, 110 S.Ct. 419, 107 L.Ed.2d 384 (1989)

39

Witt, 469 U.S. at 426, 105 S.Ct. at 853, 83 L.Ed.2d at 853

40

Mattheson, 751 F.2d at 1444; Jones, 712 F.2d at 122

41

Wilkerson, 950 F.2d at 1065 (quoting Mattheson, 751 F.2d at 1441)

42

Strickland, 466 U.S. at 694, 104 S.Ct. at 2068; Green v. Lynaugh, 868 F.2d 176 (5th Cir.), cert. denied, 493 U.S. 831, 110 S.Ct. 102, 107 L.Ed.2d 66 (1989)

43

Gilliard v. Scroggy, 847 F.2d 1141 (5th Cir.1988), cert. denied, 488 U.S. 1019, 109 S.Ct. 818, 102 L.Ed.2d 807 (1989)

44

See Barnard, 958 F.2d at 642 n. 11

45

Jackson v. Virginia, 443 U.S. 307, 318-19, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979)

46

Parker v. Procunier, 763 F.2d 665, 666 (5th Cir.), cert. denied, 474 U.S. 855, 106 S.Ct. 159, 88 L.Ed.2d 132 (1985)

47

767 S.W.2d 711 (Tex.Crim.App.1985) (en banc )

48

685 S.W.2d at 33 (evidence sufficient to sustain a conviction of capital murder for remuneration)

49

McGee v. Estelle, 732 F.2d 447, 451 (5th Cir.1984)

50

Landry v. Lynaugh, 844 F.2d 1117 (5th Cir.), cert. denied, 488 U.S. 900, 109 S.Ct. 248, 102 L.Ed.2d 236 (1988) (admission at sentencing in state capital murder trial of evidence of prior unadjudicated offenses does not violate due process rights)

51

Fed.R.Evid. 801(d)(2)(E); United States v. Miller, 799 F.2d 985 (5th Cir.1986)

 
 

995 F.2d 545

Markham DUFF-SMITH, Petitioner-Appellant,
v.
James A. COLLINS, Director, Texas Department of Criminal
Justice, Institutional Division, Respondent-Appellee.

No. 93-2493.

United States Court of Appeals,
Fifth Circuit.

June 28, 1993.

Appeal from the United States District Court for the Southern District of Texas.

Before POLITZ, Chief Judge, GARWOOD and JOLLY, Circuit Judges.

PER CURIAM:

Petitioner-Appellant Markham Duff-Smith, scheduled to be executed after midnight tonight, Monday, June 28, 1993, has applied to this court for a certificate of probable cause to appeal. Concurrently, he seeks a stay of execution. This is his second habeas appeal, his earlier habeas appeal having been considered and denied in Duff-Smith v. Collins, 973 F.2d 1175 (5th Cir.1992), reh'g denied, Nov. 13, 1992, cert. denied, --- U.S. ----, 113 S.Ct. 1958, 123 L.Ed.2d 661 (1993).1 We deny both the motion for CPC and the motion for stay of execution.

A certificate of probable cause is a jurisdictional prerequisite for our consideration of this appeal.2 To obtain a certificate of probable cause Duff-Smith must "make a substantial showing of the denial of a federal right."3 To make such a showing, he "must demonstrate that the issues are debatable among jurists of reason; that a court could resolve the issues [in a different manner]; or that the questions are adequate to deserve encouragement to proceed further."4

Markham Duff-Smith was convicted and sentenced to death for the capital murder of his adoptive mother, Gertrude Zabolio. The conviction and sentence were affirmed by the Texas Court of Criminal Appeals.5 His first state habeas petition was filed in 1986. After conducting an evidentiary hearing, the trial court entered findings of fact and conclusions of law denying all relief. The Texas Court of Criminal Appeals adopted those findings and denied the petition. Duff-Smith then sought federal habeas corpus relief. Another evidentiary hearing was conducted, and the district court denied relief, adopting the recommendations of the magistrate judge. On appeal, we affirmed the denial of the writ, addressing in detail each issue raised.6

Whether a successive federal habeas petition raises grounds identical to those already heard and decided on the merits in a previous petition, or raises new grounds not raised in the previous petition, a federal court may not reach the merits thereof unless the petitioner shows cause and prejudice.7 To demonstrate "cause," the petitioner must demonstrate that "some objective factor external to the defense impeded counsel's efforts" to raise the claim in the initial petition.8 "A failure to raise a claim in the first petition may not be excused for cause if the claim was reasonably available at that time."9 Absent demonstrated cause and prejudice, "the failure to raise a claim in a prior habeas petition may be overlooked only when a constitutional violation probably has resulted in the conviction of one innocent of the crime."10

In the present habeas petition, Duff-Smith raises several claims which were raised in the first petition. In addition, he advances several claims which he characterizes as "new" but which are not new, despite counsel's valiant efforts to establish to the contrary. The petition founders on Rule 9(b) of the Rules Governing § 2254 Cases.

The motion for a certificate of probable cause is DENIED.

The motion for a stay of execution is DENIED.

*****

1

That opinion sets out in greater detail Duff-Smith's procedural history through both the state and federal courts

2

Fed.R.App.P. 22(b)

3

Barefoot v. Estelle, 463 U.S. 880, 893, 103 S.Ct. 3383, 3394, 3395, 77 L.Ed.2d 1090 (1983) (citations omitted)

4

Id. at 893 n. 4, 103 S.Ct. at 3394 n. 4 (citations omitted)

5

Duff-Smith v. State, 685 S.W.2d 26 (Tex.Crim.App.), cert. denied, 474 U.S. 865, 106 S.Ct. 186, 88 L.Ed.2d 154 (1985)

6

973 F.2d at 1175-84

7

Rules Governing § 2254 Cases in the United States District Courts 9(b); McCleskey v. Zant, --- U.S. ----, 111 S.Ct. 1454, 113 L.Ed.2d 517 (1991) (new claims); Kuhlmann v. Wilson, 477 U.S. 436, 106 S.Ct. 2616, 91 L.Ed.2d 364 (1986) (claims already raised)

8

McCleskey

9

Selvage v. Collins, 975 F.2d 131, 133 (5th Cir.1992), cert. denied, --- U.S. ----, 113 S.Ct. 2445, 124 L.Ed.2d 663 (1993)

10

Kirkpatrick v. Whitley, 992 F.2d 491 (5th Cir.1993)

 

 

 
 
 
 
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